| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 0 | 2,000,000 | +2,000,000 | 0.00 | 2.77 | +2.77 | buy |
| Harraden Circle Investments, LLC | 0 | 2,000,000 | +2,000,000 | 0.00 | 0.10 | +0.10 | buy |
| METEORA CAPITAL, LLC | 0 | 988,660 | +988,660 | 0.00 | 0.89 | +0.89 | buy |
| TORONTO DOMINION BANK | 100 | 119,871 | +119,771 | 0.00 | 0.00 | +0.00 | buy |
| Yakira Capital Management, Inc. | 0 | 49,500 | +49,500 | 0.00 | 0.16 | +0.16 | buy |
| Yakira Capital Management, Inc. | 0 | 24,749 | +24,749 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 12,850 | +12,850 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 11,651 | +11,651 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 10,156 | +10,156 | 0.00 | 0.01 | +0.01 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| Parallax Volatility Advisers, L.P. | 94,333 | 103,533 | +9,200 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 7,500 | +7,500 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 752,128 | 755,836 | +3,708 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 48,244 | 48,843 | +599 | 0.01 | 0.01 | +0.00 | buy |
| DLD Asset Management, LP | 49,678 | 49,973 | +295 | 0.05 | 0.04 | -0.01 | buy |
| D. E. Shaw & Co., Inc. | 989,579 | 989,579 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 294,478 | 294,478 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 67,404 | 67,404 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 338,011 | 338,011 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 3,778 | 3,778 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 7,556 | 7,556 | 0 | 0.02 | 0.02 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 750,000 | 750,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 1,500,000 | 1,500,000 | 0 | 0.09 | 0.08 | -0.01 | hold |
| MMCAP International Inc. SPC | 415,000 | 415,000 | 0 | 0.00 | 0.01 | +0.01 | hold |
| Polar Asset Management Partners Inc. | 800,000 | 800,000 | 0 | 0.20 | 0.16 | -0.04 | hold |
| Polar Asset Management Partners Inc. | 750,000 | 750,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 600,020 | 600,020 | 0 | 0.10 | 0.09 | -0.01 | hold |
| Magnetar Financial LLC | 806,677 | 806,677 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 550,000 | 550,000 | 0 | 0.00 | 0.01 | +0.01 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.04 | 0.02 | -0.01 | hold |
| Alberta Investment Management Corp | 980,000 | 980,000 | 0 | 0.06 | 0.06 | -0.00 | hold |
| Alberta Investment Management Corp | 490,000 | 490,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 27,000 | 27,000 | 0 | 0.47 | 0.40 | -0.07 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 132,475 | 132,475 | 0 | 0.03 | 0.03 | -0.01 | hold |
| LMR Partners LLP | 980,000 | 980,000 | 0 | 0.10 | 0.08 | -0.02 | hold |
| LMR Partners LLP | 490,000 | 490,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 87,337 | 87,337 | 0 | 0.01 | 0.03 | +0.02 | hold |
| TrueMark Investments, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GOLDMAN SACHS GROUP INC | 676,022 | 676,022 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 5 | 0 | -5 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,098,048 | 1,097,311 | -737 | 0.59 | 0.57 | -0.02 | sell |
| TrueMark Investments, LLC | 18,048 | 17,311 | -737 | 0.04 | 0.02 | -0.01 | sell |
| GLAZER CAPITAL, LLC | 997 | 0 | -997 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 403,365 | 401,015 | -2,350 | 0.01 | 0.03 | +0.02 | sell |
| READYSTATE ASSET MANAGEMENT LP | 55,740 | 51,777 | -3,963 | 0.03 | 0.02 | -0.01 | sell |
| Schonfeld Strategic Advisors LLC | 54,999 | 50,000 | -4,999 | 0.00 | 0.00 | +0.00 | sell |
| PenderFund Capital Management Ltd. | 10,000 | 0 | -10,000 | 0.02 | 0.00 | -0.02 | sell |
| METEORA CAPITAL, LLC | 11,257 | 0 | -11,257 | 0.00 | 0.00 | -0.00 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 12,250 | 0 | -12,250 | 0.06 | 0.00 | -0.06 | sell |
| Schonfeld Strategic Advisors LLC | 15,418 | 0 | -15,418 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 500,000 | 484,021 | -15,979 | 0.00 | 0.00 | -0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 156,229 | 138,827 | -17,402 | 0.00 | 0.00 | +0.00 | sell |
| CSS LLC/IL | 195,569 | 170,569 | -25,000 | 0.00 | 0.00 | +0.00 | sell |
| PERISCOPE CAPITAL INC. | 210,300 | 175,000 | -35,300 | 0.00 | 0.01 | +0.01 | sell |
| Shaolin Capital Management LLC | 272,905 | 230,183 | -42,722 | 0.00 | 0.00 | +0.00 | sell |
| Yakira Capital Management, Inc. | 49,500 | 0 | -49,500 | 0.16 | 0.00 | -0.16 | sell |
| Jain Global LLC | 65,226 | 0 | -65,226 | 0.01 | 0.00 | -0.01 | sell |
| Radcliffe Capital Management, L.P. | 68,729 | 0 | -68,729 | 0.06 | 0.00 | -0.06 | sell |
| Bulldog Investors, LLP | 114,003 | 35,000 | -79,003 | 0.00 | 0.00 | -0.00 | sell |
| BERKLEY W R CORP | 303,119 | 223,937 | -79,182 | 0.17 | 0.12 | -0.06 | sell |
| PERISCOPE CAPITAL INC. | 247,500 | 150,000 | -97,500 | 0.46 | 0.26 | -0.20 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 100,000 | 0 | -100,000 | 0.01 | 0.00 | -0.01 | sell |
| Bulldog Investors, LLP | 100,000 | 0 | -100,000 | 0.24 | 0.00 | -0.24 | sell |
| Westchester Capital Management, LLC | 106,977 | 0 | -106,977 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 130,065 | 10,065 | -120,000 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 125,112 | 0 | -125,112 | 0.03 | 0.00 | -0.03 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 174,665 | 0 | -174,665 | 2.00 | 0.00 | -2.00 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 502,140 | 302,140 | -200,000 | 0.00 | 0.00 | +0.00 | sell |
| Weiss Asset Management LP | 213,794 | 0 | -213,794 | 0.00 | 0.00 | -0.00 | sell |
| Westchester Capital Management, LLC | 214,157 | 0 | -214,157 | 0.11 | 0.00 | -0.11 | sell |
| Fort Baker Capital Management LP | 1,496,519 | 1,256,015 | -240,504 | 1.42 | 1.08 | -0.34 | sell |
| WHITEBOX ADVISORS LLC | 250,000 | 0 | -250,000 | 0.04 | 0.00 | -0.04 | sell |
| First Trust Capital Management L.P. | 1,002,441 | 676,713 | -325,728 | 0.56 | 0.43 | -0.14 | sell |
| Verition Fund Management LLC | 346,527 | 0 | -346,527 | 0.04 | 0.00 | -0.04 | sell |
| TORONTO DOMINION BANK | 353,051 | 0 | -353,051 | 0.01 | 0.00 | -0.01 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 414,837 | 0 | -414,837 | 0.07 | 0.00 | -0.07 | sell |
| ARISTEIA CAPITAL, L.L.C. | 588,958 | 0 | -588,958 | 0.14 | 0.00 | -0.14 | sell |
| SONA ASSET MANAGEMENT (US) LLC | 600,000 | 0 | -600,000 | 0.25 | 0.00 | -0.25 | sell |
| Wealthspring Capital LLC | 702,050 | 0 | -702,050 | 1.78 | 0.00 | -1.78 | sell |
| Magnetar Financial LLC | 1,613,354 | 849,999 | -763,355 | 0.18 | 0.08 | -0.09 | sell |
| MMCAP International Inc. SPC | 830,000 | 0 | -830,000 | 0.77 | 0.00 | -0.77 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 1,004,280 | 0 | -1,004,280 | 0.11 | 0.00 | -0.11 | sell |
| AQR Arbitrage LLC | 1,436,852 | 0 | -1,436,852 | 0.25 | 0.00 | -0.25 | sell |
| JPMORGAN CHASE & CO | 1,512,722 | 0 | -1,512,722 | 0.00 | 0.00 | -0.00 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 1,512,722 | 0 | -1,512,722 | 1.03 | 0.00 | -1.03 | sell |