| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Fort Baker Capital Management LP | 0 | 826,358 | +826,358 | 0.00 | 0.99 | +0.99 | buy |
| Fort Baker Capital Management LP | 0 | 747,753 | +747,753 | 0.00 | 0.04 | +0.04 | buy |
| Weiss Asset Management LP | 0 | 213,794 | +213,794 | 0.00 | 0.00 | +0.00 | buy |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 0 | 7,556 | +7,556 | 0.00 | 0.02 | +0.02 | buy |
| Radcliffe Capital Management, L.P. | 63,656 | 68,712 | +5,056 | 0.04 | 0.04 | -0.00 | buy |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 0 | 3,778 | +3,778 | 0.00 | 0.00 | +0.00 | buy |
| Jain Global LLC | 62,492 | 65,226 | +2,734 | 0.01 | 0.01 | -0.00 | buy |
| METEORA CAPITAL, LLC | 47,992 | 48,411 | +419 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 48,223 | 48,255 | +32 | 0.07 | 0.05 | -0.01 | buy |
| D. E. Shaw & Co., Inc. | 989,579 | 989,579 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 997 | 997 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 25,326 | 25,326 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 588,958 | 588,958 | 0 | 0.19 | 0.18 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 294,478 | 294,478 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BERKLEY W R CORP | 248,226 | 248,226 | 0 | 0.17 | 0.15 | -0.02 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 338,011 | 338,011 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AQR Arbitrage LLC | 766,689 | 766,689 | 0 | 0.01 | 0.01 | +0.00 | hold |
| AQR Arbitrage LLC | 1,511,378 | 1,511,378 | 0 | 0.41 | 0.34 | -0.06 | hold |
| TWO SIGMA INVESTMENTS, LP | 500,000 | 500,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| DELTEC ASSET MANAGEMENT LLC | 100,000 | 100,000 | 0 | 0.17 | 0.18 | +0.00 | hold |
| LINDEN ADVISORS LP | 750,000 | 750,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 1,500,000 | 1,500,000 | 0 | 0.11 | 0.10 | -0.01 | hold |
| MMCAP International Inc. SPC | 415,000 | 415,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| MMCAP International Inc. SPC | 830,000 | 830,000 | 0 | 1.02 | 0.89 | -0.13 | hold |
| Polar Asset Management Partners Inc. | 800,000 | 800,000 | 0 | 0.17 | 0.17 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 750,000 | 750,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 600,020 | 600,020 | 0 | 0.08 | 0.09 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 1,613,354 | 1,613,354 | 0 | 0.10 | 0.17 | +0.07 | hold |
| Magnetar Financial LLC | 806,677 | 806,677 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 550,000 | 550,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Verition Fund Management LLC | 357,704 | 357,704 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Verition Fund Management LLC | 140,574 | 140,574 | 0 | 0.00 | 0.00 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 162,657 | 162,657 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Alberta Investment Management Corp | 980,000 | 980,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| Alberta Investment Management Corp | 490,000 | 490,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 30,000 | 30,000 | 0 | 1.68 | 1.83 | +0.15 | hold |
| Westchester Capital Management, LLC | 214,157 | 214,157 | 0 | 0.12 | 0.11 | -0.01 | hold |
| Westchester Capital Management, LLC | 106,977 | 106,977 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 1,004,280 | 1,004,280 | 0 | 0.13 | 0.12 | -0.02 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 502,140 | 502,140 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 132,475 | 132,475 | 0 | 0.04 | 0.04 | +0.00 | hold |
| LMR Partners LLP | 490,000 | 490,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 980,000 | 980,000 | 0 | 0.13 | 0.10 | -0.03 | hold |
| Yakira Capital Management, Inc. | 50,000 | 50,000 | 0 | 0.20 | 0.18 | -0.02 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 12,250 | 12,250 | 0 | 0.09 | 0.06 | -0.04 | hold |
| First Trust Capital Management L.P. | 2,139,248 | 2,139,248 | 0 | 1.45 | 1.39 | -0.06 | hold |
| PERISCOPE CAPITAL INC. | 210,300 | 210,300 | 0 | 0.02 | 0.02 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 247,500 | 247,500 | 0 | 0.63 | 0.52 | -0.12 | hold |
| PenderFund Capital Management Ltd. | 10,000 | 10,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Shaolin Capital Management LLC | 272,905 | 272,905 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 87,337 | 87,337 | 0 | 0.03 | 0.04 | +0.01 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 174,665 | 174,665 | 0 | 1.89 | 1.79 | -0.10 | hold |
| TrueMark Investments, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GOLDMAN SACHS GROUP INC | 676,022 | 676,022 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 1,500,000 | 1,500,000 | 0 | 0.80 | 0.75 | -0.06 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Magnetar Financial LLC | 5 | 0 | -5 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,098,974 | 1,098,048 | -926 | 0.66 | 0.56 | -0.10 | sell |
| TrueMark Investments, LLC | 18,974 | 18,048 | -926 | 0.03 | 0.04 | +0.00 | sell |
| Bulldog Investors, LLP | 116,436 | 115,041 | -1,395 | 0.01 | 0.01 | +0.00 | sell |
| Wealthspring Capital LLC | 409,515 | 407,165 | -2,350 | 0.03 | 0.04 | +0.01 | sell |
| Bulldog Investors, LLP | 230,807 | 227,987 | -2,820 | 0.56 | 0.55 | -0.02 | sell |
| TORONTO DOMINION BANK | 254,500 | 250,100 | -4,400 | 0.01 | 0.00 | -0.00 | sell |
| PenderFund Capital Management Ltd. | 5,000 | 0 | -5,000 | 0.00 | 0.00 | -0.00 | sell |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 7,556 | 0 | -7,556 | 0.02 | 0.00 | -0.02 | sell |
| MIZUHO SECURITIES USA LLC | 149,112 | 125,112 | -24,000 | 0.03 | 0.02 | -0.01 | sell |
| Schonfeld Strategic Advisors LLC | 79,800 | 55,000 | -24,800 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 753,220 | 710,350 | -42,870 | 1.89 | 1.80 | -0.09 | sell |
| Parallax Volatility Advisers, L.P. | 134,133 | 84,333 | -49,800 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 437,260 | 378,583 | -58,677 | 0.00 | 0.00 | +0.00 | sell |
| Schonfeld Strategic Advisors LLC | 108,881 | 15,000 | -93,881 | 0.01 | 0.00 | -0.01 | sell |
| WHITEBOX ADVISORS LLC | 125,000 | 0 | -125,000 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 351,180 | 150,000 | -201,180 | 0.02 | 0.01 | -0.01 | sell |
| WHITEBOX ADVISORS LLC | 250,000 | 0 | -250,000 | 0.05 | 0.00 | -0.05 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 1,100,516 | 516,082 | -584,434 | 0.17 | 0.08 | -0.09 | sell |
| CSS LLC/IL | 1,201,096 | 226,606 | -974,490 | 0.02 | 0.01 | -0.02 | sell |
| CANTOR FITZGERALD, L. P. | 2,000,000 | 0 | -2,000,000 | 0.01 | 0.00 | -0.01 | sell |