Stock Transactions — GUGGENHEIM ACTIVE ALLOC FD

Total Bought
420,812
24 transactions
Total Sold
631,370
22 transactions
Net
-210,558
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
COHEN & STEERS, INC.748,149848,149+100,0000.020.02+0.00buy
RAYMOND JAMES FINANCIAL INC648,132708,954+60,8220.000.00+0.00buy
MORGAN STANLEY2,782,2932,838,748+56,4550.000.00+0.00buy
CITADEL ADVISORS LLC030,181+30,1810.000.00+0.00buy
BANK OF AMERICA CORP /DE/885,035914,964+29,9290.000.00+0.00buy
Baird Financial Group, Inc.708,042730,304+22,2620.020.02+0.00buy
WELLS FARGO & COMPANY/MN276,495296,593+20,0980.000.00+0.00buy
Independent Advisor Alliance018,590+18,5900.000.00+0.00buy
Cetera Investment Advisers27,33343,694+16,3610.000.00+0.00buy
ROYAL BANK OF CANADA484,718500,014+15,2960.000.00+0.00buy
Steward Partners Investment Advisory, LLC137,379150,120+12,7410.010.01+0.00buy
LPL Financial LLC26,56338,907+12,3440.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC31,48440,772+9,2880.000.00+0.00buy
Invesco Ltd.78,35884,958+6,6000.000.00+0.00buy
JOURNEY STRATEGIC WEALTH LLC27,93931,939+4,0000.010.01+0.00buy
Concurrent Investment Advisors, LLC36,47738,421+1,9440.010.01-0.00buy
World Investment Advisors30,96732,529+1,5620.010.01+0.00buy
Golden State Equity Partners47,69448,577+8830.120.06-0.06buy
Rockefeller Capital Management L.P.30,00430,630+6260.000.00-0.00buy
Farther Finance Advisors, LLC0357+3570.000.00+0.00buy
HIGHLINE WEALTH PARTNERS LLC0187+1870.000.00+0.00buy
High Net Worth Advisory Group LLC12,37312,555+1820.040.04+0.00buy
WEDBUSH SECURITIES INC10,75810,815+570.000.00-0.00buy
Aviance Capital Partners, LLC31,62031,667+470.060.06+0.00buy
GUGGENHEIM CAPITAL LLC950,000950,00000.110.12+0.01hold
Larson Financial Group LLC3,0003,00000.000.00-0.00hold
Geneos Wealth Management Inc.3,0003,00000.000.00-0.00hold
TSFG, LLC1,7341,73400.000.00-0.00hold
Annis Gardner Whiting Capital Advisors, LLC7,5007,50000.020.02-0.00hold
HARBOUR INVESTMENTS, INC.1,5001,50000.000.00-0.00hold
CENTRAL TRUST Co10-10.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.15,02715,018-90.000.00-0.00sell
STIFEL FINANCIAL CORP48,28148,126-1550.000.00+0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC5000-5000.000.00-0.00sell
Kingsview Wealth Management, LLC14,83012,395-2,4350.000.00-0.00sell
OPPENHEIMER & CO INC71,03166,963-4,0680.020.01-0.00sell
DAVENPORT & Co LLC24,36319,498-4,8650.000.00-0.00sell
OSAIC HOLDINGS, INC.45,54039,722-5,8180.000.00-0.00sell
SouthState Corp8,4250-8,4250.010.00-0.01sell
XTX Topco Ltd10,8610-10,8610.000.00-0.00sell
U.S. Capital Wealth Advisors, LLC11,8020-11,8020.000.00-0.00sell
1607 Capital Partners, LLC12,6000-12,6000.010.00-0.01sell
COMMONWEALTH EQUITY SERVICES, LLC15,1330-15,1330.000.00-0.00sell
Orion Porfolio Solutions, LLC15,2120-15,2120.000.00-0.00sell
JANE STREET GROUP, LLC19,8800-19,8800.000.00-0.00sell
J.W. COLE ADVISORS, INC.39,01517,270-21,7450.010.01+0.00sell
Marex Group plc27,8470-27,8470.000.00-0.00sell
Advisors Asset Management, Inc.835,944804,347-31,5970.220.20-0.01sell
Focus Partners Wealth142,69375,699-66,9940.000.00-0.00sell
Pathstone Holdings, LLC975,927888,872-87,0550.060.05-0.00sell
Kestra Advisory Services, LLC104,0260-104,0260.010.00-0.01sell
CORRADO ADVISORS, LLC180,3420-180,3421.390.00-1.39sell
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