Stock Transactions — BLACKROCK ESG CAP ALLC TERM

Total Bought
3,150,482
39 transactions
Total Sold
2,625,330
31 transactions
Net
+525,152
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
BlackRock, Inc.01,228,545+1,228,5450.000.00+0.00buy
ROYAL BANK OF CANADA186,0191,143,031+957,0120.000.00+0.00buy
AMERIPRISE FINANCIAL INC261,758452,028+190,2700.000.00+0.00buy
Polar Asset Management Partners Inc.0165,223+165,2230.000.07+0.07buy
BANK OF AMERICA CORP /DE/597,858739,424+141,5660.000.00+0.00buy
Golden State Equity Partners054,317+54,3170.000.16+0.16buy
COHEN & STEERS, INC.781,015828,615+47,6000.020.02+0.00buy
DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD.041,774+41,7740.000.48+0.48buy
Advisors Asset Management, Inc.462,754502,647+39,8930.140.14+0.01buy
Shaker Financial Services, LLC038,270+38,2700.000.22+0.22buy
Penserra Capital Management LLC1,054,7791,086,882+32,1030.300.24-0.05buy
JANE STREET GROUP, LLC21,54452,022+30,4780.000.00+0.00buy
Rockefeller Capital Management L.P.029,685+29,6850.000.00+0.00buy
Cetera Investment Advisers021,179+21,1790.000.00+0.00buy
OPPENHEIMER & CO INC276,323296,999+20,6760.070.06-0.00buy
HighTower Advisors, LLC015,580+15,5800.000.00+0.00buy
Gibraltar Capital Management, Inc.015,000+15,0000.000.05+0.05buy
WEDBUSH SECURITIES INC31,94443,535+11,5910.020.02+0.01buy
Cambridge Investment Research Advisors, Inc.13,76624,941+11,1750.000.00+0.00buy
Integrated Wealth Concepts LLC011,153+11,1530.000.00+0.00buy
Buckley Wealth Management, LLC010,000+10,0000.000.05+0.05buy
Elequin Capital, LP22,83430,360+7,5260.070.07-0.00buy
Ameritas Advisory Services, LLC05,250+5,2500.000.00+0.00buy
CoreCap Advisors, LLC21,75826,872+5,1140.020.02+0.00buy
OSAIC HOLDINGS, INC.211,268215,509+4,2410.010.01-0.00buy
LPL Financial LLC109,761113,379+3,6180.000.00-0.00buy
Geneos Wealth Management Inc.4323,155+2,7230.000.00-0.00buy
SeaCrest Wealth Management, LLC23,71325,802+2,0890.040.05+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC52,90554,189+1,2840.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO01,000+1,0000.000.00+0.00buy
Newbridge Financial Services Group, Inc.01,000+1,0000.000.00+0.00buy
Fountainhead AM, LLC15,10015,850+7500.040.04-0.00buy
McIlrath & Eck, LLC0700+7000.000.00+0.00buy
Allworth Financial LP0500+5000.000.00+0.00buy
PFG Investments, LLC18,20018,700+5000.020.02-0.00buy
Private Advisor Group, LLC12,15612,592+4360.000.00-0.00buy
COMERICA BANK16,89917,318+4190.000.00-0.00buy
CALTON & ASSOCIATES, INC.12,32512,543+2180.040.03-0.01buy
Larson Financial Group LLC409433+240.000.00-0.00buy
WHITTIER TRUST CO OF NEVADA INC3,5963,59600.000.00-0.00hold
CIBC Private Wealth Group LLC1,0001,00000.000.00-0.00hold
ASSETMARK, INC30530500.000.00-0.00hold
SIGNATUREFD, LLC111100.000.00-0.00hold
Saba Capital Management, L.P.28,605,04128,605,041012.3812.52+0.14hold
CWM, LLC62862800.000.00-0.00hold
Formidable Asset Management, LLC141,730141,73000.370.37+0.00hold
Steward Partners Investment Advisory, LLC14,05414,05400.000.00-0.00hold
Cornerstone Advisors, LLC4,4004,40000.000.00-0.00hold
Americana Partners, LLC120,315120,31500.070.07-0.01hold
ATTICUS WEALTH MANAGEMENT, LLC1,0001,00000.010.00-0.00hold
IAG Wealth Partners, LLC0000.000.000.00hold
WINEBRENNER CAPITAL MANAGEMENT LLC36,00036,00000.510.47-0.05hold
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.10,00010,00000.030.02-0.01hold
US BANCORP \DE\24,01124,01100.000.00-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
Wilmington Savings Fund Society, FSB1,5001,50000.000.00-0.00hold
BLAIR WILLIAM & CO/IL21,87121,87100.000.00-0.00hold
TRUIST FINANCIAL CORP33,69633,541-1550.000.00-0.00sell
WPG Advisers, LLC1,5371,340-1970.020.02-0.00sell
D.A. DAVIDSON & CO.40,48840,088-4000.010.00-0.00sell
Thomas J. Herzfeld Advisors, Inc.4730-4730.000.00-0.00sell
Janney Montgomery Scott LLC26,01924,730-1,2890.000.00-0.00sell
Baird Financial Group, Inc.75,17673,752-1,4240.000.00-0.00sell
FLAGSHIP HARBOR ADVISORS, LLC91,34389,551-1,7920.080.07-0.01sell
MATHER GROUP, LLC.2,0870-2,0870.000.00-0.00sell
IFP Advisors, Inc2,2000-2,2000.000.00-0.00sell
STIFEL FINANCIAL CORP101,70899,019-2,6890.000.00-0.00sell
Beckerman Institutional, LLC42,24538,919-3,3260.480.41-0.07sell
MILLENNIUM MANAGEMENT LLC14,18010,510-3,6700.000.00-0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC6,2691,969-4,3000.020.01-0.01sell
D. E. Shaw & Co., Inc.91,47185,917-5,5540.000.00-0.00sell
CreativeOne Wealth, LLC56,17347,329-8,8440.030.02-0.01sell
JPMORGAN CHASE & CO10,0340-10,0340.000.00-0.00sell
UBS Group AG528,827517,707-11,1200.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.16,0250-16,0250.000.00-0.00sell
Pathstone Holdings, LLC20,8520-20,8520.000.00-0.00sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP24,2630-24,2630.000.00-0.00sell
Dakota Wealth Management26,1780-26,1780.010.00-0.01sell
Virtu Financial LLC27,0340-27,0340.020.00-0.02sell
WELLS FARGO & COMPANY/MN435,843406,568-29,2750.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC142,190101,832-40,3580.000.00-0.00sell
MORGAN STANLEY2,514,6052,460,045-54,5600.000.00-0.00sell
IEQ CAPITAL, LLC126,7380-126,7380.020.00-0.02sell
Invesco Ltd.1,233,6761,069,114-164,5620.000.00-0.00sell
North Ground Capital700,000487,619-212,38110.839.99-0.83sell
SIT INVESTMENT ASSOCIATES INC1,268,190970,728-297,4620.470.33-0.14sell
Karpus Management, Inc.645,9590-645,9590.330.00-0.33sell
RIVERNORTH CAPITAL MANAGEMENT, LLC1,367,673487,544-880,1291.140.43-0.71sell
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