Stock TransactionsBLACKROCK ESG CAP ALLC TERM

Total Bought
169,599
3 transactions
Total Sold
1,414,472
9 transactions
Net
-1,244,873
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Alpine Global Management, LLC198,100360,000+161,9000.601.55+0.94buy
FLAGSHIP HARBOR ADVISORS, LLC68,44675,437+6,9910.070.07+0.00buy
Arete Wealth Advisors, LLC13,44914,157+7080.020.02+0.00buy
Thomas J. Herzfeld Advisors, Inc.501463-380.000.00-0.00sell
CALTON & ASSOCIATES, INC.15,35413,942-1,4120.130.09-0.04sell
Dakota Wealth Management42,86338,961-3,9020.020.02-0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC120,24984,570-35,6790.440.29-0.15sell
COHEN & STEERS, INC.686,890632,092-54,7980.030.02-0.01sell
Karpus Management, Inc.1,654,2021,409,407-244,7950.820.69-0.12sell
RIVERNORTH CAPITAL MANAGEMENT, LLC3,591,8703,334,284-257,5862.982.86-0.12sell
SIT INVESTMENT ASSOCIATES INC1,860,1161,551,817-308,2990.750.61-0.14sell
Almitas Capital LLC839,103331,140-507,9636.122.08-4.04sell
Page 1 of 1