| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saturn V Capital Management LP | 3,693,585 | 4,658,429 | +964,844 | 6.09 | 6.89 | +0.79 | buy |
| EVENTIDE ASSET MANAGEMENT, LLC | 2,549,019 | 3,891,019 | +1,342,000 | 0.38 | 0.54 | +0.15 | buy |
| STATE STREET CORP | 191,910 | 2,996,935 | +2,805,025 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 468,377 | 2,989,972 | +2,521,595 | 0.00 | 0.00 | +0.00 | buy |
| Deep Track Capital, LP | 0 | 2,775,000 | +2,775,000 | 0.00 | 0.42 | +0.42 | buy |
| Opaleye Management Inc. | 0 | 2,345,000 | +2,345,000 | 0.00 | 2.19 | +2.19 | buy |
| MILLENNIUM MANAGEMENT LLC | 1,750,200 | 2,066,426 | +316,226 | 0.01 | 0.01 | +0.00 | buy |
| UBS Group AG | 76,832 | 1,941,817 | +1,864,985 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 1,641,552 | 1,794,908 | +153,356 | 0.02 | 0.02 | -0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 415,001 | 1,739,919 | +1,324,918 | 0.00 | 0.00 | +0.00 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 0 | 1,473,409 | +1,473,409 | 0.00 | 0.00 | +0.00 | buy |
| GREAT POINT PARTNERS LLC | 350,000 | 1,277,642 | +927,642 | 0.78 | 3.10 | +2.32 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 463,384 | 1,201,097 | +737,713 | 0.00 | 0.00 | +0.00 | buy |
| Velan Capital Investment Management LP | 740,000 | 1,085,000 | +345,000 | 4.22 | 6.85 | +2.63 | buy |
| Bleichroeder LP | 1,000,000 | 1,000,000 | 0 | 1.57 | 1.84 | +0.27 | hold |
| Logos Global Management LP | 1,225,000 | 1,000,000 | -225,000 | 0.57 | 0.44 | -0.13 | sell |
| FRANKLIN RESOURCES INC | 969,066 | 969,120 | +54 | 0.00 | 0.00 | +0.00 | buy |
| Burkehill Global Management, LP | 294,118 | 544,118 | +250,000 | 0.13 | 0.20 | +0.07 | buy |
| AMERIPRISE FINANCIAL INC | 0 | 518,881 | +518,881 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 47,173 | 506,157 | +458,984 | 0.00 | 0.00 | +0.00 | buy |
| Blue Owl Capital Holdings LP | 547,552 | 437,552 | -110,000 | 1.34 | 0.69 | -0.65 | sell |
| NORTHERN TRUST CORP | 138,232 | 418,051 | +279,819 | 0.00 | 0.00 | +0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 417,227 | +417,227 | 0.00 | 0.01 | +0.01 | buy |
| LGT Fund Management Co Ltd. | 416,594 | 416,594 | 0 | 0.16 | 0.18 | +0.01 | hold |
| BANK OF AMERICA CORP /DE/ | 0 | 413,145 | +413,145 | 0.00 | 0.00 | +0.00 | buy |
| Institute for Wealth Management, LLC. | 337,552 | 337,552 | 0 | 0.33 | 0.31 | -0.02 | hold |
| SPHERA FUNDS MANAGEMENT LTD. | 0 | 270,000 | +270,000 | 0.00 | 0.40 | +0.40 | buy |
| SEVEN GRAND MANAGERS, LLC | 0 | 255,000 | +255,000 | 0.00 | 0.11 | +0.11 | buy |
| Bank of New York Mellon Corp | 83,611 | 235,720 | +152,109 | 0.00 | 0.00 | +0.00 | buy |
| TD ASSET MANAGEMENT INC | 53,200 | 214,090 | +160,890 | 0.00 | 0.00 | +0.00 | buy |
| J. Goldman & Co LP | 228,089 | 198,732 | -29,357 | 0.10 | 0.07 | -0.02 | sell |
| GOLDMAN SACHS GROUP INC | 95,404 | 174,107 | +78,703 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 0 | 159,474 | +159,474 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 28,964 | 146,854 | +117,890 | 0.00 | 0.00 | +0.00 | buy |
| Qube Research & Technologies Ltd | 187,675 | 141,964 | -45,711 | 0.00 | 0.00 | -0.00 | sell |
| Sixth Street Partners Management Company, L.P. | 0 | 127,256 | +127,256 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 27,462 | 127,256 | +99,794 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 17,149 | 113,320 | +96,171 | 0.00 | 0.00 | +0.00 | buy |
| Nuveen, LLC | 0 | 102,979 | +102,979 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 0 | 93,106 | +93,106 | 0.00 | 0.00 | +0.00 | buy |
| Informed Momentum Co LLC | 120,856 | 92,825 | -28,031 | 0.13 | 0.09 | -0.04 | sell |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | 89,550 | 88,550 | -1,000 | 0.01 | 0.01 | -0.00 | sell |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 80,000 | 80,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | 70,682 | 70,682 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CITIGROUP INC | 2,464 | 70,654 | +68,190 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 44,490 | 70,062 | +25,572 | 0.00 | 0.00 | +0.00 | buy |
| SEI INVESTMENTS CO | 147,140 | 67,348 | -79,792 | 0.00 | 0.00 | -0.00 | sell |
| Rafferty Asset Management, LLC | 0 | 58,486 | +58,486 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 51,768 | 53,056 | +1,288 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 0 | 50,944 | +50,944 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 0 | 40,861 | +40,861 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 81,051 | 40,495 | -40,556 | 0.01 | 0.01 | -0.01 | sell |
| TWO SIGMA INVESTMENTS, LP | 0 | 40,181 | +40,181 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 0 | 39,290 | +39,290 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 471,394 | 38,731 | -432,663 | 0.01 | 0.00 | -0.01 | sell |
| Virtus Investment Advisers, LLC | 0 | 38,721 | +38,721 | 0.00 | 0.09 | +0.09 | buy |
| Quadrature Capital Ltd | 0 | 37,637 | +37,637 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 34,725 | 35,325 | +600 | 0.00 | 0.00 | +0.00 | buy |
| CERTUITY, LLC | 35,000 | 35,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| PROFUND ADVISORS LLC | 0 | 29,305 | +29,305 | 0.00 | 0.01 | +0.01 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 0 | 25,629 | +25,629 | 0.00 | 0.00 | +0.00 | buy |
| MetLife Investment Management, LLC | 0 | 24,932 | +24,932 | 0.00 | 0.00 | +0.00 | buy |
| Concurrent Investment Advisors, LLC | 24,251 | 24,000 | -251 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 48,109 | 23,847 | -24,262 | 0.02 | 0.01 | -0.01 | sell |
| Invesco Ltd. | 0 | 22,318 | +22,318 | 0.00 | 0.00 | +0.00 | buy |
| Quent Capital, LLC | 0 | 20,000 | +20,000 | 0.00 | 0.01 | +0.01 | buy |
| GSA CAPITAL PARTNERS LLP | 17,817 | 19,873 | +2,056 | 0.01 | 0.01 | +0.00 | buy |
| JPMORGAN CHASE & CO | 0 | 19,575 | +19,575 | 0.00 | 0.00 | +0.00 | buy |
| Engineers Gate Manager LP | 0 | 17,830 | +17,830 | 0.00 | 0.00 | +0.00 | buy |
| DRW Securities, LLC | 0 | 16,402 | +16,402 | 0.00 | 0.01 | +0.01 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 0 | 14,400 | +14,400 | 0.00 | 0.00 | +0.00 | buy |
| State of Wyoming | 0 | 13,589 | +13,589 | 0.00 | 0.01 | +0.01 | buy |
| Scientech Research LLC | 0 | 13,524 | +13,524 | 0.00 | 0.11 | +0.11 | buy |
| Kera Capital Partners, Inc. | 13,000 | 13,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| COMMONWEALTH EQUITY SERVICES, LLC | 12,820 | 12,820 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Police & Firemen's Retirement System of New Jersey | 0 | 12,115 | +12,115 | 0.00 | 0.00 | +0.00 | buy |
| Magnetar Financial LLC | 0 | 10,954 | +10,954 | 0.00 | 0.00 | +0.00 | buy |
| Mathes Company, Inc. | 10,650 | 10,650 | 0 | 0.04 | 0.03 | -0.00 | hold |
| SBI Securities Co., Ltd. | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Everhart Financial Group, Inc. | 0 | 10,000 | +10,000 | 0.00 | 0.01 | +0.01 | buy |
| Snowden Capital Advisors LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| STRS OHIO | 0 | 8,100 | +8,100 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 7,245 | 7,245 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 2,774 | 6,275 | +3,501 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 0 | 3,985 | +3,985 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 4,255 | 3,811 | -444 | 0.00 | 0.00 | -0.00 | sell |
| Ameritas Investment Partners, Inc. | 0 | 3,728 | +3,728 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 0 | 3,140 | +3,140 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 2,929 | +2,929 | 0.00 | 0.00 | +0.00 | buy |
| Pacer Advisors, Inc. | 0 | 977 | +977 | 0.00 | 0.00 | +0.00 | buy |
| GROUP ONE TRADING LLC | 879 | 879 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 0 | 566 | +566 | 0.00 | 0.00 | +0.00 | buy |
| Sterling Capital Management LLC | 0 | 144 | +144 | 0.00 | 0.00 | +0.00 | buy |
| Quarry LP | 0 | 112 | +112 | 0.00 | 0.00 | +0.00 | buy |
| Aspect Partners, LLC | 9 | 88 | +79 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | 11 | +11 | 0.00 | 0.00 | +0.00 | buy |
| OMERS ADMINISTRATION Corp | 20,400 | 0 | -20,400 | 0.00 | 0.00 | -0.00 | sell |
| Hudson Bay Capital Management LP | 63,501 | 0 | -63,501 | 0.00 | 0.00 | -0.00 | sell |
| Brevan Howard Capital Management LP | 57,508 | 0 | -57,508 | 0.01 | 0.00 | -0.01 | sell |
| FOX RUN MANAGEMENT, L.L.C. | 20,693 | 0 | -20,693 | 0.03 | 0.00 | -0.03 | sell |