Stock Transactions — GUGGENHEIM ACTIVE ALLOC FD

Total Bought
609,519
29 transactions
Total Sold
1,261,939
19 transactions
Net
-652,420
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
BANK OF AMERICA CORP /DE/678,199885,035+206,8360.000.00+0.00buy
Focus Partners Wealth0142,693+142,6930.000.00+0.00buy
Pathstone Holdings, LLC897,526975,927+78,4010.050.06+0.00buy
Marex Group plc027,847+27,8470.000.00+0.00buy
JANE STREET GROUP, LLC019,880+19,8800.000.00+0.00buy
Steward Partners Investment Advisory, LLC120,933137,379+16,4460.010.01+0.00buy
Baird Financial Group, Inc.692,164708,042+15,8780.020.02-0.00buy
Cambridge Investment Research Advisors, Inc.015,027+15,0270.000.00+0.00buy
1607 Capital Partners, LLC012,600+12,6000.000.01+0.01buy
High Net Worth Advisory Group LLC012,373+12,3730.000.04+0.04buy
XTX Topco Ltd010,861+10,8610.000.00+0.00buy
CORRADO ADVISORS, LLC172,335180,342+8,0071.441.39-0.06buy
Rockefeller Capital Management L.P.22,14330,004+7,8610.000.00+0.00buy
Kestra Advisory Services, LLC98,455104,026+5,5710.010.01-0.00buy
Orion Porfolio Solutions, LLC10,92515,212+4,2870.000.00+0.00buy
Invesco Ltd.74,09778,358+4,2610.000.00-0.00buy
Cetera Investment Advisers23,07527,333+4,2580.000.00+0.00buy
MORGAN STANLEY2,778,2632,782,293+4,0300.000.00-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC11,70515,133+3,4280.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC28,48331,484+3,0010.000.00+0.00buy
Golden State Equity Partners45,33047,694+2,3640.120.12-0.00buy
Aviance Capital Partners, LLC30,45231,620+1,1680.060.06-0.00buy
World Investment Advisors30,15630,967+8110.010.01-0.00buy
WELLS FARGO & COMPANY/MN275,772276,495+7230.000.00-0.00buy
JOURNEY STRATEGIC WEALTH LLC27,53927,939+4000.010.01-0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC200500+3000.000.00+0.00buy
Concurrent Investment Advisors, LLC36,30736,477+1700.010.01-0.00buy
DAVENPORT & Co LLC24,32724,363+360.000.00-0.00buy
CENTRAL TRUST Co01+10.000.00+0.00buy
GUGGENHEIM CAPITAL LLC950,000950,00000.110.11-0.00hold
COHEN & STEERS, INC.748,149748,14900.020.02-0.00hold
Larson Financial Group LLC3,0003,00000.000.00-0.00hold
Geneos Wealth Management Inc.3,0003,00000.000.00-0.00hold
TSFG, LLC1,7341,73400.000.00-0.00hold
Annis Gardner Whiting Capital Advisors, LLC7,5007,50000.020.02-0.00hold
SouthState Corp8,4258,42500.010.01-0.00hold
HARBOUR INVESTMENTS, INC.1,5001,50000.000.00-0.00hold
NewEdge Advisors, LLC1500-1500.000.00-0.00sell
J.W. COLE ADVISORS, INC.39,39939,015-3840.010.01-0.00sell
LPL Financial LLC27,13026,563-5670.000.00-0.00sell
STIFEL FINANCIAL CORP49,47448,281-1,1930.000.00-0.00sell
Morse Asset Management, Inc1,3100-1,3100.000.00-0.00sell
MGB Wealth Management, LLC15,90814,146-1,7620.070.06-0.01sell
Kingsview Wealth Management, LLC17,33014,830-2,5000.000.00-0.00sell
U.S. Capital Wealth Advisors, LLC14,40211,802-2,6000.010.00-0.00sell
WEDBUSH SECURITIES INC13,58510,758-2,8270.010.00-0.00sell
OSAIC HOLDINGS, INC.50,28045,540-4,7400.000.00-0.00sell
Walleye Capital LLC11,4970-11,4970.000.00-0.00sell
Nordwand Advisors, LLC11,5000-11,5000.030.00-0.03sell
Creative Planning13,9000-13,9000.000.00-0.00sell
OPPENHEIMER & CO INC89,49571,031-18,4640.020.02-0.00sell
RAYMOND JAMES FINANCIAL INC676,297648,132-28,1650.000.00-0.00sell
ROYAL BANK OF CANADA531,688484,718-46,9700.000.00-0.00sell
Advisors Asset Management, Inc.894,988835,944-59,0440.240.22-0.02sell
Kovitz Investment Group Partners, LLC160,2630-160,2630.010.00-0.01sell
Advisors Asset Management, Inc.894,988885-894,1030.240.00-0.24sell
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