| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,342,653 | 3,591,870 | +1,249,217 | 1.97 | 2.98 | +1.01 | buy |
| ROYAL BANK OF CANADA | 373,530 | 1,097,421 | +723,891 | 0.00 | 0.00 | +0.00 | buy |
| Almitas Capital LLC | 454,826 | 839,103 | +384,277 | 3.26 | 6.12 | +2.86 | buy |
| OPPENHEIMER & CO INC | 87,809 | 271,720 | +183,911 | 0.03 | 0.08 | +0.05 | buy |
| Alpine Global Management, LLC | 20,000 | 198,100 | +178,100 | 0.07 | 0.60 | +0.54 | buy |
| Atlas Wealth LLC | 0 | 159,770 | +159,770 | 0.00 | 0.44 | +0.44 | buy |
| Saba Capital Management, L.P. | 28,496,747 | 28,552,727 | +55,980 | 10.85 | 11.02 | +0.16 | buy |
| Karpus Management, Inc. | 1,620,984 | 1,654,202 | +33,218 | 0.81 | 0.82 | +0.01 | buy |
| COHEN & STEERS, INC. | 659,890 | 686,890 | +27,000 | 0.02 | 0.03 | +0.00 | buy |
| Advisors Asset Management, Inc. | 515,785 | 538,863 | +23,078 | 0.17 | 0.18 | +0.01 | buy |
| OSAIC HOLDINGS, INC. | 100,108 | 119,683 | +19,575 | 0.00 | 0.00 | +0.00 | buy |
| &PARTNERS | 0 | 10,353 | +10,353 | 0.00 | 0.01 | +0.01 | buy |
| Steward Partners Investment Advisory, LLC | 5,388 | 13,388 | +8,000 | 0.00 | 0.00 | +0.00 | buy |
| WHITTIER TRUST CO | 0 | 7,500 | +7,500 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 40,790 | 47,351 | +6,561 | 0.00 | 0.00 | +0.00 | buy |
| FLAGSHIP HARBOR ADVISORS, LLC | 64,142 | 68,446 | +4,304 | 0.07 | 0.07 | +0.00 | buy |
| PFG Investments, LLC | 15,500 | 18,200 | +2,700 | 0.02 | 0.02 | +0.01 | buy |
| WELLS FARGO & COMPANY/MN | 478,048 | 480,667 | +2,619 | 0.00 | 0.00 | -0.00 | buy |
| TRUIST FINANCIAL CORP | 24,997 | 27,457 | +2,460 | 0.00 | 0.00 | +0.00 | buy |
| METEORA CAPITAL, LLC | 65,400 | 67,825 | +2,425 | 0.19 | 0.22 | +0.03 | buy |
| Cambridge Investment Research Advisors, Inc. | 12,262 | 14,066 | +1,804 | 0.00 | 0.00 | +0.00 | buy |
| Dakota Wealth Management | 41,128 | 42,863 | +1,735 | 0.02 | 0.02 | -0.00 | buy |
| D.A. DAVIDSON & CO. | 38,080 | 39,713 | +1,633 | 0.01 | 0.01 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 498,068 | 499,132 | +1,064 | 0.00 | 0.00 | -0.00 | buy |
| ATTICUS WEALTH MANAGEMENT, LLC | 0 | 1,000 | +1,000 | 0.00 | 0.01 | +0.01 | buy |
| STIFEL FINANCIAL CORP | 109,438 | 110,129 | +691 | 0.00 | 0.00 | +0.00 | buy |
| Arete Wealth Advisors, LLC | 12,992 | 13,449 | +457 | 0.02 | 0.02 | -0.00 | buy |
| CALTON & ASSOCIATES, INC. | 15,183 | 15,354 | +171 | 0.13 | 0.13 | +0.01 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 492 | 501 | +9 | 0.00 | 0.00 | +0.00 | buy |
| ASSETMARK, INC | 305 | 305 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HighTower Advisors, LLC | 22,500 | 22,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tower Research Capital LLC (TRC) | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Fountainhead AM, LLC | 45,972 | 45,972 | 0 | 0.20 | 0.19 | -0.00 | hold |
| Colonial Trust Co / SC | 900 | 900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Northwest Financial Advisors | 1,690 | 1,690 | 0 | 0.02 | 0.02 | -0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 41,830 | 41,830 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Farther Finance Advisors, LLC | 4,300 | 4,000 | -300 | 0.00 | 0.00 | -0.00 | sell |
| Quadrature Capital Ltd | 11,706 | 11,218 | -488 | 0.00 | 0.00 | -0.00 | sell |
| BFSG, LLC | 490 | 0 | -490 | 0.00 | 0.00 | -0.00 | sell |
| JFS WEALTH ADVISORS, LLC | 500 | 0 | -500 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 35,365 | 34,764 | -601 | 0.02 | 0.02 | +0.00 | sell |
| Janney Montgomery Scott LLC | 26,935 | 26,184 | -751 | 0.00 | 0.00 | +0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 22,861 | 21,845 | -1,016 | 0.00 | 0.00 | -0.00 | sell |
| FIRST MANHATTAN CO. LLC. | 1,069 | 0 | -1,069 | 0.00 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 87,399 | 85,265 | -2,134 | 0.00 | 0.00 | -0.00 | sell |
| Americana Partners, LLC | 140,287 | 137,077 | -3,210 | 0.20 | 0.19 | -0.01 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 19,078 | 15,399 | -3,679 | 0.00 | 0.00 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 124,275 | 120,249 | -4,026 | 0.46 | 0.44 | -0.03 | sell |
| WEDBUSH SECURITIES INC | 37,873 | 33,272 | -4,601 | 0.02 | 0.02 | -0.00 | sell |
| CAROLINAS WEALTH CONSULTING LLC | 4,911 | 0 | -4,911 | 0.02 | 0.00 | -0.02 | sell |
| COMERICA BANK | 19,896 | 12,447 | -7,449 | 0.00 | 0.00 | -0.00 | sell |
| Walleye Capital LLC | 13,364 | 0 | -13,364 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 19,583 | 0 | -19,583 | 0.03 | 0.00 | -0.03 | sell |
| BROWN BROTHERS HARRIMAN & CO | 23,035 | 0 | -23,035 | 0.00 | 0.00 | -0.00 | sell |
| Quarry LP | 36,400 | 13,207 | -23,193 | 0.26 | 0.10 | -0.16 | sell |
| Shaker Financial Services, LLC | 23,400 | 0 | -23,400 | 0.16 | 0.00 | -0.16 | sell |
| UBS Group AG | 657,762 | 630,995 | -26,767 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 118,055 | 89,612 | -28,443 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 31,561 | 0 | -31,561 | 0.05 | 0.00 | -0.05 | sell |
| Invesco Ltd. | 1,274,666 | 1,238,872 | -35,794 | 0.00 | 0.00 | -0.00 | sell |
| Tidal Investments LLC | 56,205 | 13,600 | -42,605 | 0.02 | 0.00 | -0.01 | sell |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 100,500 | 35,940 | -64,560 | 0.24 | 0.09 | -0.14 | sell |
| HBK INVESTMENTS L P | 123,986 | 37,196 | -86,790 | 0.05 | 0.02 | -0.04 | sell |
| D. E. Shaw & Co., Inc. | 220,015 | 131,624 | -88,391 | 0.00 | 0.00 | -0.00 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 90,000 | 0 | -90,000 | 0.13 | 0.00 | -0.13 | sell |
| Qube Research & Technologies Ltd | 122,155 | 0 | -122,155 | 0.00 | 0.00 | -0.00 | sell |
| ICON ADVISERS INC/CO | 529,843 | 392,562 | -137,281 | 2.00 | 1.56 | -0.44 | sell |
| MORGAN STANLEY | 2,706,320 | 2,552,572 | -153,748 | 0.00 | 0.00 | -0.00 | sell |
| PRIVATE MANAGEMENT GROUP INC | 211,626 | 0 | -211,626 | 0.14 | 0.00 | -0.14 | sell |
| SIT INVESTMENT ASSOCIATES INC | 2,237,701 | 1,860,116 | -377,585 | 0.89 | 0.75 | -0.14 | sell |
| Pathstone Holdings, LLC | 1,180,892 | 768,594 | -412,298 | 0.10 | 0.06 | -0.04 | sell |