| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Opaleye Management Inc. | 95,000 | 971,064 | +876,064 | 0.14 | 0.98 | +0.84 | buy |
| Summit Financial, LLC | 0 | 379,829 | +379,829 | 0.00 | 0.04 | +0.04 | buy |
| Pale Fire Capital SE | 32,458 | 228,567 | +196,109 | 0.02 | 0.18 | +0.15 | buy |
| WASATCH ADVISORS LP | 1,152,059 | 1,306,272 | +154,213 | 0.04 | 0.05 | +0.01 | buy |
| ESSEX INVESTMENT MANAGEMENT CO LLC | 228,203 | 354,021 | +125,818 | 0.30 | 0.39 | +0.09 | buy |
| BlackRock, Inc. | 544,342 | 633,059 | +88,717 | 0.00 | 0.00 | +0.00 | buy |
| AQR CAPITAL MANAGEMENT LLC | 0 | 50,834 | +50,834 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 564,988 | 615,229 | +50,241 | 0.00 | 0.00 | -0.00 | buy |
| STATE OF WISCONSIN INVESTMENT BOARD | 0 | 35,838 | +35,838 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 0 | 34,053 | +34,053 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 114,976 | 146,037 | +31,061 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 0 | 22,554 | +22,554 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 32,764 | 50,500 | +17,736 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 262,353 | 277,846 | +15,493 | 0.00 | 0.00 | -0.00 | buy |
| OCCUDO QUANTITATIVE STRATEGIES LP | 0 | 15,470 | +15,470 | 0.00 | 0.01 | +0.01 | buy |
| SJS Investment Consulting Inc. | 0 | 15,000 | +15,000 | 0.00 | 0.01 | +0.01 | buy |
| Jump Financial, LLC | 0 | 13,810 | +13,810 | 0.00 | 0.00 | +0.00 | buy |
| SALEM INVESTMENT COUNSELORS INC | 0 | 12,100 | +12,100 | 0.00 | 0.00 | +0.00 | buy |
| Kestra Advisory Services, LLC | 0 | 10,209 | +10,209 | 0.00 | 0.00 | +0.00 | buy |
| Focus Partners Advisor Solutions, LLC | 10,000 | 20,006 | +10,006 | 0.00 | 0.00 | +0.00 | buy |
| Russell Investments Group, Ltd. | 0 | 8,572 | +8,572 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 84,992 | 92,742 | +7,750 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 243,500 | 247,900 | +4,400 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 91 | 1,726 | +1,635 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 1,463 | 2,688 | +1,225 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 0 | 164 | +164 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 46 | +46 | 0.00 | 0.00 | +0.00 | buy |
| BRIGHTON JONES LLC | 16,820 | 16,842 | +22 | 0.00 | 0.00 | -0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 757 | 758 | +1 | 0.00 | 0.00 | -0.00 | buy |
| Sterling Capital Management LLC | 29 | 30 | +1 | 0.00 | 0.00 | +0.00 | buy |
| AMERICAN FINANCIAL GROUP INC | 180,000 | 180,000 | 0 | 0.48 | 0.49 | +0.01 | hold |
| Ameritas Investment Partners, Inc. | 1,239 | 1,239 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TANG CAPITAL MANAGEMENT LLC | 1,854,596 | 1,854,596 | 0 | 0.67 | 0.51 | -0.16 | hold |
| Kovitz Investment Group Partners, LLC | 21,710 | 21,710 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Geneos Wealth Management Inc. | 63,280 | 63,280 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Nuveen, LLC | 15,710 | 15,710 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allegiance Financial Group Advisory Services LLC | 10,000 | 10,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| TITLEIST ASSET MANAGEMENT, LLC | 12,900 | 12,900 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Federation des caisses Desjardins du Quebec | 300 | 300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Police & Firemen's Retirement System of New Jersey | 4,002 | 4,002 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Legal & General Group Plc | 1,347 | 1,347 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 30,451 | 30,451 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMALGAMATED BANK | 415 | 415 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RHUMBLINE ADVISERS | 11,371 | 11,107 | -264 | 0.00 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 24,866 | 24,492 | -374 | 0.00 | 0.00 | -0.00 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 6,623 | 5,611 | -1,012 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 13,601 | 12,182 | -1,419 | 0.00 | 0.00 | -0.00 | sell |
| Neuberger Berman Group LLC | 21,975 | 19,732 | -2,243 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 4,310 | 519 | -3,791 | 0.00 | 0.00 | -0.00 | sell |
| Gladstone Institutional Advisory LLC | 32,854 | 28,571 | -4,283 | 0.01 | 0.01 | -0.00 | sell |
| BARCLAYS PLC | 22,403 | 17,566 | -4,837 | 0.00 | 0.00 | -0.00 | sell |
| Informed Momentum Co LLC | 95,067 | 89,389 | -5,678 | 0.10 | 0.07 | -0.03 | sell |
| NEW YORK STATE COMMON RETIREMENT FUND | 14,300 | 5,500 | -8,800 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 69,991 | 60,950 | -9,041 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 10,731 | 0 | -10,731 | 0.00 | 0.00 | -0.00 | sell |
| Integrated Wealth Concepts LLC | 55,350 | 44,350 | -11,000 | 0.00 | 0.00 | -0.00 | sell |
| Atria Investments, Inc | 37,185 | 25,630 | -11,555 | 0.00 | 0.00 | -0.00 | sell |
| DEUTSCHE BANK AG\ | 12,968 | 0 | -12,968 | 0.00 | 0.00 | -0.00 | sell |
| Quadrature Capital Ltd | 13,181 | 0 | -13,181 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 158,751 | 145,220 | -13,531 | 0.00 | 0.00 | -0.00 | sell |
| PVG ASSET MANAGEMENT CORP | 149,764 | 132,904 | -16,860 | 3.66 | 3.48 | -0.18 | sell |