| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BNP PARIBAS FINANCIAL MARKETS | 0 | 338,011 | +338,011 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 54,379 | 254,500 | +200,121 | 0.00 | 0.01 | +0.00 | buy |
| TORONTO DOMINION BANK | 300,000 | 437,260 | +137,260 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 0 | 63,656 | +63,656 | 0.00 | 0.04 | +0.04 | buy |
| METEORA CAPITAL, LLC | 29,000 | 47,992 | +18,992 | 0.00 | 0.00 | +0.00 | buy |
| TrueMark Investments, LLC | 0 | 18,974 | +18,974 | 0.00 | 0.03 | +0.03 | buy |
| TrueMark Investments, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 18,104 | 25,326 | +7,222 | 0.01 | 0.01 | +0.00 | buy |
| Jain Global LLC | 56,842 | 62,492 | +5,650 | 0.01 | 0.01 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 989,579 | 989,579 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CANTOR FITZGERALD, L. P. | 2,000,000 | 2,000,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 997 | 997 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 588,958 | 588,958 | 0 | 0.17 | 0.19 | +0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 294,478 | 294,478 | 0 | 0.00 | 0.00 | +0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 351,180 | 351,180 | 0 | 0.02 | 0.02 | -0.00 | hold |
| BERKLEY W R CORP | 248,226 | 248,226 | 0 | 0.16 | 0.17 | +0.01 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 7,556 | 7,556 | 0 | 0.02 | 0.02 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 500,000 | 500,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 250,000 | 250,000 | 0 | 0.07 | 0.05 | -0.02 | hold |
| WHITEBOX ADVISORS LLC | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DELTEC ASSET MANAGEMENT LLC | 100,000 | 100,000 | 0 | 0.19 | 0.17 | -0.01 | hold |
| LINDEN ADVISORS LP | 750,000 | 750,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 1,500,000 | 1,500,000 | 0 | 0.10 | 0.11 | +0.01 | hold |
| MMCAP International Inc. SPC | 415,000 | 415,000 | 0 | 0.01 | 0.02 | +0.00 | hold |
| MMCAP International Inc. SPC | 830,000 | 830,000 | 0 | 1.04 | 1.02 | -0.03 | hold |
| Polar Asset Management Partners Inc. | 800,000 | 800,000 | 0 | 0.21 | 0.17 | -0.04 | hold |
| Polar Asset Management Partners Inc. | 750,000 | 750,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 600,020 | 600,020 | 0 | 0.08 | 0.08 | -0.00 | hold |
| Magnetar Financial LLC | 1,613,354 | 1,613,354 | 0 | 0.08 | 0.10 | +0.02 | hold |
| Magnetar Financial LLC | 806,677 | 806,677 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 5 | 5 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 550,000 | 550,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 162,657 | 162,657 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Alberta Investment Management Corp | 980,000 | 980,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| Alberta Investment Management Corp | 490,000 | 490,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 30,000 | 30,000 | 0 | 0.42 | 1.68 | +1.26 | hold |
| Westchester Capital Management, LLC | 214,157 | 214,157 | 0 | 0.13 | 0.12 | -0.01 | hold |
| Westchester Capital Management, LLC | 106,977 | 106,977 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 1,004,280 | 1,004,280 | 0 | 0.15 | 0.13 | -0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 502,140 | 502,140 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 132,475 | 132,475 | 0 | 0.04 | 0.04 | -0.01 | hold |
| DLD Asset Management, LP | 48,223 | 48,223 | 0 | 0.06 | 0.07 | +0.01 | hold |
| LMR Partners LLP | 490,000 | 490,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 980,000 | 980,000 | 0 | 0.16 | 0.13 | -0.03 | hold |
| Yakira Capital Management, Inc. | 50,000 | 50,000 | 0 | 0.19 | 0.20 | +0.02 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 12,250 | 12,250 | 0 | 0.05 | 0.09 | +0.04 | hold |
| First Trust Capital Management L.P. | 2,139,248 | 2,139,248 | 0 | 1.51 | 1.45 | -0.06 | hold |
| PERISCOPE CAPITAL INC. | 210,300 | 210,300 | 0 | 0.02 | 0.02 | -0.01 | hold |
| PERISCOPE CAPITAL INC. | 247,500 | 247,500 | 0 | 0.98 | 0.63 | -0.34 | hold |
| MASO CAPITAL PARTNERS Ltd | 125,000 | 125,000 | 0 | 0.06 | 0.07 | +0.00 | hold |
| PenderFund Capital Management Ltd. | 5,000 | 5,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PenderFund Capital Management Ltd. | 10,000 | 10,000 | 0 | 0.02 | 0.02 | -0.01 | hold |
| Shaolin Capital Management LLC | 272,905 | 272,905 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ATW SPAC MANAGEMENT LLC | 132,475 | 132,475 | 0 | 0.06 | 0.06 | -0.00 | hold |
| MIZUHO SECURITIES USA LLC | 149,112 | 149,112 | 0 | 0.03 | 0.03 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 676,022 | 676,022 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 1,500,000 | 1,500,000 | 0 | 0.81 | 0.80 | -0.01 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.01 | 0.01 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,100,000 | 1,098,974 | -1,026 | 0.64 | 0.66 | +0.02 | sell |
| AQR Arbitrage LLC | 1,513,378 | 1,511,378 | -2,000 | 0.37 | 0.41 | +0.03 | sell |
| Wealthspring Capital LLC | 411,615 | 409,515 | -2,100 | 0.03 | 0.03 | +0.00 | sell |
| Parallax Volatility Advisers, L.P. | 136,572 | 134,133 | -2,439 | 0.00 | 0.00 | -0.00 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 89,806 | 87,337 | -2,469 | 0.03 | 0.03 | +0.00 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 179,603 | 174,665 | -4,938 | 1.86 | 1.89 | +0.03 | sell |
| Bulldog Investors, LLP | 122,009 | 116,436 | -5,573 | 0.01 | 0.01 | +0.00 | sell |
| Verition Fund Management LLC | 365,853 | 357,704 | -8,149 | 0.02 | 0.02 | -0.00 | sell |
| Verition Fund Management LLC | 150,124 | 140,574 | -9,550 | 0.00 | 0.00 | +0.00 | sell |
| CONDOR CAPITAL MANAGEMENT | 10,500 | 0 | -10,500 | 0.01 | 0.00 | -0.01 | sell |
| Wealthspring Capital LLC | 764,570 | 753,220 | -11,350 | 2.11 | 1.89 | -0.22 | sell |
| Bulldog Investors, LLP | 244,032 | 230,807 | -13,225 | 0.65 | 0.56 | -0.08 | sell |
| Schonfeld Strategic Advisors LLC | 105,000 | 79,800 | -25,200 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 1,169,995 | 1,100,516 | -69,479 | 0.20 | 0.17 | -0.04 | sell |
| CSS LLC/IL | 1,311,024 | 1,201,096 | -109,928 | 0.02 | 0.02 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 225,000 | 108,881 | -116,119 | 0.02 | 0.01 | -0.01 | sell |
| AQR Arbitrage LLC | 1,104,700 | 766,689 | -338,011 | 0.01 | 0.01 | -0.00 | sell |