Stock Transactions — GUGGENHEIM ACTIVE ALLOC FD

Total Bought
626,235
24 transactions
Total Sold
1,307,611
20 transactions
Net
-681,376
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
MORGAN STANLEY2,581,0052,778,263+197,2580.000.00-0.00buy
Pathstone Holdings, LLC770,869897,526+126,6570.050.05+0.01buy
Advisors Asset Management, Inc.799,921894,988+95,0670.220.24+0.01buy
Steward Partners Investment Advisory, LLC75,835120,933+45,0980.010.01+0.00buy
World Investment Advisors030,156+30,1560.000.01+0.01buy
RAYMOND JAMES FINANCIAL INC650,002676,297+26,2950.000.00-0.00buy
WELLS FARGO & COMPANY/MN255,921275,772+19,8510.000.00-0.00buy
ROYAL BANK OF CANADA515,370531,688+16,3180.000.00-0.00buy
Creative Planning013,900+13,9000.000.00+0.00buy
Invesco Ltd.60,38974,097+13,7080.000.00+0.00buy
Concurrent Investment Advisors, LLC27,94236,307+8,3650.010.01+0.00buy
COHEN & STEERS, INC.741,149748,149+7,0000.020.02-0.00buy
Golden State Equity Partners39,72445,330+5,6060.120.12+0.00buy
CORRADO ADVISORS, LLC167,183172,335+5,1521.601.44-0.15buy
MGB Wealth Management, LLC10,92115,908+4,9870.060.07+0.01buy
LPL Financial LLC24,82027,130+2,3100.000.00-0.00buy
Kestra Advisory Services, LLC96,20898,455+2,2470.010.01-0.00buy
Aviance Capital Partners, LLC28,79330,452+1,6590.060.06-0.00buy
Cetera Investment Advisers21,74623,075+1,3290.000.00-0.00buy
Morse Asset Management, Inc01,310+1,3100.000.00+0.00buy
J.W. COLE ADVISORS, INC.38,40639,399+9930.010.01-0.00buy
Rockefeller Capital Management L.P.21,64522,143+4980.000.00-0.00buy
DAVENPORT & Co LLC24,00624,327+3210.000.00-0.00buy
NewEdge Advisors, LLC0150+1500.000.00+0.00buy
GUGGENHEIM CAPITAL LLC950,000950,00000.120.11-0.01hold
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC20020000.000.00-0.00hold
Larson Financial Group LLC3,0003,00000.000.00-0.00hold
Geneos Wealth Management Inc.3,0003,00000.000.00+0.00hold
TSFG, LLC1,7341,73400.000.00-0.00hold
JOURNEY STRATEGIC WEALTH LLC27,53927,53900.010.01-0.00hold
Nordwand Advisors, LLC11,50011,50000.030.03+0.00hold
Annis Gardner Whiting Capital Advisors, LLC7,5007,50000.040.02-0.02hold
SouthState Corp8,4258,42500.010.01+0.00hold
HARBOUR INVESTMENTS, INC.1,5001,50000.000.00-0.00hold
COMMONWEALTH EQUITY SERVICES, LLC12,06411,705-3590.000.00-0.00sell
Orion Porfolio Solutions, LLC11,45010,925-5250.000.00-0.00sell
Elequin Capital, LP8080-8080.000.00-0.00sell
OPPENHEIMER & CO INC90,95589,495-1,4600.020.02-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO1,5180-1,5180.000.00-0.00sell
WEDBUSH SECURITIES INC15,14213,585-1,5570.010.01-0.00sell
Kingsview Wealth Management, LLC19,05517,330-1,7250.010.00-0.00sell
OSAIC HOLDINGS, INC.52,28050,280-2,0000.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC32,50128,483-4,0180.000.00-0.00sell
Walleye Capital LLC16,22011,497-4,7230.000.00-0.00sell
JPMORGAN CHASE & CO5,1990-5,1990.000.00-0.00sell
Laird Norton Wetherby Wealth Management, LLC23,59011,232-12,3580.020.01-0.01sell
U.S. Capital Wealth Advisors, LLC26,80214,402-12,4000.010.01-0.01sell
STIFEL FINANCIAL CORP65,58049,474-16,1060.000.00-0.00sell
Kovitz Investment Group Partners, LLC185,191160,263-24,9280.010.01-0.00sell
HighTower Advisors, LLC28,6450-28,6450.000.00-0.00sell
UBS Group AG58,7550-58,7550.000.00-0.00sell
Baird Financial Group, Inc.781,143692,164-88,9790.020.02-0.00sell
BANK OF AMERICA CORP /DE/920,711678,199-242,5120.000.00-0.00sell
Advisors Asset Management, Inc.799,921885-799,0360.220.00-0.22sell
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