Stock TransactionsGUGGENHEIM ACTIVE ALLOC FD

Total Bought
1,634,990
23 transactions
Total Sold
826,435
17 transactions
Net
+808,555
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Atlas Wealth LLC0848,495+848,4950.001.93+1.93buy
WELLS FARGO & COMPANY/MN296,593665,643+369,0500.000.00+0.00buy
Kestra Advisory Services, LLC0100,518+100,5180.000.01+0.01buy
RAYMOND JAMES FINANCIAL INC708,954781,046+72,0920.000.00+0.00buy
BANK OF AMERICA CORP /DE/914,964960,147+45,1830.000.00-0.00buy
HighTower Advisors, LLC031,939+31,9390.000.00+0.00buy
Beacon Pointe Advisors, LLC029,342+29,3420.000.00+0.00buy
MORGAN STANLEY2,838,7482,865,899+27,1510.000.00-0.00buy
Steward Partners Investment Advisory, LLC150,120174,918+24,7980.010.01+0.00buy
J.W. COLE ADVISORS, INC.17,27039,190+21,9200.010.01+0.00buy
JANE STREET GROUP, LLC021,882+21,8820.000.00+0.00buy
Orion Porfolio Solutions, LLC016,059+16,0590.000.00+0.00buy
COHEN & STEERS, INC.848,149863,149+15,0000.020.02-0.00buy
Concurrent Investment Advisors, LLC38,42140,738+2,3170.010.01-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO02,101+2,1010.000.00+0.00buy
CITADEL ADVISORS LLC30,18132,181+2,0000.000.00-0.00buy
WEDBUSH SECURITIES INC10,81512,365+1,5500.000.01+0.00buy
Aviance Capital Partners, LLC31,66732,915+1,2480.060.05-0.00buy
Institute for Wealth Management, LLC.0995+9950.000.00+0.00buy
STIFEL FINANCIAL CORP48,12649,054+9280.000.00-0.00buy
High Net Worth Advisory Group LLC12,55512,735+1800.040.04-0.00buy
Rockefeller Capital Management L.P.30,63030,780+1500.000.00-0.00buy
Cambridge Investment Research Advisors, Inc.15,01815,110+920.000.00-0.00buy
GUGGENHEIM CAPITAL LLC950,000950,00000.120.10-0.02hold
World Investment Advisors32,52932,52900.010.01+0.00hold
Larson Financial Group LLC3,0003,00000.000.00-0.00hold
Geneos Wealth Management Inc.3,0003,00000.000.00-0.00hold
Farther Finance Advisors, LLC35735700.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC18718700.000.00-0.00hold
HARBOUR INVESTMENTS, INC.1,5001,50000.000.00-0.00hold
DAVENPORT & Co LLC19,49819,234-2640.000.00-0.00sell
Invesco Ltd.84,95884,145-8130.000.00-0.00sell
OSAIC HOLDINGS, INC.39,72238,286-1,4360.000.00-0.00sell
TSFG, LLC1,7340-1,7340.000.00-0.00sell
ROYAL BANK OF CANADA500,014498,064-1,9500.000.00-0.00sell
Advisors Asset Management, Inc.804,347801,539-2,8080.200.20-0.01sell
LPL Financial LLC38,90734,227-4,6800.000.00-0.00sell
Annis Gardner Whiting Capital Advisors, LLC7,5000-7,5000.020.00-0.02sell
Kingsview Wealth Management, LLC12,3950-12,3950.000.00-0.00sell
Independent Advisor Alliance18,5900-18,5900.000.00-0.00sell
OPPENHEIMER & CO INC66,96343,824-23,1390.010.01-0.00sell
Cetera Investment Advisers43,69418,013-25,6810.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC40,77210,778-29,9940.000.00-0.00sell
Golden State Equity Partners48,5770-48,5770.060.00-0.06sell
Baird Financial Group, Inc.730,304676,913-53,3910.020.01-0.00sell
Focus Partners Wealth75,6990-75,6990.000.00-0.00sell
Pathstone Holdings, LLC888,872371,088-517,7840.050.02-0.04sell
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