| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 1,128,344 | 1,399,537 | +271,193 | 0.45 | 0.55 | +0.10 | buy |
| SIT INVESTMENT ASSOCIATES INC | 987,010 | 1,206,484 | +219,474 | 0.39 | 0.50 | +0.10 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 12,049 | 205,036 | +192,987 | 0.00 | 0.00 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 26,637 | 162,387 | +135,750 | 0.16 | 1.03 | +0.87 | buy |
| CHOREO, LLC | 0 | 48,748 | +48,748 | 0.00 | 0.02 | +0.02 | buy |
| Pathstone Holdings, LLC | 249,999 | 296,344 | +46,345 | 0.02 | 0.03 | +0.00 | buy |
| MORGAN STANLEY | 2,634,135 | 2,672,180 | +38,045 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 303,717 | 338,579 | +34,862 | 0.00 | 0.00 | +0.00 | buy |
| FIRST TRUST ADVISORS LP | 40,545 | 61,957 | +21,412 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 600 | 19,829 | +19,229 | 0.00 | 0.08 | +0.07 | buy |
| BANK OF AMERICA CORP /DE/ | 0 | 16,104 | +16,104 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 0 | 13,445 | +13,445 | 0.00 | 0.00 | +0.00 | buy |
| OPPENHEIMER & CO INC | 0 | 13,350 | +13,350 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 178,472 | 184,520 | +6,048 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 22,929 | 28,351 | +5,422 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 142,012 | 145,897 | +3,885 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 3,308 | 5,308 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 700 | +700 | 0.00 | 0.01 | +0.01 | buy |
| HARBOUR INVESTMENTS, INC. | 0 | 670 | +670 | 0.00 | 0.00 | +0.00 | buy |
| COMERICA BANK | 2,851 | 3,184 | +333 | 0.00 | 0.00 | +0.00 | buy |
| BESSEMER GROUP INC | 544 | 717 | +173 | 0.00 | 0.00 | +0.00 | buy |
| ASSETMARK, INC | 0 | 44 | +44 | 0.00 | 0.00 | +0.00 | buy |
| HAZLETT, BURT & WATSON, INC. | 1,193 | 1,208 | +15 | 0.01 | 0.01 | +0.00 | buy |
| JONES ROAD CAPITAL MANAGEMENT, L.P. | 19,209 | 19,223 | +14 | 0.33 | 0.31 | -0.02 | buy |
| Carnegie Investment Counsel | 12,000 | 12,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Marathon Trading Investment Management LLC | 24,000 | 24,000 | 0 | 0.08 | 0.17 | +0.10 | hold |
| Lido Advisors, LLC | 11,608 | 11,608 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | 11,767 | 11,767 | 0 | 0.09 | 0.09 | -0.00 | hold |
| Colonial Trust Co / SC | 750 | 750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Catalina Capital Group, LLC | 14,598 | 14,598 | 0 | 0.18 | 0.11 | -0.07 | hold |
| AMERICAN NATIONAL BANK & TRUST | 84 | 0 | -84 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 198,597 | 198,196 | -401 | 0.10 | 0.10 | +0.00 | sell |
| Rareview Capital LLC | 42,743 | 40,464 | -2,279 | 0.64 | 0.71 | +0.08 | sell |
| &PARTNERS | 14,118 | 11,118 | -3,000 | 0.06 | 0.03 | -0.03 | sell |
| CORRADO ADVISORS, LLC | 67,130 | 63,318 | -3,812 | 0.89 | 0.75 | -0.15 | sell |
| Seed Wealth Management, Inc. | 64,600 | 59,600 | -5,000 | 1.07 | 1.01 | -0.05 | sell |
| WEDBUSH SECURITIES INC | 25,362 | 17,773 | -7,589 | 0.02 | 0.01 | -0.01 | sell |
| WELLS FARGO & COMPANY/MN | 171,064 | 160,493 | -10,571 | 0.00 | 0.00 | -0.00 | sell |
| Matisse Capital | 83,090 | 72,395 | -10,695 | 0.72 | 0.62 | -0.10 | sell |
| Weiss Asset Management LP | 12,792 | 0 | -12,792 | 0.01 | 0.00 | -0.01 | sell |
| Walleye Capital LLC | 15,793 | 0 | -15,793 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 391,699 | 373,459 | -18,240 | 0.00 | 0.00 | -0.00 | sell |
| NOMURA HOLDINGS INC | 18,426 | 0 | -18,426 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 86,038 | 56,792 | -29,246 | 0.12 | 0.09 | -0.04 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 48,233 | 0 | -48,233 | 0.01 | 0.00 | -0.01 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 505,406 | 351,202 | -154,204 | 0.39 | 0.30 | -0.09 | sell |