| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 24,048,629 | 28,496,747 | +4,448,118 | 9.54 | 10.85 | +1.31 | buy |
| ICON ADVISERS INC/CO | 302,202 | 529,843 | +227,641 | 1.12 | 2.00 | +0.88 | buy |
| SIT INVESTMENT ASSOCIATES INC | 2,112,794 | 2,237,701 | +124,907 | 0.84 | 0.89 | +0.06 | buy |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 0 | 100,500 | +100,500 | 0.00 | 0.24 | +0.24 | buy |
| MILLENNIUM MANAGEMENT LLC | 54,634 | 118,055 | +63,421 | 0.00 | 0.00 | +0.00 | buy |
| Quarry LP | 0 | 36,400 | +36,400 | 0.00 | 0.26 | +0.26 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 31,561 | +31,561 | 0.00 | 0.05 | +0.05 | buy |
| Shaker Financial Services, LLC | 0 | 23,400 | +23,400 | 0.00 | 0.16 | +0.16 | buy |
| FLAGSHIP HARBOR ADVISORS, LLC | 46,875 | 64,142 | +17,267 | 0.05 | 0.07 | +0.02 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 108,603 | 124,275 | +15,672 | 0.42 | 0.46 | +0.04 | buy |
| PFG Investments, LLC | 0 | 15,500 | +15,500 | 0.00 | 0.02 | +0.02 | buy |
| COHEN & STEERS, INC. | 644,890 | 659,890 | +15,000 | 0.02 | 0.02 | +0.00 | buy |
| Walleye Capital LLC | 0 | 13,364 | +13,364 | 0.00 | 0.00 | +0.00 | buy |
| OPPENHEIMER & CO INC | 77,335 | 87,809 | +10,474 | 0.02 | 0.03 | +0.00 | buy |
| Pathstone Holdings, LLC | 1,175,938 | 1,180,892 | +4,954 | 0.10 | 0.10 | -0.01 | buy |
| D.A. DAVIDSON & CO. | 33,830 | 38,080 | +4,250 | 0.01 | 0.01 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 95,935 | 100,108 | +4,173 | 0.00 | 0.00 | +0.00 | buy |
| Advisors Asset Management, Inc. | 512,411 | 515,785 | +3,374 | 0.17 | 0.17 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 2,729 | 5,388 | +2,659 | 0.00 | 0.00 | +0.00 | buy |
| COMERICA BANK | 19,001 | 19,896 | +895 | 0.00 | 0.00 | +0.00 | buy |
| Arete Wealth Advisors, LLC | 12,654 | 12,992 | +338 | 0.02 | 0.02 | +0.01 | buy |
| ASSETMARK, INC | 0 | 305 | +305 | 0.00 | 0.00 | +0.00 | buy |
| Dakota Wealth Management | 40,840 | 41,128 | +288 | 0.03 | 0.02 | -0.01 | buy |
| Cambridge Investment Research Advisors, Inc. | 12,257 | 12,262 | +5 | 0.00 | 0.00 | -0.00 | buy |
| HBK INVESTMENTS L P | 123,986 | 123,986 | 0 | 0.05 | 0.05 | +0.01 | hold |
| HighTower Advisors, LLC | 22,500 | 22,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BROWN BROTHERS HARRIMAN & CO | 23,035 | 23,035 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JFS WEALTH ADVISORS, LLC | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BFSG, LLC | 490 | 490 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Qube Research & Technologies Ltd | 122,155 | 122,155 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CAROLINAS WEALTH CONSULTING LLC | 4,911 | 4,911 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Colonial Trust Co / SC | 900 | 900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Northwest Financial Advisors | 1,690 | 1,690 | 0 | 0.02 | 0.02 | -0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 41,830 | 41,830 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FIRST MANHATTAN CO. LLC. | 1,069 | 1,069 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| COMMONWEALTH EQUITY SERVICES, LLC | 23,050 | 22,861 | -189 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 35,571 | 35,365 | -206 | 0.02 | 0.02 | -0.00 | sell |
| Advisory Services Network, LLC | 250 | 0 | -250 | 0.00 | 0.00 | -0.00 | sell |
| TRUIST FINANCIAL CORP | 25,253 | 24,997 | -256 | 0.00 | 0.00 | +0.00 | sell |
| METEORA CAPITAL, LLC | 65,782 | 65,400 | -382 | 0.18 | 0.19 | +0.01 | sell |
| LPL Financial LLC | 41,634 | 40,790 | -844 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 1,622,093 | 1,620,984 | -1,109 | 0.80 | 0.81 | +0.02 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 1,636 | 492 | -1,144 | 0.01 | 0.00 | -0.01 | sell |
| Tidal Investments LLC | 57,715 | 56,205 | -1,510 | 0.02 | 0.02 | -0.01 | sell |
| Invesco Ltd. | 1,276,203 | 1,274,666 | -1,537 | 0.00 | 0.00 | -0.00 | sell |
| CALTON & ASSOCIATES, INC. | 16,731 | 15,183 | -1,548 | 0.11 | 0.13 | +0.02 | sell |
| Tower Research Capital LLC (TRC) | 1,782 | 200 | -1,582 | 0.00 | 0.00 | -0.00 | sell |
| Farther Finance Advisors, LLC | 5,895 | 4,300 | -1,595 | 0.01 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 23,055 | 19,583 | -3,472 | 0.03 | 0.03 | -0.00 | sell |
| PRIVATE MANAGEMENT GROUP INC | 215,571 | 211,626 | -3,945 | 0.13 | 0.14 | +0.01 | sell |
| Janney Montgomery Scott LLC | 31,175 | 26,935 | -4,240 | 0.00 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 92,239 | 87,399 | -4,840 | 0.00 | 0.00 | -0.00 | sell |
| Quadrature Capital Ltd | 16,803 | 11,706 | -5,097 | 0.00 | 0.00 | -0.00 | sell |
| Americana Partners, LLC | 145,725 | 140,287 | -5,438 | 0.22 | 0.20 | -0.02 | sell |
| Cape Investment Advisory, Inc. | 6,058 | 0 | -6,058 | 0.05 | 0.00 | -0.05 | sell |
| WEDBUSH SECURITIES INC | 44,221 | 37,873 | -6,348 | 0.03 | 0.02 | -0.01 | sell |
| Fountainhead AM, LLC | 52,472 | 45,972 | -6,500 | 0.23 | 0.20 | -0.04 | sell |
| WELLS FARGO & COMPANY/MN | 489,515 | 478,048 | -11,467 | 0.00 | 0.00 | -0.00 | sell |
| JANE STREET GROUP, LLC | 13,610 | 0 | -13,610 | 0.00 | 0.00 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 123,287 | 109,438 | -13,849 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 14,195 | 0 | -14,195 | 0.00 | 0.00 | -0.00 | sell |
| Creative Planning | 14,250 | 0 | -14,250 | 0.00 | 0.00 | -0.00 | sell |
| Alpine Global Management, LLC | 34,927 | 20,000 | -14,927 | 0.15 | 0.07 | -0.09 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 41,736 | 19,078 | -22,658 | 0.00 | 0.00 | -0.00 | sell |
| 1607 Capital Partners, LLC | 41,449 | 0 | -41,449 | 0.05 | 0.00 | -0.05 | sell |
| BANK OF AMERICA CORP /DE/ | 545,077 | 498,068 | -47,009 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 722,133 | 657,762 | -64,371 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 73,787 | 0 | -73,787 | 0.39 | 0.00 | -0.39 | sell |
| Apexium Financial, LP | 100,000 | 0 | -100,000 | 0.12 | 0.00 | -0.12 | sell |
| GOLDMAN SACHS GROUP INC | 149,496 | 0 | -149,496 | 0.00 | 0.00 | -0.00 | sell |
| Almitas Capital LLC | 623,201 | 454,826 | -168,375 | 3.46 | 3.26 | -0.20 | sell |
| D. E. Shaw & Co., Inc. | 461,265 | 220,015 | -241,250 | 0.01 | 0.00 | -0.01 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 341,672 | 90,000 | -251,672 | 0.45 | 0.13 | -0.32 | sell |
| MORGAN STANLEY | 3,090,009 | 2,706,320 | -383,689 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 759,663 | 373,530 | -386,133 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,091,543 | 2,342,653 | -748,890 | 2.39 | 1.97 | -0.42 | sell |