| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CANTOR FITZGERALD, L. P. | 500,000 | 2,397,500 | +1,897,500 | 0.00 | 0.01 | +0.01 | buy |
| BERKLEY W R CORP | 325,899 | 1,021,908 | +696,009 | 0.23 | 0.81 | +0.58 | buy |
| First Trust Capital Management L.P. | 1,076,482 | 1,578,232 | +501,750 | 0.65 | 1.32 | +0.68 | buy |
| D. E. Shaw & Co., Inc. | 80,000 | 380,000 | +300,000 | 0.00 | 0.01 | +0.00 | buy |
| Quarry LP | 0 | 277,648 | +277,648 | 0.00 | 1.54 | +1.54 | buy |
| Verition Fund Management LLC | 164,185 | 359,185 | +195,000 | 0.02 | 0.04 | +0.02 | buy |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 0 | 122,826 | +122,826 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 625,495 | 747,563 | +122,068 | 0.00 | 0.00 | -0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 359,403 | 464,171 | +104,768 | 0.07 | 0.08 | +0.01 | buy |
| PERISCOPE CAPITAL INC. | 402,701 | 504,301 | +101,600 | 0.50 | 0.93 | +0.44 | buy |
| Walleye Capital LLC | 0 | 95,936 | +95,936 | 0.00 | 0.01 | +0.01 | buy |
| Karpus Management, Inc. | 653,589 | 744,154 | +90,565 | 0.24 | 0.25 | +0.01 | buy |
| GLAZER CAPITAL, LLC | 340,407 | 416,882 | +76,475 | 0.24 | 0.47 | +0.23 | buy |
| Radcliffe Capital Management, L.P. | 578,080 | 647,556 | +69,476 | 0.78 | 0.95 | +0.17 | buy |
| Bulldog Investors, LLP | 119,964 | 178,200 | +58,236 | 0.01 | 0.01 | +0.00 | buy |
| Walleye Trading LLC | 0 | 53,964 | +53,964 | 0.00 | 0.01 | +0.01 | buy |
| Walleye Capital LLC | 103,680 | 137,990 | +34,310 | 0.00 | 0.00 | -0.00 | buy |
| PERISCOPE CAPITAL INC. | 493,157 | 519,977 | +26,820 | 0.01 | 0.01 | +0.00 | buy |
| Walleye Trading LLC | 58,320 | 77,620 | +19,300 | 0.00 | 0.00 | -0.00 | buy |
| CONDOR CAPITAL MANAGEMENT | 0 | 18,399 | +18,399 | 0.00 | 0.02 | +0.02 | buy |
| Wealthspring Capital LLC | 0 | 14,736 | +14,736 | 0.00 | 0.00 | +0.00 | buy |
| Evercore Wealth Management, LLC | 0 | 10,998 | +10,998 | 0.00 | 0.00 | +0.00 | buy |
| Wealthspring Capital LLC | 380,996 | 382,301 | +1,305 | 7.03 | 5.48 | -1.55 | buy |
| NOMURA HOLDINGS INC | 133,333 | 133,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 256,173 | 256,173 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 33,333 | 33,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 66,666 | 66,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MMCAP International Inc. SPC | 200,000 | 200,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Calamos Advisors LLC | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Calamos Advisors LLC | 1,500,000 | 1,500,000 | 0 | 0.09 | 0.08 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 266,666 | 266,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Verition Fund Management LLC | 53,106 | 53,106 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Q Global Advisors, LLC | 46,740 | 46,740 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Saba Capital Management, L.P. | 88,329 | 88,329 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 83,331 | 83,331 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cohanzick Management, LLC | 281,873 | 281,873 | 0 | 2.64 | 1.90 | -0.74 | hold |
| LMR Partners LLP | 266,666 | 266,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Athos Capital Ltd | 114,289 | 114,289 | 0 | 0.72 | 1.92 | +1.20 | hold |
| HGC Investment Management Inc. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Skaana Management L.P. | 8,333 | 8,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| KIM, LLC | 967,652 | 967,652 | 0 | 1.06 | 1.08 | +0.03 | hold |
| KIM, LLC | 66,666 | 66,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PIPER SANDLER & CO. | 402,500 | 402,500 | 0 | 0.06 | 0.04 | -0.02 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| STATE OF WISCONSIN INVESTMENT BOARD | 13,337 | 13,337 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.01 | 0.01 | +0.00 | hold |
| METEORA CAPITAL, LLC | 40,465 | 40,452 | -13 | 0.00 | 0.00 | -0.00 | sell |
| CLEAR STREET LLC | 56 | 0 | -56 | 0.00 | 0.00 | -0.00 | sell |
| CLEAR STREET LLC | 36,885 | 36,789 | -96 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 501 | 0 | -501 | 0.00 | 0.00 | -0.00 | sell |
| Elequin Capital, LP | 2,200 | 0 | -2,200 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 21,761 | 0 | -21,761 | 0.00 | 0.00 | -0.00 | sell |
| STATE OF WISCONSIN INVESTMENT BOARD | 40,011 | 0 | -40,011 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 40,849 | 0 | -40,849 | 0.04 | 0.00 | -0.04 | sell |
| CAPTRUST FINANCIAL ADVISORS | 46,240 | 0 | -46,240 | 0.00 | 0.00 | -0.00 | sell |
| FIR TREE CAPITAL MANAGEMENT LP | 74,791 | 21,658 | -53,133 | 0.09 | 0.05 | -0.04 | sell |
| Westchester Capital Management, LLC | 1,149,349 | 1,076,560 | -72,789 | 0.43 | 0.47 | +0.05 | sell |
| Radcliffe Capital Management, L.P. | 100,000 | 0 | -100,000 | 0.00 | 0.00 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 100,000 | 0 | -100,000 | 0.05 | 0.00 | -0.05 | sell |
| Context Capital Management, LLC | 100,000 | 0 | -100,000 | 0.09 | 0.00 | -0.09 | sell |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 534,100 | 368,478 | -165,622 | 0.10 | 0.13 | +0.02 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 200,000 | 0 | -200,000 | 0.02 | 0.00 | -0.02 | sell |
| LINDEN ADVISORS LP | 250,000 | 0 | -250,000 | 0.03 | 0.00 | -0.03 | sell |
| Magnetar Financial LLC | 268,491 | 0 | -268,491 | 0.07 | 0.00 | -0.07 | sell |
| Woodline Partners LP | 300,000 | 0 | -300,000 | 0.04 | 0.00 | -0.04 | sell |
| Bulldog Investors, LLP | 596,501 | 275,285 | -321,216 | 2.24 | 0.98 | -1.26 | sell |
| BANK OF MONTREAL /CAN/ | 810,450 | 484,069 | -326,381 | 0.00 | 0.00 | -0.00 | sell |
| Athos Capital Ltd | 342,871 | 0 | -342,871 | 2.18 | 0.00 | -2.18 | sell |
| Hudson Bay Capital Management LP | 399,999 | 0 | -399,999 | 0.04 | 0.00 | -0.04 | sell |
| MILLENNIUM MANAGEMENT LLC | 450,000 | 0 | -450,000 | 0.01 | 0.00 | -0.01 | sell |
| TWO SIGMA INVESTMENTS, LP | 500,000 | 0 | -500,000 | 0.02 | 0.00 | -0.02 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 1,150,430 | 650,430 | -500,000 | 0.58 | 0.33 | -0.25 | sell |
| ARISTEIA CAPITAL, L.L.C. | 810,824 | 300,000 | -510,824 | 0.36 | 0.14 | -0.23 | sell |
| Polar Asset Management Partners Inc. | 799,998 | 260,000 | -539,998 | 0.21 | 0.08 | -0.13 | sell |
| MMCAP International Inc. SPC | 600,000 | 0 | -600,000 | 1.87 | 0.00 | -1.87 | sell |
| LMR Partners LLP | 800,000 | 150,000 | -650,000 | 0.19 | 0.04 | -0.15 | sell |
| AQR Arbitrage LLC | 667,062 | 0 | -667,062 | 0.32 | 0.00 | -0.32 | sell |
| NOMURA HOLDINGS INC | 975,000 | 265,931 | -709,069 | 0.11 | 0.03 | -0.09 | sell |