Stock Transactions — NUVEEN VRIABL RAT PFD & INM

Total Bought
440,509
31 transactions
Total Sold
809,913
17 transactions
Net
-369,404
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
Advisors Asset Management, Inc.276,932387,562+110,6300.090.12+0.03buy
Equitable Holdings, Inc.041,380+41,3800.000.00+0.00buy
WELLS FARGO & COMPANY/MN346,813387,368+40,5550.000.00+0.00buy
Summit Financial, LLC11,23249,998+38,7660.000.01+0.01buy
BESSEMER GROUP INC027,976+27,9760.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC027,970+27,9700.000.00+0.00buy
BANK OF AMERICA CORP /DE/026,858+26,8580.000.00+0.00buy
ROYAL BANK OF CANADA637,001657,842+20,8410.000.00+0.00buy
MORGAN STANLEY1,978,9141,996,439+17,5250.000.00-0.00buy
Cetera Investment Advisers45,27861,262+15,9840.000.00+0.00buy
HRT FINANCIAL LP015,756+15,7560.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC47,36061,670+14,3100.000.00+0.00buy
FIRST TRUST ADVISORS LP109,628121,961+12,3330.000.00+0.00buy
Advisory Services Network, LLC06,216+6,2160.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC3,0608,877+5,8170.000.00+0.00buy
LPL Financial LLC15,60620,593+4,9870.000.00+0.00buy
BARCLAYS PLC02,800+2,8000.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC62,25564,570+2,3150.000.00+0.00buy
WEDBUSH SECURITIES INC29,37930,914+1,5350.020.02+0.00buy
FIFTH THIRD BANCORP01,533+1,5330.000.00+0.00buy
CHOREO, LLC12,53713,747+1,2100.000.00+0.00buy
FNY Investment Advisers, LLC0700+7000.000.01+0.01buy
WHITTIER TRUST CO OF NEVADA INC0533+5330.000.00+0.00buy
Farther Finance Advisors, LLC0458+4580.000.00+0.00buy
Rockefeller Capital Management L.P.8211,227+4060.000.00+0.00buy
UHLMANN PRICE SECURITIES, LLC19,55319,866+3130.220.02-0.20buy
Pinnacle Wealth Planning Services, Inc.2,9113,114+2030.010.01+0.00buy
WPG Advisers, LLC1,1791,380+2010.020.02+0.00buy
Root Financial Partners, LLC0196+1960.000.00+0.00buy
Merit Financial Group, LLC10,53510,700+1650.000.00-0.00buy
MOTCO037+370.000.00+0.00buy
COHEN & STEERS, INC.205,000205,00000.010.01-0.00hold
ASSETMARK, INC444400.000.00-0.00hold
Carnegie Investment Counsel12,00012,00000.000.00+0.00hold
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC11,76711,76700.070.06-0.01hold
CoreCap Advisors, LLC2,5392,53900.000.00-0.00hold
Sage Capital Management, LLC13,50013,50000.120.12-0.00hold
US BANCORP \DE\94794700.000.00-0.00hold
Lido Advisors, LLC15,10915,054-550.000.00-0.00sell
ACCREDITED INVESTOR SERVICES, LLC12,40912,032-3770.160.14-0.02sell
Janney Montgomery Scott LLC26,56025,560-1,0000.000.00-0.00sell
&PARTNERS16,08115,029-1,0520.000.00-0.00sell
OSAIC HOLDINGS, INC.6,0363,484-2,5520.000.00-0.00sell
SMITH CHAS P & ASSOCIATES PA CPAS21,00018,000-3,0000.020.02-0.00sell
Seed Wealth Management, Inc.21,55017,030-4,5200.280.21-0.07sell
Ritter Daniher Financial Advisory LLC / DE9,3474,767-4,5800.030.01-0.02sell
Catalina Capital Group, LLC23,57912,572-11,0070.280.14-0.14sell
UBS Group AG395,681383,581-12,1000.000.00-0.00sell
Virtu Financial LLC12,1670-12,1670.010.00-0.01sell
Invesco Ltd.273,556259,859-13,6970.000.00-0.00sell
JANE STREET GROUP, LLC24,5990-24,5990.000.00-0.00sell
STIFEL FINANCIAL CORP189,634156,222-33,4120.000.00-0.00sell
Rareview Capital LLC53,7780-53,7780.670.00-0.67sell
SIT INVESTMENT ASSOCIATES INC2,689,6682,425,184-264,4841.010.89-0.11sell
Penserra Capital Management LLC367,5330-367,5330.080.00-0.08sell
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