| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 28,552,727 | 28,552,727 | 0 | 11.02 | 11.13 | +0.11 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,591,870 | 3,334,284 | -257,586 | 2.98 | 2.86 | -0.12 | sell |
| MORGAN STANLEY | 2,552,572 | 2,511,252 | -41,320 | 0.00 | 0.00 | -0.00 | sell |
| SIT INVESTMENT ASSOCIATES INC | 1,860,116 | 1,551,817 | -308,299 | 0.75 | 0.61 | -0.14 | sell |
| Karpus Management, Inc. | 1,654,202 | 1,409,407 | -244,795 | 0.82 | 0.69 | -0.12 | sell |
| Invesco Ltd. | 1,238,872 | 1,260,126 | +21,254 | 0.00 | 0.00 | -0.00 | buy |
| ROYAL BANK OF CANADA | 1,097,421 | 968,893 | -128,528 | 0.00 | 0.00 | -0.00 | sell |
| Penserra Capital Management LLC | 0 | 904,950 | +904,950 | 0.00 | 0.35 | +0.35 | buy |
| COHEN & STEERS, INC. | 686,890 | 632,092 | -54,798 | 0.03 | 0.02 | -0.01 | sell |
| UBS Group AG | 630,995 | 625,171 | -5,824 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 499,132 | 493,136 | -5,996 | 0.00 | 0.00 | -0.00 | sell |
| Advisors Asset Management, Inc. | 538,863 | 464,437 | -74,426 | 0.18 | 0.15 | -0.03 | sell |
| WELLS FARGO & COMPANY/MN | 480,667 | 438,878 | -41,789 | 0.00 | 0.00 | -0.00 | sell |
| Alpine Global Management, LLC | 198,100 | 360,000 | +161,900 | 0.60 | 1.55 | +0.94 | buy |
| Kovitz Investment Group Partners, LLC | 0 | 342,706 | +342,706 | 0.00 | 0.04 | +0.04 | buy |
| Almitas Capital LLC | 839,103 | 331,140 | -507,963 | 6.12 | 2.08 | -4.04 | sell |
| OPPENHEIMER & CO INC | 271,720 | 274,525 | +2,805 | 0.08 | 0.07 | -0.00 | buy |
| OSAIC HOLDINGS, INC. | 119,683 | 151,349 | +31,666 | 0.00 | 0.01 | +0.00 | buy |
| Americana Partners, LLC | 137,077 | 137,077 | 0 | 0.19 | 0.17 | -0.02 | hold |
| AMERIPRISE FINANCIAL INC | 85,265 | 118,781 | +33,516 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 110,129 | 102,462 | -7,667 | 0.00 | 0.00 | -0.00 | sell |
| D. E. Shaw & Co., Inc. | 131,624 | 96,371 | -35,253 | 0.00 | 0.00 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 120,249 | 84,570 | -35,679 | 0.44 | 0.29 | -0.15 | sell |
| FLAGSHIP HARBOR ADVISORS, LLC | 68,446 | 75,437 | +6,991 | 0.07 | 0.07 | +0.00 | buy |
| LPL Financial LLC | 47,351 | 70,818 | +23,467 | 0.00 | 0.00 | +0.00 | buy |
| Fountainhead AM, LLC | 45,972 | 45,972 | 0 | 0.19 | 0.17 | -0.02 | hold |
| MILLENNIUM MANAGEMENT LLC | 89,612 | 44,198 | -45,414 | 0.00 | 0.00 | -0.00 | sell |
| D.A. DAVIDSON & CO. | 39,713 | 39,084 | -629 | 0.01 | 0.01 | -0.00 | sell |
| Dakota Wealth Management | 42,863 | 38,961 | -3,902 | 0.02 | 0.02 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 41,830 | 35,735 | -6,095 | 0.00 | 0.00 | -0.00 | sell |
| WEDBUSH SECURITIES INC | 33,272 | 31,310 | -1,962 | 0.02 | 0.02 | -0.00 | sell |
| BLAIR WILLIAM & CO/IL | 0 | 28,403 | +28,403 | 0.00 | 0.00 | +0.00 | buy |
| TRUIST FINANCIAL CORP | 27,457 | 27,549 | +92 | 0.00 | 0.00 | +0.00 | buy |
| HBK INVESTMENTS L P | 37,196 | 26,360 | -10,836 | 0.02 | 0.01 | -0.01 | sell |
| Kovack Advisors, Inc. | 0 | 25,000 | +25,000 | 0.00 | 0.05 | +0.05 | buy |
| Janney Montgomery Scott LLC | 26,184 | 24,909 | -1,275 | 0.00 | 0.00 | -0.00 | sell |
| US BANCORP \DE\ | 0 | 24,011 | +24,011 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 22,500 | 22,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMMONWEALTH EQUITY SERVICES, LLC | 21,845 | 21,865 | +20 | 0.00 | 0.00 | -0.00 | buy |
| PFG Investments, LLC | 18,200 | 16,700 | -1,500 | 0.02 | 0.02 | -0.00 | sell |
| Shaker Financial Services, LLC | 0 | 15,512 | +15,512 | 0.00 | 0.10 | +0.10 | buy |
| Arete Wealth Advisors, LLC | 13,449 | 14,157 | +708 | 0.02 | 0.02 | +0.00 | buy |
| CALTON & ASSOCIATES, INC. | 15,354 | 13,942 | -1,412 | 0.13 | 0.09 | -0.04 | sell |
| Steward Partners Investment Advisory, LLC | 13,388 | 13,388 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMERICA BANK | 12,447 | 12,754 | +307 | 0.00 | 0.00 | -0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 14,066 | 11,468 | -2,598 | 0.00 | 0.00 | -0.00 | sell |
| CoreCap Advisors, LLC | 0 | 7,000 | +7,000 | 0.00 | 0.01 | +0.01 | buy |
| Farther Finance Advisors, LLC | 4,000 | 3,743 | -257 | 0.00 | 0.00 | -0.00 | sell |
| MATHER GROUP, LLC. | 0 | 2,087 | +2,087 | 0.00 | 0.00 | +0.00 | buy |
| Northwest Financial Advisors | 1,690 | 1,690 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Wilmington Savings Fund Society, FSB | 0 | 1,500 | +1,500 | 0.00 | 0.00 | +0.00 | buy |
| ATTICUS WEALTH MANAGEMENT, LLC | 1,000 | 1,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ASHTON THOMAS SECURITIES, LLC | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| Colonial Trust Co / SC | 900 | 900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CWM, LLC | 0 | 628 | +628 | 0.00 | 0.00 | +0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 0 | 550 | +550 | 0.00 | 0.00 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 501 | 463 | -38 | 0.00 | 0.00 | -0.00 | sell |
| Larson Financial Group LLC | 0 | 367 | +367 | 0.00 | 0.00 | +0.00 | buy |
| ASSETMARK, INC | 305 | 305 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ICON ADVISERS INC/CO | 392,562 | 0 | -392,562 | 1.56 | 0.00 | -1.56 | sell |
| &PARTNERS | 10,353 | 0 | -10,353 | 0.01 | 0.00 | -0.01 | sell |
| WHITTIER TRUST CO | 7,500 | 0 | -7,500 | 0.00 | 0.00 | -0.00 | sell |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 35,940 | 0 | -35,940 | 0.09 | 0.00 | -0.09 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 15,399 | 0 | -15,399 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 200 | 0 | -200 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 34,764 | 0 | -34,764 | 0.02 | 0.00 | -0.02 | sell |
| Avior Wealth Management, LLC | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Tidal Investments LLC | 13,600 | 0 | -13,600 | 0.00 | 0.00 | -0.00 | sell |
| Quadrature Capital Ltd | 11,218 | 0 | -11,218 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 67,825 | 0 | -67,825 | 0.22 | 0.00 | -0.22 | sell |
| Atlas Wealth LLC | 159,770 | 0 | -159,770 | 0.44 | 0.00 | -0.44 | sell |
| Quarry LP | 13,207 | 0 | -13,207 | 0.10 | 0.00 | -0.10 | sell |
| Pathstone Holdings, LLC | 768,594 | 0 | -768,594 | 0.06 | 0.00 | -0.06 | sell |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |