| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| AQR Arbitrage LLC | 633,329 | 437,689 | -195,640 | 0.12 | 0.08 | -0.04 | sell |
| AQR Arbitrage LLC | 292,331 | 292,331 | 0 | 0.00 | 0.01 | +0.01 | hold |
| Polar Asset Management Partners Inc. | 225,000 | 225,000 | 0 | 0.00 | 0.01 | +0.01 | hold |
| Saba Capital Management, L.P. | 0 | 213,878 | +213,878 | 0.00 | 0.02 | +0.02 | buy |
| LINDEN ADVISORS LP | 150,000 | 200,100 | +50,100 | 0.00 | 0.00 | +0.00 | buy |
| MMCAP International Inc. SPC | 175,000 | 175,000 | 0 | 0.00 | 0.04 | +0.03 | hold |
| Yaupon Capital Management LP | 0 | 156,250 | +156,250 | 0.00 | 0.07 | +0.07 | buy |
| Wealthspring Capital LLC | 127,450 | 127,450 | 0 | 0.01 | 0.07 | +0.06 | hold |
| FNY Investment Advisers, LLC | 0 | 116,031 | +116,031 | 0.00 | 0.53 | +0.53 | buy |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| Shaolin Capital Management LLC | 288,446 | 95,700 | -192,746 | 0.00 | 0.01 | +0.01 | sell |
| Centiva Capital, LP | 0 | 80,000 | +80,000 | 0.00 | 0.01 | +0.01 | buy |
| Alberta Investment Management Corp | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 218,900 | 67,500 | -151,400 | 0.01 | 0.03 | +0.02 | sell |
| PEAK6 LLC | 0 | 48,138 | +48,138 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 125,000 | 45,000 | -80,000 | 0.25 | 0.09 | -0.16 | sell |
| Polar Asset Management Partners Inc. | 0 | 44,757 | +44,757 | 0.00 | 0.01 | +0.01 | buy |
| D. E. Shaw & Co., Inc. | 40,596 | 40,596 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BERKLEY W R CORP | 90,426 | 31,058 | -59,368 | 0.06 | 0.02 | -0.04 | sell |
| HRT FINANCIAL LP | 0 | 29,589 | +29,589 | 0.00 | 0.00 | +0.00 | buy |
| LINDEN ADVISORS LP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Brevan Howard Capital Management LP | 0 | 18,233 | +18,233 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 0 | 13,219 | +13,219 | 0.00 | 0.00 | +0.00 | buy |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 12,650 | 12,650 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 12,500 | 12,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Calamos Advisors LLC | 12,384 | 12,384 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GABELLI FUNDS LLC | 12,350 | 12,350 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MIZUHO SECURITIES USA LLC | 438,529 | 10,287 | -428,242 | 0.12 | 0.00 | -0.11 | sell |
| TORONTO DOMINION BANK | 7,219 | 10,000 | +2,781 | 0.00 | 0.00 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 0 | 6,000 | +6,000 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 1,200 | +1,200 | 0.00 | 0.00 | +0.00 | buy |
| Caitong International Asset Management Co., Ltd | 0 | 9 | +9 | 0.00 | 0.00 | +0.00 | buy |
| Sculptor Capital LP | 40,000 | 0 | -40,000 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 60,100 | 0 | -60,100 | 0.01 | 0.00 | -0.01 | sell |
| Radcliffe Capital Management, L.P. | 39,488 | 0 | -39,488 | 0.03 | 0.00 | -0.03 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 32,929 | 0 | -32,929 | 0.00 | 0.00 | -0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 160,220 | 0 | -160,220 | 0.00 | 0.00 | -0.00 | sell |
| Westchester Capital Management, LLC | 44,785 | 0 | -44,785 | 0.00 | 0.00 | -0.00 | sell |
| Rangeley Capital, LLC | 10,813 | 0 | -10,813 | 0.13 | 0.00 | -0.13 | sell |
| Logan Stone Capital, LLC | 31,209 | 0 | -31,209 | 0.10 | 0.00 | -0.10 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 125,000 | 0 | -125,000 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 10,080 | 0 | -10,080 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TORONTO DOMINION BANK | 348,200 | 0 | -348,200 | 0.00 | 0.00 | -0.00 | sell |