Stock TransactionsBLACKROCK ESG CAP ALLC TERM

Total Bought
1,883,613
12 transactions
Total Sold
586,662
5 transactions
Net
+1,296,951
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
RIVERNORTH CAPITAL MANAGEMENT, LLC2,342,6533,591,870+1,249,2171.972.98+1.01buy
Almitas Capital LLC454,826839,103+384,2773.266.12+2.86buy
Alpine Global Management, LLC20,000198,100+178,1000.070.60+0.54buy
Karpus Management, Inc.1,620,9841,654,202+33,2180.810.82+0.01buy
COHEN & STEERS, INC.659,890686,890+27,0000.020.03+0.00buy
FLAGSHIP HARBOR ADVISORS, LLC64,14268,446+4,3040.070.07+0.00buy
PFG Investments, LLC15,50018,200+2,7000.020.02+0.01buy
METEORA CAPITAL, LLC65,40067,825+2,4250.190.22+0.03buy
Dakota Wealth Management41,12842,863+1,7350.020.02-0.00buy
Arete Wealth Advisors, LLC12,99213,449+4570.020.02-0.00buy
CALTON & ASSOCIATES, INC.15,18315,354+1710.130.13+0.01buy
Thomas J. Herzfeld Advisors, Inc.492501+90.000.00+0.00buy
Americana Partners, LLC140,287137,077-3,2100.200.19-0.01sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC124,275120,249-4,0260.460.44-0.03sell
ABSOLUTE INVESTMENT ADVISERS, LLC100,50035,940-64,5600.240.09-0.14sell
ICON ADVISERS INC/CO529,843392,562-137,2812.001.56-0.44sell
SIT INVESTMENT ASSOCIATES INC2,237,7011,860,116-377,5850.890.75-0.14sell
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