| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 2,644,061 | 2,812,910 | +168,849 | 1.16 | 1.16 | -0.01 | buy |
| MORGAN STANLEY | 1,771,213 | 1,903,601 | +132,388 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 882,365 | 786,250 | -96,115 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 539,477 | 565,747 | +26,270 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 546,927 | 546,996 | +69 | 0.00 | 0.00 | -0.00 | buy |
| Invesco Ltd. | 346,087 | 355,961 | +9,874 | 0.00 | 0.00 | -0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 410,089 | 307,485 | -102,604 | 2.62 | 2.11 | -0.50 | sell |
| Penserra Capital Management LLC | 268,161 | 276,310 | +8,149 | 0.09 | 0.07 | -0.02 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 248,416 | 226,453 | -21,963 | 0.00 | 0.00 | -0.00 | sell |
| COHEN & STEERS, INC. | 205,000 | 205,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| STIFEL FINANCIAL CORP | 185,905 | 202,113 | +16,208 | 0.00 | 0.00 | +0.00 | buy |
| FIRST TRUST ADVISORS LP | 89,457 | 92,839 | +3,382 | 0.00 | 0.00 | -0.00 | buy |
| Advisors Asset Management, Inc. | 0 | 71,272 | +71,272 | 0.00 | 0.02 | +0.02 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 55,384 | 60,068 | +4,684 | 0.00 | 0.00 | +0.00 | buy |
| Rareview Capital LLC | 73,162 | 43,415 | -29,747 | 0.87 | 0.53 | -0.34 | sell |
| Bramshill Investments, LLC | 39,508 | 39,400 | -108 | 0.08 | 0.08 | +0.00 | sell |
| CHOREO, LLC | 62,349 | 36,802 | -25,547 | 0.02 | 0.01 | -0.01 | sell |
| WEDBUSH SECURITIES INC | 26,900 | 28,444 | +1,544 | 0.02 | 0.02 | +0.00 | buy |
| Catalina Capital Group, LLC | 23,548 | 23,548 | 0 | 0.29 | 0.31 | +0.01 | hold |
| Seed Wealth Management, Inc. | 26,719 | 23,350 | -3,369 | 0.41 | 0.34 | -0.07 | sell |
| SMITH CHAS P & ASSOCIATES PA CPAS | 0 | 22,000 | +22,000 | 0.00 | 0.02 | +0.02 | buy |
| Cetera Investment Advisers | 20,519 | 21,906 | +1,387 | 0.00 | 0.00 | -0.00 | buy |
| UHLMANN PRICE SECURITIES, LLC | 18,917 | 18,987 | +70 | 0.26 | 0.26 | -0.00 | buy |
| &PARTNERS | 16,717 | 17,006 | +289 | 0.00 | 0.00 | -0.00 | buy |
| Lido Advisors, LLC | 15,054 | 15,054 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ACCREDITED INVESTOR SERVICES, LLC | 12,595 | 13,094 | +499 | 0.20 | 0.19 | -0.01 | buy |
| Sage Capital Management, LLC | 12,500 | 12,500 | 0 | 0.13 | 0.12 | -0.01 | hold |
| LPL Financial LLC | 0 | 12,029 | +12,029 | 0.00 | 0.00 | +0.00 | buy |
| Carnegie Investment Counsel | 12,000 | 12,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | 11,767 | 11,767 | 0 | 0.08 | 0.07 | -0.00 | hold |
| Merit Financial Group, LLC | 0 | 10,489 | +10,489 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 10,705 | 8,797 | -1,908 | 0.00 | 0.00 | -0.00 | sell |
| Geneos Wealth Management Inc. | 5,357 | 6,168 | +811 | 0.00 | 0.00 | -0.00 | buy |
| COMERICA BANK | 2,511 | 3,597 | +1,086 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 0 | 3,586 | +3,586 | 0.00 | 0.00 | +0.00 | buy |
| WPG Advisers, LLC | 1,206 | 1,097 | -109 | 0.02 | 0.02 | -0.00 | sell |
| Newbridge Financial Services Group, Inc. | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 947 | 947 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FNY Investment Advisers, LLC | 700 | 700 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 6,365 | 620 | -5,745 | 0.02 | 0.00 | -0.02 | sell |
| CWM, LLC | 112 | 112 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ASSETMARK, INC | 44 | 44 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COLDSTREAM CAPITAL MANAGEMENT INC | 266 | 0 | -266 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 13,612 | 0 | -13,612 | 0.00 | 0.00 | -0.00 | sell |
| JONES ROAD CAPITAL MANAGEMENT, L.P. | 23,600 | 0 | -23,600 | 0.32 | 0.00 | -0.32 | sell |
| Pathstone Holdings, LLC | 46,670 | 0 | -46,670 | 0.00 | 0.00 | -0.00 | sell |
| HAZLETT, BURT & WATSON, INC. | 1,335 | 0 | -1,335 | 0.01 | 0.00 | -0.01 | sell |
| GOLDMAN SACHS GROUP INC | 35,692 | 0 | -35,692 | 0.00 | 0.00 | -0.00 | sell |