| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| North Ground Capital | 456,400 | 700,000 | +243,600 | 8.06 | 10.83 | +2.77 | buy |
| Formidable Asset Management, LLC | 0 | 141,730 | +141,730 | 0.00 | 0.37 | +0.37 | buy |
| IEQ CAPITAL, LLC | 0 | 126,738 | +126,738 | 0.00 | 0.02 | +0.02 | buy |
| Penserra Capital Management LLC | 970,318 | 1,054,779 | +84,461 | 0.29 | 0.30 | +0.01 | buy |
| AMERIPRISE FINANCIAL INC | 178,960 | 261,758 | +82,798 | 0.00 | 0.00 | +0.00 | buy |
| COHEN & STEERS, INC. | 704,015 | 781,015 | +77,000 | 0.02 | 0.02 | +0.00 | buy |
| Saba Capital Management, L.P. | 28,552,727 | 28,605,041 | +52,314 | 11.78 | 12.38 | +0.60 | buy |
| OSAIC HOLDINGS, INC. | 177,659 | 211,268 | +33,609 | 0.01 | 0.01 | +0.00 | buy |
| MORGAN STANLEY | 2,484,100 | 2,514,605 | +30,505 | 0.00 | 0.00 | -0.00 | buy |
| LPL Financial LLC | 79,738 | 109,761 | +30,023 | 0.00 | 0.00 | +0.00 | buy |
| Baird Financial Group, Inc. | 47,040 | 75,176 | +28,136 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 27,034 | +27,034 | 0.00 | 0.02 | +0.02 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 24,263 | +24,263 | 0.00 | 0.00 | +0.00 | buy |
| SeaCrest Wealth Management, LLC | 0 | 23,713 | +23,713 | 0.00 | 0.04 | +0.04 | buy |
| Elequin Capital, LP | 0 | 22,834 | +22,834 | 0.00 | 0.07 | +0.07 | buy |
| JANE STREET GROUP, LLC | 0 | 21,544 | +21,544 | 0.00 | 0.00 | +0.00 | buy |
| FLAGSHIP HARBOR ADVISORS, LLC | 80,568 | 91,343 | +10,775 | 0.07 | 0.08 | +0.01 | buy |
| JPMORGAN CHASE & CO | 0 | 10,034 | +10,034 | 0.00 | 0.00 | +0.00 | buy |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | 0 | 10,000 | +10,000 | 0.00 | 0.03 | +0.03 | buy |
| BANK OF AMERICA CORP /DE/ | 589,867 | 597,858 | +7,991 | 0.00 | 0.00 | -0.00 | buy |
| OPPENHEIMER & CO INC | 268,461 | 276,323 | +7,862 | 0.07 | 0.07 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 429,145 | 435,843 | +6,698 | 0.00 | 0.00 | -0.00 | buy |
| Cornerstone Advisors, LLC | 0 | 4,400 | +4,400 | 0.00 | 0.00 | +0.00 | buy |
| COMERICA BANK | 13,076 | 16,899 | +3,823 | 0.00 | 0.00 | +0.00 | buy |
| WHITTIER TRUST CO OF NEVADA INC | 0 | 3,596 | +3,596 | 0.00 | 0.00 | +0.00 | buy |
| CoreCap Advisors, LLC | 18,172 | 21,758 | +3,586 | 0.01 | 0.02 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 49,581 | 52,905 | +3,324 | 0.00 | 0.00 | -0.00 | buy |
| D.A. DAVIDSON & CO. | 38,038 | 40,488 | +2,450 | 0.01 | 0.01 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 11,745 | 13,766 | +2,021 | 0.00 | 0.00 | +0.00 | buy |
| PFG Investments, LLC | 16,700 | 18,200 | +1,500 | 0.02 | 0.02 | +0.00 | buy |
| Private Advisor Group, LLC | 10,849 | 12,156 | +1,307 | 0.00 | 0.00 | +0.00 | buy |
| CIBC Private Wealth Group LLC | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| WPG Advisers, LLC | 690 | 1,537 | +847 | 0.01 | 0.02 | +0.01 | buy |
| Geneos Wealth Management Inc. | 0 | 432 | +432 | 0.00 | 0.00 | +0.00 | buy |
| Larson Financial Group LLC | 387 | 409 | +22 | 0.00 | 0.00 | -0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 460 | 473 | +13 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 91,471 | 91,471 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 14,180 | 14,180 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ASSETMARK, INC | 305 | 305 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MATHER GROUP, LLC. | 2,087 | 2,087 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CWM, LLC | 628 | 628 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IFP Advisors, Inc | 2,200 | 2,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 14,054 | 14,054 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ATTICUS WEALTH MANAGEMENT, LLC | 1,000 | 1,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Pathstone Holdings, LLC | 20,852 | 20,852 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WINEBRENNER CAPITAL MANAGEMENT LLC | 36,000 | 36,000 | 0 | 0.45 | 0.51 | +0.06 | hold |
| US BANCORP \DE\ | 24,011 | 24,011 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Wilmington Savings Fund Society, FSB | 1,500 | 1,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Farther Finance Advisors, LLC | 300 | 0 | -300 | 0.00 | 0.00 | -0.00 | sell |
| SIGNATUREFD, LLC | 519 | 11 | -508 | 0.00 | 0.00 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 102,426 | 101,708 | -718 | 0.00 | 0.00 | -0.00 | sell |
| Colonial Trust Co / SC | 900 | 0 | -900 | 0.00 | 0.00 | -0.00 | sell |
| Janney Montgomery Scott LLC | 27,541 | 26,019 | -1,522 | 0.00 | 0.00 | -0.00 | sell |
| CALTON & ASSOCIATES, INC. | 14,124 | 12,325 | -1,799 | 0.10 | 0.04 | -0.06 | sell |
| TRUIST FINANCIAL CORP | 36,100 | 33,696 | -2,404 | 0.00 | 0.00 | -0.00 | sell |
| FIFTH THIRD BANCORP | 4,500 | 0 | -4,500 | 0.00 | 0.00 | -0.00 | sell |
| Dakota Wealth Management | 31,445 | 26,178 | -5,267 | 0.01 | 0.01 | -0.00 | sell |
| BLAIR WILLIAM & CO/IL | 30,068 | 21,871 | -8,197 | 0.00 | 0.00 | -0.00 | sell |
| WEDBUSH SECURITIES INC | 40,164 | 31,944 | -8,220 | 0.02 | 0.02 | -0.00 | sell |
| Beckerman Institutional, LLC | 51,585 | 42,245 | -9,340 | 0.68 | 0.48 | -0.20 | sell |
| K2 PRINCIPAL FUND, L.P. | 11,382 | 0 | -11,382 | 0.03 | 0.00 | -0.03 | sell |
| TWO SIGMA SECURITIES, LLC | 11,838 | 0 | -11,838 | 0.04 | 0.00 | -0.04 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 28,120 | 16,025 | -12,095 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 12,979 | 0 | -12,979 | 0.00 | 0.00 | -0.00 | sell |
| Advisors Asset Management, Inc. | 477,044 | 462,754 | -14,290 | 0.14 | 0.14 | -0.01 | sell |
| Arete Wealth Advisors, LLC | 14,932 | 0 | -14,932 | 0.02 | 0.00 | -0.02 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 23,038 | 6,269 | -16,769 | 0.07 | 0.02 | -0.05 | sell |
| Americana Partners, LLC | 140,287 | 120,315 | -19,972 | 0.09 | 0.07 | -0.02 | sell |
| UBS Group AG | 553,724 | 528,827 | -24,897 | 0.00 | 0.00 | -0.00 | sell |
| CreativeOne Wealth, LLC | 83,387 | 56,173 | -27,214 | 0.04 | 0.03 | -0.02 | sell |
| Fountainhead AM, LLC | 45,972 | 15,100 | -30,872 | 0.14 | 0.04 | -0.10 | sell |
| Invesco Ltd. | 1,266,111 | 1,233,676 | -32,435 | 0.00 | 0.00 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 198,640 | 142,190 | -56,450 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 852,577 | 645,959 | -206,618 | 0.41 | 0.33 | -0.08 | sell |
| SIT INVESTMENT ASSOCIATES INC | 1,492,534 | 1,268,190 | -224,344 | 0.56 | 0.47 | -0.09 | sell |
| Kovitz Investment Group Partners, LLC | 239,493 | 0 | -239,493 | 0.02 | 0.00 | -0.02 | sell |
| Almitas Capital LLC | 331,140 | 0 | -331,140 | 1.19 | 0.00 | -1.19 | sell |
| ROYAL BANK OF CANADA | 921,731 | 186,019 | -735,712 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,738,667 | 1,367,673 | -1,370,994 | 2.16 | 1.14 | -1.02 | sell |