| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 2,753,240 | 2,689,668 | -63,572 | 1.11 | 1.01 | -0.11 | sell |
| MORGAN STANLEY | 1,992,991 | 1,978,914 | -14,077 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 573,960 | 637,001 | +63,041 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 452,635 | 395,681 | -56,954 | 0.00 | 0.00 | -0.00 | sell |
| Penserra Capital Management LLC | 333,500 | 367,533 | +34,033 | 0.08 | 0.08 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 487,856 | 346,813 | -141,043 | 0.00 | 0.00 | -0.00 | sell |
| Advisors Asset Management, Inc. | 170,761 | 276,932 | +106,171 | 0.06 | 0.09 | +0.03 | buy |
| Invesco Ltd. | 305,175 | 273,556 | -31,619 | 0.00 | 0.00 | -0.00 | sell |
| COHEN & STEERS, INC. | 205,000 | 205,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| STIFEL FINANCIAL CORP | 181,831 | 189,634 | +7,803 | 0.00 | 0.00 | -0.00 | buy |
| FIRST TRUST ADVISORS LP | 106,352 | 109,628 | +3,276 | 0.00 | 0.00 | -0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 60,082 | 62,255 | +2,173 | 0.00 | 0.00 | +0.00 | buy |
| Rareview Capital LLC | 49,086 | 53,778 | +4,692 | 0.58 | 0.67 | +0.09 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 185,200 | 47,360 | -137,840 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 38,514 | 45,278 | +6,764 | 0.00 | 0.00 | +0.00 | buy |
| WEDBUSH SECURITIES INC | 29,754 | 29,379 | -375 | 0.02 | 0.02 | -0.00 | sell |
| Janney Montgomery Scott LLC | 24,960 | 26,560 | +1,600 | 0.00 | 0.00 | -0.00 | buy |
| JANE STREET GROUP, LLC | 0 | 24,599 | +24,599 | 0.00 | 0.00 | +0.00 | buy |
| Catalina Capital Group, LLC | 23,534 | 23,579 | +45 | 0.29 | 0.28 | -0.01 | buy |
| Seed Wealth Management, Inc. | 22,550 | 21,550 | -1,000 | 0.31 | 0.28 | -0.03 | sell |
| SMITH CHAS P & ASSOCIATES PA CPAS | 21,000 | 21,000 | 0 | 0.04 | 0.02 | -0.02 | hold |
| UHLMANN PRICE SECURITIES, LLC | 19,742 | 19,553 | -189 | 0.24 | 0.22 | -0.02 | sell |
| Global Retirement Partners, LLC | 0 | 17,478 | +17,478 | 0.00 | 0.01 | +0.01 | buy |
| &PARTNERS | 17,115 | 16,081 | -1,034 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 15,829 | 15,606 | -223 | 0.00 | 0.00 | -0.00 | sell |
| Lido Advisors, LLC | 15,109 | 15,109 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sage Capital Management, LLC | 13,500 | 13,500 | 0 | 0.12 | 0.12 | -0.00 | hold |
| CHOREO, LLC | 32,532 | 12,537 | -19,995 | 0.01 | 0.00 | -0.01 | sell |
| ACCREDITED INVESTOR SERVICES, LLC | 12,871 | 12,409 | -462 | 0.18 | 0.16 | -0.02 | sell |
| Virtu Financial LLC | 0 | 12,167 | +12,167 | 0.00 | 0.01 | +0.01 | buy |
| Carnegie Investment Counsel | 12,000 | 12,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | 11,767 | 11,767 | 0 | 0.08 | 0.07 | -0.01 | hold |
| Summit Financial, LLC | 13,578 | 11,232 | -2,346 | 0.00 | 0.00 | -0.00 | sell |
| Merit Financial Group, LLC | 10,777 | 10,535 | -242 | 0.00 | 0.00 | -0.00 | sell |
| Ritter Daniher Financial Advisory LLC / DE | 0 | 9,347 | +9,347 | 0.00 | 0.03 | +0.03 | buy |
| OSAIC HOLDINGS, INC. | 8,732 | 6,036 | -2,696 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 3,060 | +3,060 | 0.00 | 0.00 | +0.00 | buy |
| Pinnacle Wealth Planning Services, Inc. | 0 | 2,911 | +2,911 | 0.00 | 0.01 | +0.01 | buy |
| CoreCap Advisors, LLC | 2,539 | 2,539 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMERICA BANK | 2,567 | 1,737 | -830 | 0.00 | 0.00 | -0.00 | sell |
| WPG Advisers, LLC | 1,180 | 1,179 | -1 | 0.02 | 0.02 | -0.00 | sell |
| US BANCORP \DE\ | 947 | 947 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rockefeller Capital Management L.P. | 1,226 | 821 | -405 | 0.00 | 0.00 | -0.00 | sell |
| Advisors Asset Management, Inc. | 170,761 | 738 | -170,023 | 0.06 | 0.00 | -0.06 | sell |
| ASSETMARK, INC | 44 | 44 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Thomas J. Herzfeld Advisors, Inc. | 261,335 | 0 | -261,335 | 1.79 | 0.00 | -1.79 | sell |
| Advisory Services Network, LLC | 6,216 | 0 | -6,216 | 0.00 | 0.00 | -0.00 | sell |
| Bramshill Investments, LLC | 38,484 | 0 | -38,484 | 0.05 | 0.00 | -0.05 | sell |
| FNY Investment Advisers, LLC | 700 | 0 | -700 | 0.00 | 0.00 | -0.00 | sell |
| Newbridge Financial Services Group, Inc. | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |