| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | 393,025 | 1,278,000 | +884,975 | 0.13 | 0.40 | +0.27 | buy |
| Westchester Capital Management, LLC | 0 | 649,000 | +649,000 | 0.00 | 0.00 | +0.00 | buy |
| Westchester Capital Management, LLC | 97,977 | 746,977 | +649,000 | 0.03 | 0.31 | +0.28 | buy |
| MANGROVE PARTNERS IM, LLC | 0 | 500,000 | +500,000 | 0.00 | 0.35 | +0.35 | buy |
| Radcliffe Capital Management, L.P. | 0 | 313,145 | +313,145 | 0.00 | 0.43 | +0.43 | buy |
| KIM, LLC | 715,000 | 890,000 | +175,000 | 0.73 | 0.94 | +0.21 | buy |
| AQR Arbitrage LLC | 0 | 125,000 | +125,000 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 0 | 125,000 | +125,000 | 0.00 | 0.05 | +0.05 | buy |
| Centiva Capital, LP | 0 | 125,000 | +125,000 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 0 | 125,000 | +125,000 | 0.00 | 0.08 | +0.08 | buy |
| Bulldog Investors, LLP | 50,774 | 157,206 | +106,432 | 0.18 | 0.53 | +0.35 | buy |
| Taconic Capital Advisors LP | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| Taconic Capital Advisors LP | 0 | 100,000 | +100,000 | 0.00 | 0.10 | +0.10 | buy |
| K2 PRINCIPAL FUND, L.P. | 156,183 | 246,657 | +90,474 | 0.00 | 0.00 | -0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 75,000 | +75,000 | 0.00 | 0.03 | +0.03 | buy |
| WHITEBOX ADVISORS LLC | 0 | 75,000 | +75,000 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 50,000 | +50,000 | 0.00 | 0.02 | +0.02 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 0 | 49,996 | +49,996 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 183,490 | 233,187 | +49,697 | 0.06 | 0.08 | +0.02 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 321,885 | 371,582 | +49,697 | 0.10 | 0.13 | +0.03 | buy |
| ATW SPAC MANAGEMENT LLC | 183,490 | 233,187 | +49,697 | 2.66 | 3.48 | +0.83 | buy |
| PERISCOPE CAPITAL INC. | 1,710,481 | 1,757,294 | +46,813 | 0.01 | 0.01 | +0.00 | buy |
| Wealthspring Capital LLC | 0 | 18,644 | +18,644 | 0.00 | 0.25 | +0.25 | buy |
| CLEAR STREET LLC | 408,714 | 426,613 | +17,899 | 0.00 | 0.00 | -0.00 | buy |
| CAPTRUST FINANCIAL ADVISORS | 0 | 13,349 | +13,349 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 0 | 10,100 | +10,100 | 0.00 | 0.00 | +0.00 | buy |
| Dakota Wealth Management | 27,125 | 34,225 | +7,100 | 0.01 | 0.01 | +0.00 | buy |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 0 | 442 | +442 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 97,000 | 97,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 97,000 | 97,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 217,904 | 217,904 | 0 | 0.14 | 0.23 | +0.09 | hold |
| ARISTEIA CAPITAL, L.L.C. | 100,000 | 100,000 | 0 | 0.04 | 0.04 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 198,788 | 198,788 | 0 | 0.13 | 0.15 | +0.02 | hold |
| TWO SIGMA INVESTMENTS, LP | 325,000 | 325,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 130,000 | 130,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 130,000 | 130,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 3,092 | 3,092 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 3,092 | 3,092 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MMCAP International Inc. SPC | 150,000 | 150,000 | 0 | 0.44 | 0.28 | -0.15 | hold |
| MMCAP International Inc. SPC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Calamos Advisors LLC | 100,000 | 100,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 367,000 | 367,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 367,000 | 367,000 | 0 | 0.09 | 0.10 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 513,600 | 513,600 | 0 | 0.11 | 0.09 | -0.02 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 513,600 | 513,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Walleye Trading LLC | 232,200 | 232,200 | 0 | 0.06 | 0.04 | -0.02 | hold |
| Hudson Bay Capital Management LP | 260,000 | 260,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 260,000 | 260,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| Verition Fund Management LLC | 203,011 | 203,011 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Verition Fund Management LLC | 203,011 | 203,011 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Starboard Value LP | 300,000 | 300,000 | 0 | 0.08 | 0.06 | -0.01 | hold |
| Yakira Capital Management, Inc. | 232,800 | 232,800 | 0 | 0.65 | 0.79 | +0.14 | hold |
| Warberg Asset Management LLC | 46,000 | 46,000 | 0 | 0.15 | 0.14 | -0.00 | hold |
| First Trust Capital Management L.P. | 1,250,000 | 1,250,000 | 0 | 0.71 | 0.99 | +0.28 | hold |
| HGC Investment Management Inc. | 1,200,000 | 1,200,000 | 0 | 4.03 | 3.61 | -0.42 | hold |
| Walleye Capital LLC | 412,800 | 412,800 | 0 | 0.06 | 0.06 | -0.00 | hold |
| Shaolin Capital Management LLC | 120,000 | 120,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealthspring Capital LLC | 22,000 | 22,000 | 0 | 0.39 | 0.30 | -0.09 | hold |
| KIM, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JPMORGAN CHASE & CO | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FIR TREE CAPITAL MANAGEMENT LP | 125,000 | 124,530 | -470 | 0.14 | 0.28 | +0.14 | sell |
| Bulldog Investors, LLP | 50,774 | 49,913 | -861 | 0.00 | 0.00 | -0.00 | sell |
| Sage Mountain Advisors LLC | 13,000 | 0 | -13,000 | 0.02 | 0.00 | -0.02 | sell |
| Cohanzick Management, LLC | 332,367 | 312,367 | -20,000 | 2.93 | 1.98 | -0.95 | sell |
| Warberg Asset Management LLC | 20,500 | 0 | -20,500 | 0.00 | 0.00 | -0.00 | sell |
| Elequin Capital, LP | 25,000 | 0 | -25,000 | 0.05 | 0.00 | -0.05 | sell |
| METEORA CAPITAL, LLC | 39,243 | 0 | -39,243 | 0.07 | 0.00 | -0.07 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 49,697 | 0 | -49,697 | 0.02 | 0.00 | -0.02 | sell |
| ATW SPAC MANAGEMENT LLC | 49,697 | 0 | -49,697 | 0.73 | 0.00 | -0.73 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 50,000 | 0 | -50,000 | 0.03 | 0.00 | -0.03 | sell |
| DLD Asset Management, LP | 50,000 | 0 | -50,000 | 0.07 | 0.00 | -0.07 | sell |
| SkyView Investment Advisors, LLC | 55,000 | 0 | -55,000 | 0.23 | 0.00 | -0.23 | sell |
| WHITEBOX ADVISORS LLC | 75,000 | 0 | -75,000 | 0.04 | 0.00 | -0.04 | sell |
| Taconic Capital Advisors LP | 100,000 | 0 | -100,000 | 0.06 | 0.00 | -0.06 | sell |
| MANGROVE PARTNERS IM, LLC | 100,284 | 0 | -100,284 | 0.08 | 0.00 | -0.08 | sell |
| AQR Arbitrage LLC | 125,000 | 0 | -125,000 | 0.06 | 0.00 | -0.06 | sell |
| Centiva Capital, LP | 125,000 | 0 | -125,000 | 0.06 | 0.00 | -0.06 | sell |
| CLEAR STREET LLC | 135,271 | 1,879 | -133,392 | 0.06 | 0.00 | -0.06 | sell |
| PERISCOPE CAPITAL INC. | 1,146,800 | 996,800 | -150,000 | 1.32 | 1.74 | +0.42 | sell |
| CLEAR STREET LLC | 212,053 | 603 | -211,450 | 0.10 | 0.00 | -0.10 | sell |
| GLAZER CAPITAL, LLC | 214,404 | 0 | -214,404 | 0.00 | 0.00 | -0.00 | sell |
| ATW SPAC MANAGEMENT LLC | 321,885 | 0 | -321,885 | 0.03 | 0.00 | -0.03 | sell |
| Westchester Capital Management, LLC | 649,000 | 0 | -649,000 | 0.23 | 0.00 | -0.23 | sell |