| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 15,335,732 | 24,048,629 | +8,712,897 | 7.21 | 9.54 | +2.33 | buy |
| ROYAL BANK OF CANADA | 436,178 | 759,663 | +323,485 | 0.00 | 0.00 | +0.00 | buy |
| ICON ADVISERS INC/CO | 0 | 302,202 | +302,202 | 0.00 | 1.12 | +1.12 | buy |
| SIT INVESTMENT ASSOCIATES INC | 1,953,046 | 2,112,794 | +159,748 | 0.79 | 0.84 | +0.04 | buy |
| Apexium Financial, LP | 0 | 100,000 | +100,000 | 0.00 | 0.12 | +0.12 | buy |
| OPPENHEIMER & CO INC | 22,782 | 77,335 | +54,553 | 0.01 | 0.02 | +0.02 | buy |
| Advisors Asset Management, Inc. | 473,449 | 512,411 | +38,962 | 0.15 | 0.17 | +0.02 | buy |
| Fountainhead AM, LLC | 17,120 | 52,472 | +35,352 | 0.09 | 0.23 | +0.14 | buy |
| Virtu Financial LLC | 0 | 23,055 | +23,055 | 0.00 | 0.03 | +0.03 | buy |
| HighTower Advisors, LLC | 0 | 22,500 | +22,500 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 76,084 | 95,935 | +19,851 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 89,278 | 108,603 | +19,325 | 0.36 | 0.42 | +0.06 | buy |
| Quadrature Capital Ltd | 0 | 16,803 | +16,803 | 0.00 | 0.00 | +0.00 | buy |
| CALTON & ASSOCIATES, INC. | 0 | 16,731 | +16,731 | 0.00 | 0.11 | +0.11 | buy |
| FLAGSHIP HARBOR ADVISORS, LLC | 37,374 | 46,875 | +9,501 | 0.05 | 0.05 | +0.01 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 13,892 | 23,050 | +9,158 | 0.00 | 0.00 | +0.00 | buy |
| Cape Investment Advisory, Inc. | 0 | 6,058 | +6,058 | 0.00 | 0.05 | +0.05 | buy |
| Farther Finance Advisors, LLC | 20 | 5,895 | +5,875 | 0.00 | 0.01 | +0.01 | buy |
| LPL Financial LLC | 36,522 | 41,634 | +5,112 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 37,702 | 41,736 | +4,034 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 541,399 | 545,077 | +3,678 | 0.00 | 0.00 | +0.00 | buy |
| D.A. DAVIDSON & CO. | 31,830 | 33,830 | +2,000 | 0.01 | 0.01 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 1,782 | +1,782 | 0.00 | 0.00 | +0.00 | buy |
| Americana Partners, LLC | 145,079 | 145,725 | +646 | 0.23 | 0.22 | -0.01 | buy |
| BFSG, LLC | 0 | 490 | +490 | 0.00 | 0.00 | +0.00 | buy |
| Arete Wealth Advisors, LLC | 12,348 | 12,654 | +306 | 0.03 | 0.02 | -0.02 | buy |
| Advisory Services Network, LLC | 0 | 250 | +250 | 0.00 | 0.00 | +0.00 | buy |
| Dakota Wealth Management | 40,605 | 40,840 | +235 | 0.03 | 0.03 | -0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 12,223 | 12,257 | +34 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 461,265 | 461,265 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HBK INVESTMENTS L P | 123,986 | 123,986 | 0 | 0.04 | 0.05 | +0.01 | hold |
| BROWN BROTHERS HARRIMAN & CO | 23,035 | 23,035 | 0 | 0.00 | 0.00 | +0.00 | hold |
| JFS WEALTH ADVISORS, LLC | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Qube Research & Technologies Ltd | 122,155 | 122,155 | 0 | 0.01 | 0.00 | -0.00 | hold |
| CAROLINAS WEALTH CONSULTING LLC | 4,911 | 4,911 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Colonial Trust Co / SC | 900 | 900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| FIRST MANHATTAN CO. LLC. | 1,073 | 1,069 | -4 | 0.00 | 0.00 | +0.00 | sell |
| Steward Partners Investment Advisory, LLC | 3,286 | 2,729 | -557 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 19,656 | 19,001 | -655 | 0.00 | 0.00 | -0.00 | sell |
| Creative Planning | 14,950 | 14,250 | -700 | 0.00 | 0.00 | +0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 742 | 0 | -742 | 0.00 | 0.00 | -0.00 | sell |
| TRUIST FINANCIAL CORP | 26,113 | 25,253 | -860 | 0.00 | 0.00 | +0.00 | sell |
| Tidal Investments LLC | 58,735 | 57,715 | -1,020 | 0.03 | 0.02 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 93,601 | 92,239 | -1,362 | 0.00 | 0.00 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 43,530 | 41,830 | -1,700 | 0.00 | 0.00 | -0.00 | sell |
| Janney Montgomery Scott LLC | 33,941 | 31,175 | -2,766 | 0.00 | 0.00 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 126,154 | 123,287 | -2,867 | 0.00 | 0.00 | -0.00 | sell |
| PRIVATE MANAGEMENT GROUP INC | 219,254 | 215,571 | -3,683 | 0.13 | 0.13 | +0.00 | sell |
| WEDBUSH SECURITIES INC | 48,296 | 44,221 | -4,075 | 0.04 | 0.03 | -0.00 | sell |
| JPMORGAN CHASE & CO | 20,105 | 14,195 | -5,910 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 1,283,354 | 1,276,203 | -7,151 | 0.01 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 44,302 | 35,571 | -8,731 | 0.02 | 0.02 | -0.00 | sell |
| Mariner, LLC | 10,152 | 0 | -10,152 | 0.00 | 0.00 | -0.00 | sell |
| PARK AVENUE SECURITIES LLC | 10,281 | 0 | -10,281 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 10,798 | 0 | -10,798 | 0.00 | 0.00 | -0.00 | sell |
| JANE STREET GROUP, LLC | 24,601 | 13,610 | -10,991 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 160,559 | 149,496 | -11,063 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 500,819 | 489,515 | -11,304 | 0.00 | 0.00 | -0.00 | sell |
| Virtue Capital Management, LLC | 12,500 | 0 | -12,500 | 0.03 | 0.00 | -0.03 | sell |
| CAPTRUST FINANCIAL ADVISORS | 12,815 | 0 | -12,815 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 82,000 | 65,782 | -16,218 | 0.21 | 0.18 | -0.03 | sell |
| Carmel Capital Partners, LLC | 16,250 | 0 | -16,250 | 0.11 | 0.00 | -0.11 | sell |
| SkyView Investment Advisors, LLC | 20,000 | 0 | -20,000 | 0.12 | 0.00 | -0.12 | sell |
| Alpine Global Management, LLC | 63,113 | 34,927 | -28,186 | 0.22 | 0.15 | -0.06 | sell |
| Quarry LP | 44,700 | 0 | -44,700 | 0.43 | 0.00 | -0.43 | sell |
| Karpus Management, Inc. | 1,668,774 | 1,622,093 | -46,681 | 0.83 | 0.80 | -0.03 | sell |
| Walleye Capital LLC | 53,807 | 0 | -53,807 | 0.01 | 0.00 | -0.01 | sell |
| COHEN & STEERS, INC. | 709,890 | 644,890 | -65,000 | 0.02 | 0.02 | -0.00 | sell |
| CLOUGH CAPITAL PARTNERS L P | 73,300 | 0 | -73,300 | 0.12 | 0.00 | -0.12 | sell |
| UBS Group AG | 802,110 | 722,133 | -79,977 | 0.01 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 139,961 | 54,634 | -85,327 | 0.00 | 0.00 | -0.00 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 130,176 | 1,636 | -128,540 | 0.74 | 0.01 | -0.73 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 491,672 | 341,672 | -150,000 | 0.64 | 0.45 | -0.19 | sell |
| 1607 Capital Partners, LLC | 244,190 | 41,449 | -202,741 | 0.27 | 0.05 | -0.22 | sell |
| Atlas Wealth LLC | 235,851 | 0 | -235,851 | 0.65 | 0.00 | -0.65 | sell |
| Almitas Capital LLC | 997,868 | 623,201 | -374,667 | 7.07 | 3.46 | -3.60 | sell |
| Bulldog Investors, LLP | 450,724 | 73,787 | -376,937 | 2.31 | 0.39 | -1.92 | sell |
| Woodline Partners LP | 674,999 | 0 | -674,999 | 0.12 | 0.00 | -0.12 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,615,870 | 3,091,543 | -1,524,327 | 3.54 | 2.39 | -1.15 | sell |
| MORGAN STANLEY | 4,770,661 | 3,090,009 | -1,680,652 | 0.01 | 0.00 | -0.00 | sell |