| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | 162,294 | 193,101 | +30,807 | 0.00 | 0.00 | +0.00 | buy |
| &PARTNERS | 0 | 18,412 | +18,412 | 0.00 | 0.07 | +0.07 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 0 | 15,940 | +15,940 | 0.00 | 0.09 | +0.09 | buy |
| Moors & Cabot, Inc. | 0 | 15,000 | +15,000 | 0.00 | 0.01 | +0.01 | buy |
| Matisse Capital | 0 | 14,992 | +14,992 | 0.00 | 0.13 | +0.13 | buy |
| LPL Financial LLC | 13,494 | 25,880 | +12,386 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 43,655 | 55,976 | +12,321 | 0.00 | 0.00 | +0.00 | buy |
| NOMURA HOLDINGS INC | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 0 | 9,720 | +9,720 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 164,914 | 171,090 | +6,176 | 0.00 | 0.00 | -0.00 | buy |
| MORGAN STANLEY | 107,287 | 112,155 | +4,868 | 0.00 | 0.00 | -0.00 | buy |
| WEDBUSH SECURITIES INC | 49,455 | 50,134 | +679 | 0.04 | 0.03 | -0.00 | buy |
| OSAIC HOLDINGS, INC. | 18,331 | 18,681 | +350 | 0.00 | 0.00 | +0.00 | buy |
| CLOUGH CAPITAL PARTNERS L P | 12,975 | 12,975 | 0 | 0.02 | 0.02 | +0.00 | hold |
| PRIVATE TRUST CO NA | 775 | 775 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Quarry LP | 12,975 | 12,975 | 0 | 0.12 | 0.10 | -0.02 | hold |
| Karpus Management, Inc. | 268,256 | 264,256 | -4,000 | 0.13 | 0.13 | -0.00 | sell |
| Arlington Capital Management, Inc. | 14,929 | 0 | -14,929 | 0.22 | 0.00 | -0.22 | sell |
| UBS Group AG | 461,514 | 156,958 | -304,556 | 0.00 | 0.00 | -0.00 | sell |