Stock Transactions — NUVEEN VRIABL RAT PFD & INM

Total Bought
364,758
21 transactions
Total Sold
718,985
20 transactions
Net
-354,227
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Advisors Asset Management, Inc.71,272170,761+99,4890.020.06+0.03buy
MORGAN STANLEY1,903,6011,992,991+89,3900.000.00+0.00buy
Penserra Capital Management LLC276,310333,500+57,1900.070.08+0.01buy
ROYAL BANK OF CANADA546,996573,960+26,9640.000.00-0.00buy
Janney Montgomery Scott LLC024,960+24,9600.000.00+0.00buy
Cetera Investment Advisers21,90638,514+16,6080.000.00+0.00buy
Summit Financial, LLC013,578+13,5780.000.00+0.00buy
FIRST TRUST ADVISORS LP92,839106,352+13,5130.000.00+0.00buy
Advisory Services Network, LLC06,216+6,2160.000.00+0.00buy
Rareview Capital LLC43,41549,086+5,6710.530.58+0.05buy
LPL Financial LLC12,02915,829+3,8000.000.00+0.00buy
CoreCap Advisors, LLC02,539+2,5390.000.00+0.00buy
WEDBUSH SECURITIES INC28,44429,754+1,3100.020.02+0.00buy
Rockefeller Capital Management L.P.01,226+1,2260.000.00+0.00buy
Sage Capital Management, LLC12,50013,500+1,0000.120.12+0.01buy
UHLMANN PRICE SECURITIES, LLC18,98719,742+7550.260.24-0.02buy
Merit Financial Group, LLC10,48910,777+2880.000.00-0.00buy
&PARTNERS17,00617,115+1090.000.00-0.00buy
WPG Advisers, LLC1,0971,180+830.020.02+0.00buy
Lido Advisors, LLC15,05415,109+550.000.00-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC60,06860,082+140.000.00+0.00buy
COHEN & STEERS, INC.205,000205,00000.010.01+0.00hold
ASSETMARK, INC444400.000.00-0.00hold
Carnegie Investment Counsel12,00012,00000.000.00-0.00hold
FNY Investment Advisers, LLC70070000.010.00-0.00hold
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC11,76711,76700.070.08+0.00hold
Newbridge Financial Services Group, Inc.1,0001,00000.000.00-0.00hold
US BANCORP \DE\94794700.000.00-0.00hold
Catalina Capital Group, LLC23,54823,534-140.310.29-0.02sell
OSAIC HOLDINGS, INC.8,7978,732-650.000.00-0.00sell
CWM, LLC1120-1120.000.00-0.00sell
ACCREDITED INVESTOR SERVICES, LLC13,09412,871-2230.190.18-0.01sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC6200-6200.000.00-0.00sell
Seed Wealth Management, Inc.23,35022,550-8000.340.31-0.02sell
Bramshill Investments, LLC39,40038,484-9160.080.05-0.03sell
SMITH CHAS P & ASSOCIATES PA CPAS22,00021,000-1,0000.020.04+0.01sell
COMERICA BANK3,5972,567-1,0300.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC3,5860-3,5860.000.00-0.00sell
CHOREO, LLC36,80232,532-4,2700.010.01-0.00sell
Geneos Wealth Management Inc.6,1680-6,1680.000.00-0.00sell
STIFEL FINANCIAL CORP202,113181,831-20,2820.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC226,453185,200-41,2530.000.00-0.00sell
Thomas J. Herzfeld Advisors, Inc.307,485261,335-46,1502.111.79-0.33sell
Invesco Ltd.355,961305,175-50,7860.000.00-0.00sell
SIT INVESTMENT ASSOCIATES INC2,812,9102,753,240-59,6701.161.11-0.04sell
Advisors Asset Management, Inc.71,272738-70,5340.020.00-0.02sell
UBS Group AG565,747452,635-113,1120.000.00-0.00sell
WELLS FARGO & COMPANY/MN786,250487,856-298,3940.000.00-0.00sell
Page 1 of 1