| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 4,189,227 | 4,720,658 | +531,431 | 1.48 | 1.43 | -0.05 | buy |
| CLOUGH CAPITAL PARTNERS L P | 0 | 251,150 | +251,150 | 0.00 | 0.34 | +0.34 | buy |
| Heron Bay Capital Management | 218,886 | 372,776 | +153,890 | 0.66 | 1.06 | +0.41 | buy |
| Quarry LP | 0 | 86,966 | +86,966 | 0.00 | 0.54 | +0.54 | buy |
| SIT INVESTMENT ASSOCIATES INC | 1,314,659 | 1,380,710 | +66,051 | 0.40 | 0.42 | +0.02 | buy |
| Alpine Global Management, LLC | 71,456 | 125,000 | +53,544 | 0.18 | 0.42 | +0.24 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 4,745 | 54,923 | +50,178 | 0.01 | 0.00 | -0.01 | buy |
| COMERICA BANK | 1,835 | 46,717 | +44,882 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 30,419 | 72,502 | +42,083 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 0 | 21,480 | +21,480 | 0.00 | 0.06 | +0.06 | buy |
| JPMORGAN CHASE & CO | 0 | 14,682 | +14,682 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 0 | 12,669 | +12,669 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 11,681 | +11,681 | 0.00 | 0.01 | +0.01 | buy |
| Advisor Resource Council | 0 | 10,712 | +10,712 | 0.00 | 0.02 | +0.02 | buy |
| NewEdge Advisors, LLC | 21,915 | 30,252 | +8,337 | 0.00 | 0.00 | +0.00 | buy |
| Advisory Services Network, LLC | 0 | 5,642 | +5,642 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 0 | 4,410 | +4,410 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 25,120 | 28,876 | +3,756 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 33,878 | 37,611 | +3,733 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 14,920 | 17,970 | +3,050 | 0.00 | 0.00 | +0.00 | buy |
| NWF Advisory Services Inc. | 36,961 | 37,961 | +1,000 | 0.10 | 0.09 | -0.00 | buy |
| D.A. DAVIDSON & CO. | 22,690 | 23,445 | +755 | 0.00 | 0.00 | +0.00 | buy |
| FIRST TRUST ADVISORS LP | 15,258 | 15,678 | +420 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 358 | 367 | +9 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 12,779 | 12,779 | 0 | 0.05 | 0.05 | +0.00 | hold |
| Thomas J. Herzfeld Advisors, Inc. | 1,587 | 1,587 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Sunbelt Securities, Inc. | 345 | 345 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Steward Partners Investment Advisory, LLC | 659 | 659 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sound Income Strategies, LLC | 1,905 | 1,905 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Geneos Wealth Management Inc. | 381 | 381 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Gladstone Institutional Advisory LLC | 30,000 | 30,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| CAROLINAS WEALTH CONSULTING LLC | 7,264 | 7,264 | 0 | 0.02 | 0.02 | +0.00 | hold |
| WOLFF WIESE MAGANA LLC | 1,200 | 1,200 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Fortitude Advisory Group L.L.C. | 16,830 | 16,830 | 0 | 0.13 | 0.13 | -0.00 | hold |
| MML INVESTORS SERVICES, LLC | 17,405 | 17,405 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CITIGROUP INC | 2 | 2 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DELTA ASSET MANAGEMENT LLC/TN | 468 | 468 | 0 | 0.00 | 0.00 | +0.00 | hold |
| KAYNE ANDERSON CAPITAL ADVISORS LP | 32,100 | 32,100 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Focused Wealth Management, Inc | 405 | 353 | -52 | 0.00 | 0.00 | -0.00 | sell |
| Caldwell Trust Co | 66 | 0 | -66 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 28,146 | 27,904 | -242 | 0.00 | 0.00 | -0.00 | sell |
| Larson Financial Group LLC | 250 | 0 | -250 | 0.00 | 0.00 | -0.00 | sell |
| Integrated Wealth Concepts LLC | 26,101 | 25,601 | -500 | 0.01 | 0.01 | +0.00 | sell |
| Glass Jacobson Investment Advisors llc | 1,197 | 445 | -752 | 0.01 | 0.00 | -0.00 | sell |
| Clearstead Advisors, LLC | 910 | 0 | -910 | 0.00 | 0.00 | -0.00 | sell |
| SILVERLAKE WEALTH MANAGEMENT LLC | 54,812 | 53,891 | -921 | 0.34 | 0.37 | +0.02 | sell |
| Spire Wealth Management | 8,497 | 7,248 | -1,249 | 0.00 | 0.00 | -0.00 | sell |
| CWM, LLC | 1,257 | 0 | -1,257 | 0.00 | 0.00 | -0.00 | sell |
| Janney Montgomery Scott LLC | 39,291 | 36,767 | -2,524 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 3,000 | 0 | -3,000 | 0.00 | 0.00 | -0.00 | sell |
| FNY Investment Advisers, LLC | 3,000 | 0 | -3,000 | 0.02 | 0.00 | -0.02 | sell |
| Cambridge Investment Research Advisors, Inc. | 28,893 | 24,784 | -4,109 | 0.00 | 0.00 | -0.00 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 70,350 | 65,350 | -5,000 | 0.07 | 0.07 | -0.00 | sell |
| Advisors Asset Management, Inc. | 129,669 | 124,499 | -5,170 | 0.03 | 0.03 | +0.00 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 24,193 | 18,107 | -6,086 | 0.00 | 0.00 | -0.00 | sell |
| Koshinski Asset Management, Inc. | 10,567 | 0 | -10,567 | 0.01 | 0.00 | -0.01 | sell |
| UBS Group AG | 580,053 | 566,670 | -13,383 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 51,773 | 37,199 | -14,574 | 0.00 | 0.00 | -0.00 | sell |
| Elequin Capital, LP | 14,707 | 0 | -14,707 | 0.03 | 0.00 | -0.03 | sell |
| Invesco Ltd. | 17,888 | 0 | -17,888 | 0.00 | 0.00 | -0.00 | sell |
| Sigma Planning Corp | 19,249 | 0 | -19,249 | 0.01 | 0.00 | -0.01 | sell |
| Quantedge Capital Pte Ltd | 44,338 | 24,738 | -19,600 | 0.27 | 0.15 | -0.12 | sell |
| AQR Arbitrage LLC | 22,196 | 0 | -22,196 | 0.01 | 0.00 | -0.01 | sell |
| WELLS FARGO & COMPANY/MN | 32,777 | 0 | -32,777 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 108,144 | 71,738 | -36,406 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 187,026 | 144,161 | -42,865 | 0.00 | 0.00 | +0.00 | sell |
| Woodline Partners LP | 62,685 | 0 | -62,685 | 0.01 | 0.00 | -0.01 | sell |
| LPL Financial LLC | 349,362 | 272,378 | -76,984 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 1,634,728 | 1,380,271 | -254,457 | 0.00 | 0.00 | -0.00 | sell |