| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | 139,597 | 744,421 | +604,824 | 0.00 | 0.00 | +0.00 | buy |
| SIT INVESTMENT ASSOCIATES INC | 1,404,141 | 1,922,761 | +518,620 | 0.59 | 0.80 | +0.20 | buy |
| COHEN & STEERS, INC. | 10,000 | 205,000 | +195,000 | 0.00 | 0.01 | +0.01 | buy |
| UBS Group AG | 408,093 | 587,110 | +179,017 | 0.00 | 0.00 | +0.00 | buy |
| Independent Advisor Alliance | 0 | 63,965 | +63,965 | 0.00 | 0.02 | +0.02 | buy |
| ROYAL BANK OF CANADA | 469,352 | 495,179 | +25,827 | 0.00 | 0.00 | -0.00 | buy |
| CHOREO, LLC | 74,622 | 94,843 | +20,221 | 0.02 | 0.02 | +0.00 | buy |
| Penserra Capital Management LLC | 246,644 | 264,454 | +17,810 | 0.10 | 0.09 | -0.01 | buy |
| Rareview Capital LLC | 172,305 | 188,985 | +16,680 | 2.44 | 2.59 | +0.15 | buy |
| Invesco Ltd. | 320,818 | 336,885 | +16,067 | 0.00 | 0.00 | -0.00 | buy |
| K2 PRINCIPAL FUND, L.P. | 0 | 10,000 | +10,000 | 0.00 | 0.03 | +0.03 | buy |
| FIRST TRUST ADVISORS LP | 80,937 | 88,232 | +7,295 | 0.00 | 0.00 | -0.00 | buy |
| OSAIC HOLDINGS, INC. | 3,756 | 9,283 | +5,527 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 41,157 | 46,427 | +5,270 | 0.00 | 0.00 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 634,969 | 640,133 | +5,164 | 4.01 | 3.74 | -0.27 | buy |
| &PARTNERS | 15,485 | 19,662 | +4,177 | 0.01 | 0.00 | -0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 350,573 | 352,424 | +1,851 | 0.00 | 0.00 | -0.00 | buy |
| WEDBUSH SECURITIES INC | 23,882 | 25,306 | +1,424 | 0.02 | 0.02 | -0.00 | buy |
| STIFEL FINANCIAL CORP | 181,623 | 182,721 | +1,098 | 0.00 | 0.00 | -0.00 | buy |
| Catalina Capital Group, LLC | 22,608 | 23,548 | +940 | 0.15 | 0.14 | -0.00 | buy |
| Cetera Investment Advisers | 19,156 | 19,850 | +694 | 0.00 | 0.00 | -0.00 | buy |
| UHLMANN PRICE SECURITIES, LLC | 18,884 | 19,446 | +562 | 0.28 | 0.27 | -0.02 | buy |
| Geneos Wealth Management Inc. | 444 | 661 | +217 | 0.00 | 0.00 | +0.00 | buy |
| HAZLETT, BURT & WATSON, INC. | 1,266 | 1,312 | +46 | 0.01 | 0.01 | -0.00 | buy |
| Venturi Wealth Management, LLC | 89 | 116 | +27 | 0.00 | 0.00 | +0.00 | buy |
| ASSETMARK, INC | 44 | 44 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Carnegie Investment Counsel | 12,000 | 12,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CWM, LLC | 112 | 112 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Lido Advisors, LLC | 15,054 | 15,054 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | 11,767 | 11,767 | 0 | 0.08 | 0.08 | -0.00 | hold |
| JONES ROAD CAPITAL MANAGEMENT, L.P. | 19,639 | 19,639 | 0 | 0.30 | 0.25 | -0.05 | hold |
| Tower Research Capital LLC (TRC) | 263 | 0 | -263 | 0.00 | 0.00 | -0.00 | sell |
| Bramshill Investments, LLC | 39,883 | 39,466 | -417 | 0.08 | 0.11 | +0.03 | sell |
| Cedar Mountain Advisors, LLC | 500 | 0 | -500 | 0.00 | 0.00 | -0.00 | sell |
| Seed Wealth Management, Inc. | 62,100 | 61,600 | -500 | 0.94 | 0.91 | -0.03 | sell |
| COMERICA BANK | 3,059 | 2,449 | -610 | 0.00 | 0.00 | -0.00 | sell |
| FNY Investment Advisers, LLC | 700 | 0 | -700 | 0.01 | 0.00 | -0.01 | sell |
| Colonial Trust Co / SC | 750 | 0 | -750 | 0.00 | 0.00 | -0.00 | sell |
| Steward Partners Investment Advisory, LLC | 1,800 | 0 | -1,800 | 0.00 | 0.00 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 19,402 | 11,297 | -8,105 | 0.07 | 0.04 | -0.03 | sell |
| OPPENHEIMER & CO INC | 10,250 | 0 | -10,250 | 0.00 | 0.00 | -0.00 | sell |
| PVG ASSET MANAGEMENT CORP | 10,275 | 0 | -10,275 | 0.78 | 0.00 | -0.78 | sell |
| B. Riley Wealth Advisors, Inc. | 11,284 | 0 | -11,284 | 0.01 | 0.00 | -0.01 | sell |
| Walleye Capital LLC | 11,448 | 0 | -11,448 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 181,708 | 166,988 | -14,720 | 0.10 | 0.09 | -0.01 | sell |
| Matisse Capital | 45,244 | 0 | -45,244 | 0.42 | 0.00 | -0.42 | sell |
| CORRADO ADVISORS, LLC | 60,590 | 0 | -60,590 | 0.72 | 0.00 | -0.72 | sell |
| Pathstone Holdings, LLC | 400,130 | 302,247 | -97,883 | 0.03 | 0.02 | -0.01 | sell |
| MORGAN STANLEY | 2,311,104 | 1,804,542 | -506,562 | 0.00 | 0.00 | -0.00 | sell |
| Saba Capital Management, L.P. | 616,954 | 0 | -616,954 | 0.26 | 0.00 | -0.26 | sell |