Stock TransactionsBLACKROCK ESG CAP ALLC TERM

Total Bought
225,113
7 transactions
Total Sold
2,916,980
11 transactions
Net
-2,691,867
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
SIT INVESTMENT ASSOCIATES INC1,953,0462,112,794+159,7480.790.84+0.04buy
Fountainhead AM, LLC17,12052,472+35,3520.090.23+0.14buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC89,278108,603+19,3250.360.42+0.06buy
FLAGSHIP HARBOR ADVISORS, LLC37,37446,875+9,5010.050.05+0.01buy
Americana Partners, LLC145,079145,725+6460.230.22-0.01buy
Arete Wealth Advisors, LLC12,34812,654+3060.030.02-0.02buy
Dakota Wealth Management40,60540,840+2350.030.03-0.00buy
PRIVATE MANAGEMENT GROUP INC219,254215,571-3,6830.130.13+0.00sell
METEORA CAPITAL, LLC82,00065,782-16,2180.210.18-0.03sell
Alpine Global Management, LLC63,11334,927-28,1860.220.15-0.06sell
Karpus Management, Inc.1,668,7741,622,093-46,6810.830.80-0.03sell
COHEN & STEERS, INC.709,890644,890-65,0000.020.02-0.00sell
Thomas J. Herzfeld Advisors, Inc.130,1761,636-128,5400.740.01-0.73sell
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD491,672341,672-150,0000.640.45-0.19sell
1607 Capital Partners, LLC244,19041,449-202,7410.270.05-0.22sell
Almitas Capital LLC997,868623,201-374,6677.073.46-3.60sell
Bulldog Investors, LLP450,72473,787-376,9372.310.39-1.92sell
RIVERNORTH CAPITAL MANAGEMENT, LLC4,615,8703,091,543-1,524,3273.542.39-1.15sell
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