| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Magnetar Financial LLC | 1,613,354 | 1,613,354 | 0 | 0.17 | 0.18 | +0.01 | hold |
| JPMORGAN CHASE & CO | 0 | 1,512,722 | +1,512,722 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 1,500,000 | 1,512,722 | +12,722 | 0.75 | 1.03 | +0.28 | buy |
| LINDEN ADVISORS LP | 1,500,000 | 1,500,000 | 0 | 0.10 | 0.09 | -0.01 | hold |
| Fort Baker Capital Management LP | 826,358 | 1,496,519 | +670,161 | 0.99 | 1.42 | +0.43 | buy |
| AQR Arbitrage LLC | 1,511,378 | 1,436,852 | -74,526 | 0.34 | 0.25 | -0.09 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,098,048 | 1,098,048 | 0 | 0.56 | 0.59 | +0.03 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 1,004,280 | 1,004,280 | 0 | 0.12 | 0.11 | -0.01 | hold |
| First Trust Capital Management L.P. | 2,139,248 | 1,002,441 | -1,136,807 | 1.39 | 0.56 | -0.83 | sell |
| D. E. Shaw & Co., Inc. | 989,579 | 989,579 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Alberta Investment Management Corp | 980,000 | 980,000 | 0 | 0.06 | 0.06 | +0.00 | hold |
| LMR Partners LLP | 980,000 | 980,000 | 0 | 0.10 | 0.10 | -0.00 | hold |
| MMCAP International Inc. SPC | 830,000 | 830,000 | 0 | 0.89 | 0.77 | -0.12 | hold |
| Magnetar Financial LLC | 806,677 | 806,677 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 800,000 | 800,000 | 0 | 0.17 | 0.20 | +0.03 | hold |
| AQR Arbitrage LLC | 766,689 | 752,128 | -14,561 | 0.01 | 0.00 | -0.01 | sell |
| LINDEN ADVISORS LP | 750,000 | 750,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 750,000 | 750,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Wealthspring Capital LLC | 710,350 | 702,050 | -8,300 | 1.80 | 1.78 | -0.02 | sell |
| TORONTO DOMINION BANK | 378,583 | 686,074 | +307,491 | 0.00 | 0.00 | -0.00 | buy |
| GOLDMAN SACHS GROUP INC | 676,022 | 676,022 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 600,020 | 600,020 | 0 | 0.09 | 0.10 | +0.01 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 600,000 | +600,000 | 0.00 | 0.25 | +0.25 | buy |
| ARISTEIA CAPITAL, L.L.C. | 588,958 | 588,958 | 0 | 0.18 | 0.14 | -0.04 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 550,000 | 550,000 | 0 | 0.01 | 0.00 | -0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 502,140 | 502,140 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 500,000 | 500,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 490,000 | 490,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 490,000 | 490,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MMCAP International Inc. SPC | 415,000 | 415,000 | 0 | 0.02 | 0.00 | -0.01 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 516,082 | 414,837 | -101,245 | 0.08 | 0.07 | -0.01 | sell |
| Wealthspring Capital LLC | 407,165 | 403,365 | -3,800 | 0.04 | 0.01 | -0.03 | sell |
| TORONTO DOMINION BANK | 250,100 | 353,051 | +102,951 | 0.00 | 0.01 | +0.00 | buy |
| Verition Fund Management LLC | 357,704 | 346,527 | -11,177 | 0.02 | 0.04 | +0.02 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 338,011 | 338,011 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 248,226 | 303,119 | +54,893 | 0.15 | 0.17 | +0.03 | buy |
| ARISTEIA CAPITAL, L.L.C. | 294,478 | 294,478 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Shaolin Capital Management LLC | 272,905 | 272,905 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 0 | 250,000 | +250,000 | 0.00 | 0.04 | +0.04 | buy |
| PERISCOPE CAPITAL INC. | 247,500 | 247,500 | 0 | 0.52 | 0.46 | -0.05 | hold |
| Westchester Capital Management, LLC | 214,157 | 214,157 | 0 | 0.11 | 0.11 | +0.00 | hold |
| Weiss Asset Management LP | 213,794 | 213,794 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 210,300 | 210,300 | 0 | 0.02 | 0.00 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 226,606 | 195,569 | -31,037 | 0.01 | 0.00 | -0.00 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 174,665 | 174,665 | 0 | 1.79 | 2.00 | +0.21 | hold |
| K2 PRINCIPAL FUND, L.P. | 162,657 | 156,229 | -6,428 | 0.01 | 0.00 | -0.01 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 132,475 | 132,475 | 0 | 0.04 | 0.03 | -0.00 | hold |
| Verition Fund Management LLC | 140,574 | 130,065 | -10,509 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 125,112 | 125,112 | 0 | 0.02 | 0.03 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 0 | 125,000 | +125,000 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 115,041 | 114,003 | -1,038 | 0.01 | 0.00 | -0.01 | sell |
| Westchester Capital Management, LLC | 106,977 | 106,977 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 150,000 | 100,000 | -50,000 | 0.01 | 0.01 | -0.00 | sell |
| DELTEC ASSET MANAGEMENT LLC | 100,000 | 100,000 | 0 | 0.18 | 0.20 | +0.02 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.02 | 0.04 | +0.02 | hold |
| Bulldog Investors, LLP | 227,987 | 100,000 | -127,987 | 0.55 | 0.24 | -0.31 | sell |
| Parallax Volatility Advisers, L.P. | 84,333 | 94,333 | +10,000 | 0.00 | 0.00 | -0.00 | buy |
| GRITSTONE ASSET MANAGEMENT LLC | 87,337 | 87,337 | 0 | 0.04 | 0.01 | -0.03 | hold |
| Radcliffe Capital Management, L.P. | 68,712 | 68,729 | +17 | 0.04 | 0.06 | +0.01 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 67,404 | +67,404 | 0.00 | 0.00 | +0.00 | buy |
| Jain Global LLC | 65,226 | 65,226 | 0 | 0.01 | 0.01 | +0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 0 | 55,740 | +55,740 | 0.00 | 0.03 | +0.03 | buy |
| Schonfeld Strategic Advisors LLC | 55,000 | 54,999 | -1 | 0.00 | 0.00 | -0.00 | sell |
| MOORE CAPITAL MANAGEMENT, LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 48,255 | 49,678 | +1,423 | 0.05 | 0.05 | +0.00 | buy |
| Yakira Capital Management, Inc. | 50,000 | 49,500 | -500 | 0.18 | 0.16 | -0.03 | sell |
| GLAZER CAPITAL, LLC | 25,326 | 48,244 | +22,918 | 0.01 | 0.01 | +0.00 | buy |
| Kepos Capital LP | 30,000 | 27,000 | -3,000 | 1.83 | 0.47 | -1.36 | sell |
| TrueMark Investments, LLC | 18,048 | 18,048 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Schonfeld Strategic Advisors LLC | 15,000 | 15,418 | +418 | 0.00 | 0.00 | +0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 12,250 | 12,250 | 0 | 0.06 | 0.06 | +0.00 | hold |
| METEORA CAPITAL, LLC | 48,411 | 11,257 | -37,154 | 0.00 | 0.00 | -0.00 | sell |
| PenderFund Capital Management Ltd. | 10,000 | 10,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| TrueMark Investments, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 7,556 | 7,556 | 0 | 0.02 | 0.02 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 3,778 | 3,778 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 997 | 997 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 378,583 | 100 | -378,483 | 0.00 | 0.00 | -0.00 | sell |
| Magnetar Financial LLC | 0 | 5 | +5 | 0.00 | 0.00 | +0.00 | buy |
| Fort Baker Capital Management LP | 747,753 | 0 | -747,753 | 0.04 | 0.00 | -0.04 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.01 | 0.00 | -0.01 | hold |