Stock Transactions — BLACKROCK ESG CAP ALLC TERM

Total Bought
624,742
32 transactions
Total Sold
2,069,872
27 transactions
Net
-1,445,130
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
BANK OF AMERICA CORP /DE/493,136589,867+96,7310.000.00+0.00buy
CreativeOne Wealth, LLC083,387+83,3870.000.04+0.04buy
COHEN & STEERS, INC.632,092704,015+71,9230.020.02+0.00buy
Penserra Capital Management LLC904,950970,318+65,3680.350.29-0.06buy
AMERIPRISE FINANCIAL INC118,781178,960+60,1790.000.00+0.00buy
Baird Financial Group, Inc.047,040+47,0400.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC21,86549,581+27,7160.000.00+0.00buy
OSAIC HOLDINGS, INC.151,349177,659+26,3100.010.01+0.00buy
Pathstone Holdings, LLC020,852+20,8520.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC012,979+12,9790.000.00+0.00buy
Advisors Asset Management, Inc.464,437477,044+12,6070.150.14-0.01buy
TWO SIGMA SECURITIES, LLC011,838+11,8380.000.04+0.04buy
K2 PRINCIPAL FUND, L.P.011,382+11,3820.000.03+0.03buy
CoreCap Advisors, LLC7,00018,172+11,1720.010.01+0.01buy
Private Advisor Group, LLC010,849+10,8490.000.00+0.00buy
LPL Financial LLC70,81879,738+8,9200.000.00-0.00buy
WEDBUSH SECURITIES INC31,31040,164+8,8540.020.02+0.00buy
TRUIST FINANCIAL CORP27,54936,100+8,5510.000.00+0.00buy
Invesco Ltd.1,260,1261,266,111+5,9850.000.00-0.00buy
FLAGSHIP HARBOR ADVISORS, LLC75,43780,568+5,1310.070.07-0.00buy
FIFTH THIRD BANCORP04,500+4,5000.000.00+0.00buy
Americana Partners, LLC137,077140,287+3,2100.170.09-0.07buy
Janney Montgomery Scott LLC24,90927,541+2,6320.000.00+0.00buy
IFP Advisors, Inc02,200+2,2000.000.00+0.00buy
BLAIR WILLIAM & CO/IL28,40330,068+1,6650.000.00-0.00buy
Arete Wealth Advisors, LLC14,15714,932+7750.020.02-0.00buy
Steward Partners Investment Advisory, LLC13,38814,054+6660.000.00-0.00buy
SIGNATUREFD, LLC0519+5190.000.00+0.00buy
COMERICA BANK12,75413,076+3220.000.00-0.00buy
Cambridge Investment Research Advisors, Inc.11,46811,745+2770.000.00-0.00buy
CALTON & ASSOCIATES, INC.13,94214,124+1820.090.10+0.01buy
Larson Financial Group LLC367387+200.000.00-0.00buy
ASSETMARK, INC30530500.000.00-0.00hold
Saba Capital Management, L.P.28,552,72728,552,727011.1311.78+0.65hold
MATHER GROUP, LLC.2,0872,08700.000.00-0.00hold
CWM, LLC62862800.000.00-0.00hold
Almitas Capital LLC331,140331,14002.081.19-0.88hold
ATTICUS WEALTH MANAGEMENT, LLC1,0001,00000.010.01-0.00hold
Fountainhead AM, LLC45,97245,97200.170.14-0.03hold
Colonial Trust Co / SC90090000.000.00-0.00hold
PFG Investments, LLC16,70016,70000.020.02-0.00hold
US BANCORP \DE\24,01124,01100.000.00-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
Wilmington Savings Fund Society, FSB1,5001,50000.000.00-0.00hold
Thomas J. Herzfeld Advisors, Inc.463460-30.000.00-0.00sell
STIFEL FINANCIAL CORP102,462102,426-360.000.00-0.00sell
JONES FINANCIAL COMPANIES LLLP5500-5500.000.00-0.00sell
ASHTON THOMAS SECURITIES, LLC1,0000-1,0000.000.00-0.00sell
D.A. DAVIDSON & CO.39,08438,038-1,0460.010.01-0.00sell
Northwest Financial Advisors1,6900-1,6900.020.00-0.02sell
Farther Finance Advisors, LLC3,743300-3,4430.000.00-0.00sell
D. E. Shaw & Co., Inc.96,37191,471-4,9000.000.00-0.00sell
OPPENHEIMER & CO INC274,525268,461-6,0640.070.07-0.01sell
Dakota Wealth Management38,96131,445-7,5160.020.01-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.35,73528,120-7,6150.000.00-0.00sell
WELLS FARGO & COMPANY/MN438,878429,145-9,7330.000.00-0.00sell
Shaker Financial Services, LLC15,5120-15,5120.100.00-0.10sell
HighTower Advisors, LLC22,5000-22,5000.000.00-0.00sell
Beckerman Institutional, LLC76,23551,585-24,6501.140.68-0.46sell
Kovack Advisors, Inc.25,0000-25,0000.050.00-0.05sell
HBK INVESTMENTS L P26,3600-26,3600.010.00-0.01sell
MORGAN STANLEY2,511,2522,484,100-27,1520.000.00-0.00sell
MILLENNIUM MANAGEMENT LLC44,19814,180-30,0180.000.00-0.00sell
ROYAL BANK OF CANADA968,893921,731-47,1620.000.00-0.00sell
SIT INVESTMENT ASSOCIATES INC1,551,8171,492,534-59,2830.610.56-0.06sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC84,57023,038-61,5320.290.07-0.21sell
UBS Group AG625,171553,724-71,4470.000.00-0.00sell
Kovitz Investment Group Partners, LLC342,706239,493-103,2130.040.02-0.02sell
Alpine Global Management, LLC360,0000-360,0001.550.00-1.55sell
Karpus Management, Inc.1,409,407852,577-556,8300.690.41-0.28sell
RIVERNORTH CAPITAL MANAGEMENT, LLC3,334,2842,738,667-595,6172.862.16-0.70sell
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