Stock Transactions — NUVEEN VRIABL RAT PFD & INM

Total Bought
299,160
16 transactions
Total Sold
952,661
25 transactions
Net
-653,501
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Advisors Asset Management, Inc.170,761276,932+106,1710.060.09+0.03buy
ROYAL BANK OF CANADA573,960637,001+63,0410.000.00+0.00buy
Penserra Capital Management LLC333,500367,533+34,0330.080.08+0.00buy
JANE STREET GROUP, LLC024,599+24,5990.000.00+0.00buy
Global Retirement Partners, LLC017,478+17,4780.000.01+0.01buy
Virtu Financial LLC012,167+12,1670.000.01+0.01buy
Ritter Daniher Financial Advisory LLC / DE09,347+9,3470.000.03+0.03buy
STIFEL FINANCIAL CORP181,831189,634+7,8030.000.00-0.00buy
Cetera Investment Advisers38,51445,278+6,7640.000.00+0.00buy
Rareview Capital LLC49,08653,778+4,6920.580.67+0.09buy
FIRST TRUST ADVISORS LP106,352109,628+3,2760.000.00-0.00buy
WOLVERINE ASSET MANAGEMENT LLC03,060+3,0600.000.00+0.00buy
Pinnacle Wealth Planning Services, Inc.02,911+2,9110.000.01+0.01buy
COMMONWEALTH EQUITY SERVICES, LLC60,08262,255+2,1730.000.00+0.00buy
Janney Montgomery Scott LLC24,96026,560+1,6000.000.00-0.00buy
Catalina Capital Group, LLC23,53423,579+450.290.28-0.01buy
SMITH CHAS P & ASSOCIATES PA CPAS21,00021,00000.040.02-0.02hold
COHEN & STEERS, INC.205,000205,00000.010.01-0.00hold
ASSETMARK, INC444400.000.00-0.00hold
Carnegie Investment Counsel12,00012,00000.000.00-0.00hold
Lido Advisors, LLC15,10915,10900.000.00-0.00hold
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC11,76711,76700.080.07-0.01hold
CoreCap Advisors, LLC2,5392,53900.000.00-0.00hold
Sage Capital Management, LLC13,50013,50000.120.12-0.00hold
US BANCORP \DE\94794700.000.00-0.00hold
WPG Advisers, LLC1,1801,179-10.020.02-0.00sell
UHLMANN PRICE SECURITIES, LLC19,74219,553-1890.240.22-0.02sell
LPL Financial LLC15,82915,606-2230.000.00-0.00sell
Merit Financial Group, LLC10,77710,535-2420.000.00-0.00sell
WEDBUSH SECURITIES INC29,75429,379-3750.020.02-0.00sell
Rockefeller Capital Management L.P.1,226821-4050.000.00-0.00sell
ACCREDITED INVESTOR SERVICES, LLC12,87112,409-4620.180.16-0.02sell
FNY Investment Advisers, LLC7000-7000.000.00-0.00sell
COMERICA BANK2,5671,737-8300.000.00-0.00sell
Newbridge Financial Services Group, Inc.1,0000-1,0000.000.00-0.00sell
Seed Wealth Management, Inc.22,55021,550-1,0000.310.28-0.03sell
&PARTNERS17,11516,081-1,0340.000.00-0.00sell
Summit Financial, LLC13,57811,232-2,3460.000.00-0.00sell
OSAIC HOLDINGS, INC.8,7326,036-2,6960.000.00-0.00sell
Advisory Services Network, LLC6,2160-6,2160.000.00-0.00sell
MORGAN STANLEY1,992,9911,978,914-14,0770.000.00-0.00sell
CHOREO, LLC32,53212,537-19,9950.010.00-0.01sell
Invesco Ltd.305,175273,556-31,6190.000.00-0.00sell
Bramshill Investments, LLC38,4840-38,4840.050.00-0.05sell
UBS Group AG452,635395,681-56,9540.000.00-0.00sell
SIT INVESTMENT ASSOCIATES INC2,753,2402,689,668-63,5721.111.01-0.11sell
ENVESTNET ASSET MANAGEMENT INC185,20047,360-137,8400.000.00-0.00sell
WELLS FARGO & COMPANY/MN487,856346,813-141,0430.000.00-0.00sell
Advisors Asset Management, Inc.170,761738-170,0230.060.00-0.06sell
Thomas J. Herzfeld Advisors, Inc.261,3350-261,3351.790.00-1.79sell
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