Stock TransactionsBLACKROCK ESG CAP ALLC TERM

Total Bought
58,183
5 transactions
Total Sold
1,399,390
6 transactions
Net
-1,341,207
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
COHEN & STEERS, INC.781,015828,615+47,6000.020.02+0.00buy
Elequin Capital, LP22,83430,360+7,5260.070.07-0.00buy
SeaCrest Wealth Management, LLC23,71325,802+2,0890.040.05+0.00buy
Fountainhead AM, LLC15,10015,850+7500.040.04-0.00buy
CALTON & ASSOCIATES, INC.12,32512,543+2180.040.03-0.01buy
FLAGSHIP HARBOR ADVISORS, LLC91,34389,551-1,7920.080.07-0.01sell
Beckerman Institutional, LLC42,24538,919-3,3260.480.41-0.07sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC6,2691,969-4,3000.020.01-0.01sell
North Ground Capital700,000487,619-212,38110.839.99-0.83sell
SIT INVESTMENT ASSOCIATES INC1,268,190970,728-297,4620.470.33-0.14sell
RIVERNORTH CAPITAL MANAGEMENT, LLC1,367,673487,544-880,1291.140.43-0.71sell
Page 1 of 1