| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| OSAIC HOLDINGS, INC. | 11,100 | 7,585,850 | +7,574,750 | 0.00 | 0.06 | +0.06 | buy |
| UBS Group AG | 0 | 121,484 | +121,484 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 0 | 106,898 | +106,898 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 0 | 83,500 | +83,500 | 0.00 | 0.00 | +0.00 | buy |
| SummitTX Capital, L.P. | 0 | 41,250 | +41,250 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 310,332 | 350,465 | +40,133 | 0.01 | 0.00 | -0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 34,958 | +34,958 | 0.00 | 0.00 | +0.00 | buy |
| ALPS ADVISORS INC | 0 | 21,032 | +21,032 | 0.00 | 0.00 | +0.00 | buy |
| CIBC Asset Management Inc | 0 | 18,349 | +18,349 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 499,086 | 508,876 | +9,790 | 0.00 | 0.00 | -0.00 | buy |
| American Capital Advisory, LLC | 2,500 | 5,000 | +2,500 | 0.01 | 0.01 | +0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 0 | 650 | +650 | 0.00 | 0.00 | +0.00 | buy |
| Quarry LP | 0 | 435 | +435 | 0.00 | 0.00 | +0.00 | buy |
| Signature Resources Capital Management, LLC | 0 | 90 | +90 | 0.00 | 0.00 | +0.00 | buy |
| MMCAP International Inc. SPC | 65,000 | 65,000 | 0 | 0.04 | 0.04 | -0.01 | hold |
| HighTower Advisors, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Elgethun Capital Management | 70,073 | 70,073 | 0 | 0.09 | 0.06 | -0.02 | hold |
| CITIGROUP INC | 1 | 0 | -1 | 0.00 | 0.00 | -0.00 | sell |
| BlackRock, Inc. | 9,827 | 0 | -9,827 | 0.00 | 0.00 | -0.00 | sell |
| Yakira Capital Management, Inc. | 14,296 | 0 | -14,296 | 0.03 | 0.00 | -0.03 | sell |
| Atlas Merchant Capital LLC | 104,000 | 88,432 | -15,568 | 100.00 | 100.00 | 0.00 | sell |
| Saba Capital Management, L.P. | 17,807 | 0 | -17,807 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 26,292 | 554 | -25,738 | 0.00 | 0.00 | -0.00 | sell |
| Robertson Stephens Wealth Management, LLC | 2,962,026 | 2,933,443 | -28,583 | 0.63 | 0.48 | -0.15 | sell |
| Qube Research & Technologies Ltd | 54,367 | 0 | -54,367 | 0.00 | 0.00 | -0.00 | sell |