| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | 264,256 | 225,848 | -38,408 | 0.13 | 0.11 | -0.02 | sell |
| ROYAL BANK OF CANADA | 171,090 | 189,065 | +17,975 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 193,101 | 181,504 | -11,597 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 112,155 | 177,546 | +65,391 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 156,958 | 151,084 | -5,874 | 0.00 | 0.00 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 55,976 | 56,719 | +743 | 0.00 | 0.00 | -0.00 | buy |
| WEDBUSH SECURITIES INC | 50,134 | 52,356 | +2,222 | 0.03 | 0.03 | -0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 15,940 | 23,054 | +7,114 | 0.09 | 0.13 | +0.04 | buy |
| OSAIC HOLDINGS, INC. | 18,681 | 21,324 | +2,643 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 25,880 | 19,874 | -6,006 | 0.00 | 0.00 | -0.00 | sell |
| &PARTNERS | 18,412 | 15,912 | -2,500 | 0.07 | 0.04 | -0.04 | sell |
| Moors & Cabot, Inc. | 15,000 | 15,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 9,720 | 13,460 | +3,740 | 0.00 | 0.00 | +0.00 | buy |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 0 | 12,975 | +12,975 | 0.00 | 0.03 | +0.03 | buy |
| Quarry LP | 12,975 | 12,975 | 0 | 0.10 | 0.09 | -0.02 | hold |
| PRUDENT INVESTORS NETWORK, INC. | 0 | 10,461 | +10,461 | 0.00 | 0.06 | +0.06 | buy |
| PFG Investments, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.01 | +0.01 | buy |
| NewEdge Advisors, LLC | 0 | 3,147 | +3,147 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 0 | 3,100 | +3,100 | 0.00 | 0.00 | +0.00 | buy |
| PRIVATE TRUST CO NA | 775 | 775 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NOMURA HOLDINGS INC | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| CLOUGH CAPITAL PARTNERS L P | 12,975 | 0 | -12,975 | 0.02 | 0.00 | -0.02 | sell |
| Matisse Capital | 14,992 | 0 | -14,992 | 0.13 | 0.00 | -0.13 | sell |