Stock Transactions — BLACKROCK ESG CAP ALLC TERM

Total Bought
1,596,007
48 transactions
Total Sold
4,801,910
28 transactions
Net
-3,205,903
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
FLAGSHIP HARBOR ADVISORS, LLC88,458558,506+470,0480.060.33+0.27buy
WOLVERINE ASSET MANAGEMENT LLC85,368221,850+136,4820.020.05+0.03buy
Penserra Capital Management LLC1,364,3721,459,010+94,6380.250.23-0.02buy
AMERIPRISE FINANCIAL INC558,674642,586+83,9120.000.00+0.00buy
Advisors Asset Management, Inc.580,695646,960+66,2650.150.15-0.00buy
Shaker Financial Services, LLC19,50068,329+48,8290.100.32+0.23buy
RFG Advisory, LLC59,815105,805+45,9900.020.03+0.01buy
LPL Financial LLC233,497277,647+44,1500.000.00+0.00buy
UBS Group AG202,551244,427+41,8760.000.00-0.00buy
Aviance Capital Partners, LLC040,697+40,6970.000.06+0.06buy
RAYMOND JAMES FINANCIAL INC111,875152,525+40,6500.000.00+0.00buy
COHEN & STEERS, INC.828,615868,615+40,0000.020.02-0.00buy
WEALTH EFFECTS LLC038,310+38,3100.000.18+0.18buy
MORGAN STANLEY2,166,9512,204,468+37,5170.000.00-0.00buy
FRANKLIN RESOURCES INC037,137+37,1370.000.00+0.00buy
Alpine Global Management, LLC035,022+35,0220.000.07+0.07buy
JANE STREET GROUP, LLC17,06746,000+28,9330.000.00+0.00buy
XTX Topco Ltd028,614+28,6140.000.01+0.01buy
Kestra Advisory Services, LLC026,420+26,4200.000.00+0.00buy
Prospera Financial Services Inc025,757+25,7570.000.01+0.01buy
Virtu Financial LLC020,074+20,0740.000.01+0.01buy
Rockefeller Capital Management L.P.13,05726,624+13,5670.000.00+0.00buy
Summit Trail Advisors, LLC011,995+11,9950.000.00+0.00buy
Almitas Capital LLC011,406+11,4060.000.04+0.04buy
Gryphon Financial Partners LLC011,250+11,2500.000.02+0.02buy
Walkner Condon Financial Advisors LLC010,669+10,6690.000.02+0.02buy
Private Advisor Group, LLC010,195+10,1950.000.00+0.00buy
ROYAL BANK OF CANADA1,213,1751,223,160+9,9850.000.00-0.00buy
Baird Financial Group, Inc.69,92679,440+9,5140.000.00+0.00buy
FIFTH THIRD BANCORP08,430+8,4300.000.00+0.00buy
Wilmington Savings Fund Society, FSB1,5009,000+7,5000.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC61,16868,641+7,4730.000.00-0.00buy
Cetera Investment Advisers60,58567,685+7,1000.000.00-0.00buy
Formidable Asset Management, LLC295,548301,869+6,3210.710.72+0.01buy
Golden State Equity Partners66,50572,226+5,7210.170.07-0.09buy
BlackRock, Inc.1,228,5451,233,545+5,0000.000.00-0.00buy
WINEBRENNER CAPITAL MANAGEMENT LLC39,00044,000+5,0000.400.38-0.02buy
Invesco Ltd.1,041,5441,046,149+4,6050.000.00-0.00buy
Cambridge Investment Research Advisors, Inc.11,97916,097+4,1180.000.00+0.00buy
BANK OF AMERICA CORP /DE/781,913785,898+3,9850.000.00-0.00buy
PFG Investments, LLC20,96824,027+3,0590.020.02+0.00buy
HARBOUR INVESTMENTS, INC.02,750+2,7500.000.00+0.00buy
MATHER GROUP, LLC.02,087+2,0870.000.00+0.00buy
Creative Planning13,05414,565+1,5110.000.00-0.00buy
&PARTNERS24,46125,462+1,0010.000.00-0.00buy
Advisory Services Network, LLC0356+3560.000.00+0.00buy
WPG Advisers, LLC838908+700.010.01-0.00buy
Larson Financial Group LLC481499+180.000.00-0.00buy
D. E. Shaw & Co., Inc.98,45598,45500.000.00-0.00hold
ASSETMARK, INC42742700.000.00-0.00hold
SIGNATUREFD, LLC131300.000.00-0.00hold
CWM, LLC62862800.000.00-0.00hold
Allworth Financial LP50050000.000.00-0.00hold
Steward Partners Investment Advisory, LLC14,05414,05400.000.00-0.00hold
Triumph Capital Management3,4503,45000.010.01-0.00hold
MRP Capital Investments, LLC10010000.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC20020000.000.00-0.00hold
Comprehensive Financial Planning, Inc./PA50050000.010.00-0.00hold
CULLEN/FROST BANKERS, INC.1,0001,00000.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.3,0003,00000.000.00-0.00hold
D.A. DAVIDSON & CO.40,48840,200-2880.000.00-0.00sell
Root Financial Partners, LLC479191-2880.000.00-0.00sell
CreativeOne Wealth, LLC45,07644,500-5760.020.01-0.00sell
Capital Analysts, LLC6410-6410.000.00-0.00sell
Pinnacle Wealth Planning Services, Inc.2,1101,451-6590.000.00-0.00sell
SeaCrest Wealth Management, LLC30,56229,714-8480.050.04-0.01sell
Beckerman Institutional, LLC35,61634,589-1,0270.310.25-0.06sell
Arax Advisory Partners1,0730-1,0730.000.00-0.00sell
Janney Montgomery Scott LLC27,75026,172-1,5780.000.00-0.00sell
World Investment Advisors13,56410,518-3,0460.000.00-0.00sell
Americana Partners, LLC112,105108,605-3,5000.050.04-0.01sell
WEDBUSH SECURITIES INC52,57348,909-3,6640.020.02-0.00sell
OSAIC HOLDINGS, INC.235,848230,519-5,3290.010.00-0.00sell
US BANCORP \DE\24,01118,011-6,0000.000.00-0.00sell
CoreCap Advisors, LLC16,0536,920-9,1330.010.00-0.01sell
OPPENHEIMER & CO INC209,096199,231-9,8650.050.03-0.01sell
Ashton Thomas Private Wealth, LLC10,0000-10,0000.000.00-0.00sell
Mason & Associates Inc342,512332,204-10,3080.990.86-0.13sell
COMMONWEALTH EQUITY SERVICES, LLC84,16772,786-11,3810.000.00-0.00sell
Boreal Capital Management LLC13,7020-13,7020.160.00-0.16sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.15,1340-15,1340.020.00-0.02sell
Focus Partners Wealth16,1660-16,1660.000.00-0.00sell
TRUIST FINANCIAL CORP35,82919,241-16,5880.000.00-0.00sell
HRT FINANCIAL LP24,7160-24,7160.000.00-0.00sell
Marex Group plc25,5000-25,5000.000.00-0.00sell
North Ground Capital223,714100,000-123,7141.711.64-0.07sell
WELLS FARGO & COMPANY/MN564,585391,493-173,0920.000.00-0.00sell
Saba Capital Management, L.P.26,336,25722,022,163-4,314,09413.599.58-4.00sell
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