Stock Transactions — RIVERNORTH MANAGED DUR MUN I

Total Bought
206,198
9 transactions
Total Sold
97,883
6 transactions
Net
+108,315
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Gateway Wealth Partners, LLC0121,823+121,8230.000.25+0.25buy
MORGAN STANLEY175,894215,626+39,7320.000.00+0.00buy
OPPENHEIMER & CO INC49,49959,906+10,4070.010.01+0.00buy
RAYMOND JAMES FINANCIAL INC19,58129,330+9,7490.000.00+0.00buy
WELLS FARGO & COMPANY/MN184,094191,803+7,7090.000.00+0.00buy
UBS Group AG194,946201,748+6,8020.000.00+0.00buy
OSAIC HOLDINGS, INC.06,399+6,3990.000.00+0.00buy
HARBOUR INVESTMENTS, INC.11,00014,500+3,5000.000.00+0.00buy
STIFEL FINANCIAL CORP42,74442,821+770.000.00+0.00buy
&PARTNERS20,17320,17300.000.00-0.00hold
WEDBUSH SECURITIES INC17,74717,74700.010.01-0.00hold
PRIVATE TRUST CO NA77577500.000.00-0.00hold
ROBINSON CAPITAL MANAGEMENT, LLC0000.380.92+0.54hold
Steward Partners Investment Advisory, LLC2,5002,50000.000.00-0.00hold
Newbridge Financial Services Group, Inc.1,5001,50000.000.00-0.00hold
River Street Advisors LLC24,32124,32100.150.14-0.01hold
Everstar Asset Management, LLC10,64110,64100.090.09-0.00hold
TT Capital Management LLC17,50017,100-4000.080.20+0.12sell
PFG Investments, LLC14,00012,857-1,1430.010.01-0.00sell
Elequin Capital, LP2,5150-2,5150.000.00-0.00sell
ROYAL BANK OF CANADA176,016172,060-3,9560.000.00-0.00sell
LPL Financial LLC15,8670-15,8670.000.00-0.00sell
Karpus Management, Inc.74,0020-74,0020.030.00-0.03sell
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