| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| FMR LLC | 0 | 5,442,515 | +5,442,515 | 0.00 | 0.01 | +0.01 | buy |
| VANGUARD GROUP INC | 1,756,523 | 3,448,650 | +1,692,127 | 0.00 | 0.00 | +0.00 | buy |
| FIL Ltd | 3,917,775 | 2,918,439 | -999,336 | 0.06 | 0.05 | -0.00 | sell |
| CITIGROUP INC | 2,774,536 | 2,068,895 | -705,641 | 0.03 | 0.03 | +0.00 | sell |
| D. E. Shaw & Co., Inc. | 4,345,323 | 2,038,412 | -2,306,911 | 0.08 | 0.04 | -0.03 | sell |
| Allianz Asset Management GmbH | 1,128,096 | 2,010,276 | +882,180 | 0.02 | 0.06 | +0.03 | buy |
| JPMORGAN CHASE & CO | 1,949,766 | 1,887,057 | -62,709 | 0.00 | 0.00 | +0.00 | sell |
| WELLINGTON MANAGEMENT GROUP LLP | 0 | 1,751,348 | +1,751,348 | 0.00 | 0.01 | +0.01 | buy |
| GOLDMAN SACHS GROUP INC | 1,239,625 | 1,738,155 | +498,530 | 0.00 | 0.01 | +0.00 | buy |
| MORGAN STANLEY | 2,180,024 | 1,579,020 | -601,004 | 0.00 | 0.00 | -0.00 | sell |
| Oxbow Capital Management (HK) Ltd | 1,600,000 | 1,570,662 | -29,338 | 7.44 | 8.73 | +1.29 | sell |
| Point72 Hong Kong Ltd | 0 | 1,280,293 | +1,280,293 | 0.00 | 1.95 | +1.95 | buy |
| BANK OF AMERICA CORP /DE/ | 1,058,310 | 1,208,332 | +150,022 | 0.00 | 0.00 | +0.00 | buy |
| Polunin Capital Partners Ltd | 1,180,242 | 1,180,242 | 0 | 3.15 | 4.40 | +1.25 | hold |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 927,205 | 1,151,586 | +224,381 | 0.01 | 0.02 | +0.01 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 1,127,783 | 1,129,719 | +1,936 | 0.04 | 0.05 | +0.01 | buy |
| Point72 Asset Management, L.P. | 165,549 | 948,458 | +782,909 | 0.01 | 0.05 | +0.04 | buy |
| NORGES BANK | 462,411 | 939,350 | +476,939 | 0.00 | 0.00 | +0.00 | buy |
| Trivest Advisors Ltd | 0 | 809,500 | +809,500 | 0.00 | 0.69 | +0.69 | buy |
| NATIONAL BANK OF CANADA /FI/ | 305,547 | 711,300 | +405,753 | 0.01 | 0.02 | +0.01 | buy |
| DEUTSCHE BANK AG\ | 0 | 628,500 | +628,500 | 0.00 | 0.01 | +0.01 | buy |
| CI INVESTMENTS INC. | 0 | 627,333 | +627,333 | 0.00 | 0.05 | +0.05 | buy |
| BARCLAYS PLC | 62,198 | 580,820 | +518,622 | 0.00 | 0.01 | +0.00 | buy |
| MARSHALL WACE, LLP | 0 | 574,739 | +574,739 | 0.00 | 0.02 | +0.02 | buy |
| Veritas Asset Management LLP | 0 | 500,635 | +500,635 | 0.00 | 0.11 | +0.11 | buy |
| Ghisallo Capital Management LLC | 0 | 500,000 | +500,000 | 0.00 | 0.29 | +0.29 | buy |
| Schonfeld Strategic Advisors LLC | 356,665 | 497,644 | +140,979 | 0.04 | 0.08 | +0.05 | buy |
| GF FUND MANAGEMENT CO. LTD. | 294,750 | 467,317 | +172,567 | 0.10 | 0.21 | +0.10 | buy |
| STATE STREET CORP | 391,539 | 432,216 | +40,677 | 0.00 | 0.00 | +0.00 | buy |
| MY.Alpha Management HK Advisors Ltd | 233,247 | 427,495 | +194,248 | 1.72 | 6.96 | +5.25 | buy |
| CANADA PENSION PLAN INVESTMENT BOARD | 421,100 | 421,100 | 0 | 0.01 | 0.01 | +0.00 | hold |
| O'Neil Global Advisors, Inc. | 0 | 386,445 | +386,445 | 0.00 | 1.95 | +1.95 | buy |
| Robeco Schweiz AG | 0 | 380,000 | +380,000 | 0.00 | 0.19 | +0.19 | buy |
| WT Asset Management Ltd | 0 | 346,389 | +346,389 | 0.00 | 0.53 | +0.53 | buy |
| UBS Group AG | 669,822 | 276,774 | -393,048 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA ADVISERS, LP | 883,300 | 247,900 | -635,400 | 0.03 | 0.01 | -0.02 | sell |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 238,311 | +238,311 | 0.00 | 0.01 | +0.01 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 3,756,800 | 213,400 | -3,543,400 | 0.12 | 0.01 | -0.11 | sell |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 0 | 205,973 | +205,973 | 0.00 | 0.00 | +0.00 | buy |
| Eschler Asset Management LLP | 0 | 205,600 | +205,600 | 0.00 | 3.34 | +3.34 | buy |
| Knollwood Investment Advisory, LLC | 202,192 | 202,192 | 0 | 0.33 | 0.43 | +0.10 | hold |
| Independent Advisor Alliance | 195,290 | 195,516 | +226 | 0.10 | 0.12 | +0.03 | buy |
| Robeco Institutional Asset Management B.V. | 187,951 | 157,780 | -30,171 | 0.01 | 0.01 | +0.00 | sell |
| CITADEL ADVISORS LLC | 317,647 | 135,702 | -181,945 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 888,732 | 121,988 | -766,744 | 0.01 | 0.00 | -0.01 | sell |
| Mitsubishi UFJ Asset Management Co., Ltd. | 321,186 | 118,008 | -203,178 | 0.00 | 0.00 | -0.00 | sell |
| JANE STREET GROUP, LLC | 0 | 103,718 | +103,718 | 0.00 | 0.00 | +0.00 | buy |
| NOMURA HOLDINGS INC | 200,793 | 98,658 | -102,135 | 0.02 | 0.02 | -0.00 | sell |
| Mirae Asset Global Investments Co., Ltd. | 413,041 | 90,698 | -322,343 | 0.00 | 0.01 | +0.01 | sell |
| J. Safra Sarasin Holding AG | 130,056 | 90,056 | -40,000 | 0.03 | 0.03 | -0.00 | sell |
| Avenir Tech Ltd | 0 | 75,000 | +75,000 | 0.00 | 0.14 | +0.14 | buy |
| Candriam S.C.A. | 157,000 | 69,500 | -87,500 | 0.01 | 0.01 | -0.01 | sell |
| Y-Intercept (Hong Kong) Ltd | 0 | 68,350 | +68,350 | 0.00 | 0.04 | +0.04 | buy |
| NAVELLIER & ASSOCIATES INC | 63,518 | 64,410 | +892 | 0.16 | 0.18 | +0.02 | buy |
| Electron Capital Partners, LLC | 63,911 | 63,767 | -144 | 0.07 | 0.07 | +0.01 | sell |
| Main Management ETF Advisors, LLC | 61,276 | 62,284 | +1,008 | 0.04 | 0.06 | +0.01 | buy |
| BlackRock, Inc. | 96,199 | 59,961 | -36,238 | 0.00 | 0.00 | -0.00 | sell |
| HITE Hedge Asset Management LLC | 56,740 | 57,826 | +1,086 | 0.05 | 0.07 | +0.02 | buy |
| Quadrature Capital Ltd | 111,247 | 56,713 | -54,534 | 0.04 | 0.02 | -0.02 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 251,700 | 49,200 | -202,500 | 0.01 | 0.00 | -0.00 | sell |
| IMC-Chicago, LLC | 0 | 44,646 | +44,646 | 0.00 | 0.02 | +0.02 | buy |
| Squarepoint Ops LLC | 51,472 | 42,480 | -8,992 | 0.00 | 0.00 | +0.00 | sell |
| LPL Financial LLC | 0 | 40,662 | +40,662 | 0.00 | 0.00 | +0.00 | buy |
| Greenwoods Asset Management Hong Kong Ltd. | 748,553 | 40,291 | -708,262 | 0.34 | 0.03 | -0.31 | sell |
| Aristides Capital LLC | 0 | 39,914 | +39,914 | 0.00 | 0.28 | +0.28 | buy |
| M&T BANK CORP | 0 | 35,287 | +35,287 | 0.00 | 0.00 | +0.00 | buy |
| Vontobel Holding Ltd. | 0 | 31,825 | +31,825 | 0.00 | 0.00 | +0.00 | buy |
| OBERWEIS ASSET MANAGEMENT INC/ | 28,000 | 28,000 | 0 | 0.02 | 0.03 | +0.01 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 35,768 | 26,534 | -9,234 | 0.00 | 0.00 | -0.00 | sell |
| GSA CAPITAL PARTNERS LLP | 0 | 24,617 | +24,617 | 0.00 | 0.04 | +0.04 | buy |
| SG Americas Securities, LLC | 22,814 | 23,445 | +631 | 0.00 | 0.00 | +0.00 | buy |
| WEXFORD CAPITAL LP | 0 | 22,727 | +22,727 | 0.00 | 0.14 | +0.14 | buy |
| Verition Fund Management LLC | 78,606 | 22,425 | -56,181 | 0.01 | 0.00 | -0.00 | sell |
| China Universal Asset Management Co., Ltd. | 63,000 | 20,000 | -43,000 | 0.09 | 0.04 | -0.05 | sell |
| FRANKLIN RESOURCES INC | 18,766 | 19,548 | +782 | 0.00 | 0.00 | +0.00 | buy |
| Sovereign Financial Group, Inc. | 10,001 | 19,425 | +9,424 | 0.03 | 0.09 | +0.05 | buy |
| Qube Research & Technologies Ltd | 0 | 16,745 | +16,745 | 0.00 | 0.00 | +0.00 | buy |
| Advisors Asset Management, Inc. | 15,247 | 15,311 | +64 | 0.00 | 0.01 | +0.00 | buy |
| Vident Advisory, LLC | 0 | 12,690 | +12,690 | 0.00 | 0.00 | +0.00 | buy |
| CANTOR FITZGERALD, L. P. | 0 | 11,662 | +11,662 | 0.00 | 0.01 | +0.01 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 12,847 | 10,780 | -2,067 | 0.02 | 0.02 | +0.00 | sell |
| WOLVERINE TRADING, LLC | 15,911 | 10,691 | -5,220 | 0.01 | 0.01 | -0.00 | sell |
| FIRST TRUST ADVISORS LP | 12,197 | 9,764 | -2,433 | 0.00 | 0.00 | +0.00 | sell |
| Engineers Gate Manager LP | 21,054 | 9,213 | -11,841 | 0.01 | 0.00 | -0.00 | sell |
| Walleye Capital LLC | 84,130 | 7,336 | -76,794 | 0.01 | 0.00 | -0.01 | sell |
| FEDERATED HERMES, INC. | 0 | 7,089 | +7,089 | 0.00 | 0.00 | +0.00 | buy |
| JTC Employer Solutions Trustee Ltd | 2,863 | 6,231 | +3,368 | 0.00 | 0.01 | +0.01 | buy |
| Daiwa Securities Group Inc. | 0 | 4,923 | +4,923 | 0.00 | 0.00 | +0.00 | buy |
| Point72 Asia (Singapore) Pte. Ltd. | 44,073 | 4,561 | -39,512 | 0.17 | 0.02 | -0.15 | sell |
| SBI Securities Co., Ltd. | 2,150 | 2,297 | +147 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Trading LLC | 0 | 2,013 | +2,013 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 3,887 | 1,506 | -2,381 | 0.00 | 0.00 | -0.00 | sell |
| BESSEMER GROUP INC | 0 | 1,500 | +1,500 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 654 | +654 | 0.00 | 0.00 | +0.00 | buy |
| Darwin Wealth Management, LLC | 0 | 500 | +500 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 381 | 231 | -150 | 0.00 | 0.00 | -0.00 | sell |
| JONES FINANCIAL COMPANIES LLLP | 0 | 125 | +125 | 0.00 | 0.00 | +0.00 | buy |
| Brooklyn Investment Group | 120 | 42 | -78 | 0.00 | 0.00 | -0.00 | sell |
| Farther Finance Advisors, LLC | 16 | 16 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ASSETMARK, INC | 0 | 8 | +8 | 0.00 | 0.00 | +0.00 | buy |