Stock Transactions — BLACKROCK ESG CAP ALLC TERM

Total Bought
1,299,080
40 transactions
Total Sold
2,349,147
38 transactions
Net
-1,050,067
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Mason & Associates Inc0342,512+342,5120.000.99+0.99buy
ROYAL BANK OF CANADA1,060,3311,213,175+152,8440.000.00+0.00buy
Penserra Capital Management LLC1,238,0921,364,372+126,2800.240.25+0.01buy
WELLS FARGO & COMPANY/MN472,491564,585+92,0940.000.00+0.00buy
LPL Financial LLC144,280233,497+89,2170.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC085,368+85,3680.000.02+0.02buy
Formidable Asset Management, LLC226,191295,548+69,3570.570.71+0.13buy
RFG Advisory, LLC059,815+59,8150.000.02+0.02buy
Advisors Asset Management, Inc.535,083580,695+45,6120.150.15+0.00buy
AMERIPRISE FINANCIAL INC516,089558,674+42,5850.000.00-0.00buy
Marex Group plc025,500+25,5000.000.00+0.00buy
&PARTNERS024,461+24,4610.000.00+0.00buy
Shaker Financial Services, LLC019,500+19,5000.000.10+0.10buy
ENVESTNET ASSET MANAGEMENT INC45,46061,168+15,7080.000.00+0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.015,134+15,1340.000.02+0.02buy
COMMONWEALTH EQUITY SERVICES, LLC69,20384,167+14,9640.000.00+0.00buy
Creative Planning013,054+13,0540.000.00+0.00buy
D. E. Shaw & Co., Inc.85,91798,455+12,5380.000.00+0.00buy
Cetera Investment Advisers48,52760,585+12,0580.000.00+0.00buy
OSAIC HOLDINGS, INC.227,593235,848+8,2550.010.01+0.00buy
RAYMOND JAMES FINANCIAL INC104,327111,875+7,5480.000.00-0.00buy
Golden State Equity Partners60,54566,505+5,9600.170.17-0.00buy
Global Retirement Partners, LLC04,240+4,2400.000.00+0.00buy
BANK OF AMERICA CORP /DE/778,779781,913+3,1340.000.00-0.00buy
Janney Montgomery Scott LLC25,52327,750+2,2270.000.00-0.00buy
Pinnacle Wealth Planning Services, Inc.02,110+2,1100.000.00+0.00buy
TRUIST FINANCIAL CORP34,16935,829+1,6600.000.00-0.00buy
Cambridge Investment Research Advisors, Inc.10,54011,979+1,4390.000.00+0.00buy
CULLEN/FROST BANKERS, INC.01,000+1,0000.000.00+0.00buy
Capital Analysts, LLC0641+6410.000.00+0.00buy
PFG Investments, LLC20,45020,968+5180.020.02-0.00buy
Comprehensive Financial Planning, Inc./PA0500+5000.000.01+0.01buy
Root Financial Partners, LLC0479+4790.000.00+0.00buy
World Investment Advisors13,24413,564+3200.000.00-0.00buy
D.A. DAVIDSON & CO.40,28840,488+2000.000.00-0.00buy
ASSETMARK, INC305427+1220.000.00+0.00buy
MRP Capital Investments, LLC0100+1000.000.00+0.00buy
Larson Financial Group LLC457481+240.000.00-0.00buy
SIGNATUREFD, LLC1213+10.000.00-0.00buy
Arax Advisory Partners1,0721,073+10.000.00+0.00buy
COHEN & STEERS, INC.828,615828,61500.020.02-0.00hold
CIBC Private Wealth Group LLC1,0001,00000.000.00-0.00hold
CWM, LLC62862800.000.00-0.00hold
Focus Partners Wealth16,16616,16600.000.00-0.00hold
Allworth Financial LP50050000.000.00-0.00hold
Steward Partners Investment Advisory, LLC14,05414,05400.000.00-0.00hold
BlackRock, Inc.1,228,5451,228,54500.000.00-0.00hold
Ashton Thomas Private Wealth, LLC10,00010,00000.000.00-0.00hold
WINEBRENNER CAPITAL MANAGEMENT LLC39,00039,00000.460.40-0.06hold
PNC FINANCIAL SERVICES GROUP, INC.3,0003,00000.000.00-0.00hold
Wilmington Savings Fund Society, FSB1,5001,50000.000.00-0.00hold
SeaCrest Wealth Management, LLC30,64730,562-850.050.05-0.01sell
Pacifica Partners Inc.1570-1570.000.00-0.00sell
HIGHLINE WEALTH PARTNERS LLC400200-2000.000.00-0.00sell
WPG Advisers, LLC1,126838-2880.010.01-0.00sell
Parallel Advisors, LLC3000-3000.000.00-0.00sell
Triumph Capital Management3,7503,450-3000.010.01+0.00sell
Advisory Services Network, LLC4610-4610.000.00-0.00sell
CreativeOne Wealth, LLC45,54645,076-4700.020.02-0.00sell
HRT FINANCIAL LP25,63124,716-9150.000.00-0.00sell
Boreal Capital Management LLC14,65713,702-9550.190.16-0.03sell
Baird Financial Group, Inc.70,88569,926-9590.000.00-0.00sell
Newbridge Financial Services Group, Inc.1,0000-1,0000.000.00-0.00sell
Beckerman Institutional, LLC36,81635,616-1,2000.360.31-0.05sell
Atlantic Union Bankshares Corp1,2450-1,2450.000.00-0.00sell
US BANCORP \DE\25,49124,011-1,4800.000.00-0.00sell
Keener Financial Planning LLC1,8800-1,8800.010.00-0.01sell
OPPENHEIMER & CO INC212,978209,096-3,8820.040.05+0.00sell
Cornerstone Advisors, LLC4,4000-4,4000.000.00-0.00sell
MATHER GROUP, LLC.4,5870-4,5870.000.00-0.00sell
Rockefeller Capital Management L.P.17,96413,057-4,9070.000.00-0.00sell
Ameritas Advisory Services, LLC5,2500-5,2500.010.00-0.01sell
FLAGSHIP HARBOR ADVISORS, LLC94,38088,458-5,9220.070.06-0.00sell
Americana Partners, LLC120,315112,105-8,2100.060.05-0.01sell
COMERICA BANK17,6439,261-8,3820.000.00-0.00sell
Integrated Wealth Concepts LLC10,9180-10,9180.000.00-0.00sell
BLAIR WILLIAM & CO/IL11,8710-11,8710.000.00-0.00sell
CoreCap Advisors, LLC29,51416,053-13,4610.020.01-0.01sell
Gibraltar Capital Management, Inc.15,0000-15,0000.040.00-0.04sell
Invesco Ltd.1,072,3181,041,544-30,7740.000.00-0.00sell
WEDBUSH SECURITIES INC88,05952,573-35,4860.050.02-0.02sell
DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD.41,7740-41,7740.280.00-0.28sell
North Ground Capital285,000223,714-61,2862.871.71-1.16sell
JANE STREET GROUP, LLC98,73917,067-81,6720.000.00-0.00sell
STIFEL FINANCIAL CORP91,6530-91,6530.000.00-0.00sell
UBS Group AG334,363202,551-131,8120.000.00-0.00sell
Alpine Global Management, LLC150,0000-150,0000.450.00-0.45sell
MORGAN STANLEY2,318,4892,166,951-151,5380.000.00-0.00sell
Saba Capital Management, L.P.27,800,72426,336,257-1,464,46715.0713.59-1.48sell
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