| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| UBS Group AG | 169,967 | 194,946 | +24,979 | 0.00 | 0.00 | +0.00 | buy |
| River Street Advisors LLC | 0 | 24,321 | +24,321 | 0.00 | 0.15 | +0.15 | buy |
| OPPENHEIMER & CO INC | 36,908 | 49,499 | +12,591 | 0.01 | 0.01 | +0.00 | buy |
| ROYAL BANK OF CANADA | 166,656 | 176,016 | +9,360 | 0.00 | 0.00 | -0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 2,000 | 11,000 | +9,000 | 0.00 | 0.00 | +0.00 | buy |
| Elequin Capital, LP | 0 | 2,515 | +2,515 | 0.00 | 0.00 | +0.00 | buy |
| Newbridge Financial Services Group, Inc. | 0 | 1,500 | +1,500 | 0.00 | 0.00 | +0.00 | buy |
| PFG Investments, LLC | 13,000 | 14,000 | +1,000 | 0.01 | 0.01 | -0.00 | buy |
| &PARTNERS | 20,173 | 20,173 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRIVATE TRUST CO NA | 775 | 775 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 0 | 0 | 0 | 0.00 | 0.38 | +0.38 | hold |
| Steward Partners Investment Advisory, LLC | 2,500 | 2,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Everstar Asset Management, LLC | 10,641 | 10,641 | 0 | 0.08 | 0.09 | +0.01 | hold |
| TT Capital Management LLC | 17,500 | 17,500 | 0 | 0.22 | 0.08 | -0.14 | hold |
| Pathstone Holdings, LLC | 182 | 0 | -182 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 18,230 | 15,867 | -2,363 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 2,870 | 0 | -2,870 | 0.00 | 0.00 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 46,464 | 42,744 | -3,720 | 0.00 | 0.00 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 25,226 | 19,581 | -5,645 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 80,023 | 74,002 | -6,021 | 0.04 | 0.03 | -0.01 | sell |
| MORGAN STANLEY | 183,728 | 175,894 | -7,834 | 0.00 | 0.00 | -0.00 | sell |
| Arlington Capital Management, Inc. | 16,134 | 0 | -16,134 | 0.19 | 0.00 | -0.19 | sell |
| WELLS FARGO & COMPANY/MN | 214,861 | 184,094 | -30,767 | 0.00 | 0.00 | -0.00 | sell |
| WEDBUSH SECURITIES INC | 49,840 | 17,747 | -32,093 | 0.03 | 0.01 | -0.02 | sell |