| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | 8,058,370 | 9,488,474 | +1,430,104 | 0.00 | 0.00 | -0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 405,439 | 1,575,422 | +1,169,983 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 146,711 | 1,007,646 | +860,935 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 0 | 279,293 | +279,293 | 0.00 | 0.00 | +0.00 | buy |
| TD Waterhouse Canada Inc. | 0 | 274,121 | +274,121 | 0.00 | 0.01 | +0.01 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 228,011 | 466,852 | +238,841 | 0.00 | 0.00 | +0.00 | buy |
| Ninety One UK Ltd | 0 | 178,835 | +178,835 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 0 | 120,364 | +120,364 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 0 | 106,221 | +106,221 | 0.00 | 0.00 | +0.00 | buy |
| FIRST TRUST ADVISORS LP | 0 | 95,188 | +95,188 | 0.00 | 0.00 | +0.00 | buy |
| Alpine Global Management, LLC | 0 | 95,007 | +95,007 | 0.00 | 0.05 | +0.05 | buy |
| Invesco Ltd. | 0 | 48,414 | +48,414 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 0 | 44,641 | +44,641 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 0 | 40,600 | +40,600 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 28,845 | 68,268 | +39,423 | 0.00 | 0.00 | +0.00 | buy |
| VOYA INVESTMENT MANAGEMENT LLC | 0 | 35,187 | +35,187 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 0 | 34,620 | +34,620 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE TRADING, LLC | 45,524 | 77,742 | +32,218 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 0 | 32,071 | +32,071 | 0.00 | 0.00 | 0.00 | buy |
| NORTHERN TRUST CORP | 83,470 | 115,048 | +31,578 | 0.00 | 0.00 | +0.00 | buy |
| Engineers Gate Manager LP | 0 | 30,907 | +30,907 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 0 | 27,900 | +27,900 | 0.00 | 0.00 | +0.00 | buy |
| MetLife Investment Management, LLC | 0 | 26,296 | +26,296 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 85,951 | 111,704 | +25,753 | 0.00 | 0.00 | -0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 0 | 22,170 | +22,170 | 0.00 | 0.00 | +0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 0 | 15,000 | +15,000 | 0.00 | 0.00 | +0.00 | buy |
| PRINCIPAL FINANCIAL GROUP INC | 0 | 13,553 | +13,553 | 0.00 | 0.00 | +0.00 | buy |
| Compagnie Lombard Odier SCmA | 0 | 12,800 | +12,800 | 0.00 | 0.00 | +0.00 | buy |
| GTS SECURITIES LLC | 15,897 | 28,582 | +12,685 | 0.00 | 0.00 | +0.00 | buy |
| CIBC Asset Management Inc | 0 | 11,109 | +11,109 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 0 | 10,993 | +10,993 | 0.00 | 0.00 | +0.00 | buy |
| Kessler Investment Group, LLC | 21,402 | 31,580 | +10,178 | 0.06 | 0.06 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 0 | 9,829 | +9,829 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 146,988 | 155,666 | +8,678 | 0.00 | 0.00 | -0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 0 | 7,270 | +7,270 | 0.00 | 0.00 | +0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 40,180 | 47,447 | +7,267 | 0.00 | 0.00 | -0.00 | buy |
| Byrne Asset Management LLC | 4,700 | 9,200 | +4,500 | 0.01 | 0.02 | +0.01 | buy |
| AMALGAMATED BANK | 0 | 3,471 | +3,471 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 123,839 | 124,898 | +1,059 | 0.01 | 0.01 | -0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 900 | +900 | 0.00 | 0.00 | +0.00 | buy |
| Blue Trust, Inc. | 0 | 297 | +297 | 0.00 | 0.00 | +0.00 | buy |
| VICTORY CAPITAL MANAGEMENT INC | 24,692 | 24,796 | +104 | 0.00 | 0.00 | -0.00 | buy |
| Riggs Asset Managment Co. Inc. | 0 | 74 | +74 | 0.00 | 0.00 | +0.00 | buy |
| Quantbot Technologies LP | 0 | 4 | +4 | 0.00 | 0.00 | +0.00 | buy |
| DiNuzzo Private Wealth, Inc. | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| DUPONT CAPITAL MANAGEMENT CORP | 4 | 4 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 115,127 | 115,127 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Neuberger Berman Group LLC | 78,275,262 | 78,275,262 | 0 | 0.27 | 0.21 | -0.06 | hold |
| Carlyle Group Inc. | 9,212,799 | 9,212,799 | 0 | 2.41 | 2.85 | +0.44 | hold |
| IFP Advisors, Inc | 2,500 | 2,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FMR LLC | 158,324 | 158,324 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Laird Norton Wetherby Trust Company, LLC | 971,711 | 971,711 | 0 | 0.55 | 0.45 | -0.10 | hold |
| KOCH INDUSTRIES LLC | 80,733,607 | 80,733,607 | 0 | 50.58 | 30.85 | -19.74 | hold |
| Farther Finance Advisors, LLC | 5 | 0 | -5 | 0.00 | 0.00 | -0.00 | sell |
| Avion Wealth | 106 | 0 | -106 | 0.00 | 0.00 | -0.00 | sell |
| ZAZOVE ASSOCIATES LLC | 175 | 0 | -175 | 0.00 | 0.00 | -0.00 | sell |
| Skandinaviska Enskilda Banken AB (publ) | 19,842 | 18,450 | -1,392 | 0.00 | 0.00 | -0.00 | sell |
| MACQUARIE GROUP LTD | 5,865 | 0 | -5,865 | 0.00 | 0.00 | -0.00 | sell |
| NATIXIS | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| EntryPoint Capital, LLC | 11,354 | 0 | -11,354 | 0.04 | 0.00 | -0.04 | sell |
| Schonfeld Strategic Advisors LLC | 14,288 | 0 | -14,288 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 16,094 | 0 | -16,094 | 0.01 | 0.00 | -0.01 | sell |
| Polymer Capital Management (HK) LTD | 16,234 | 0 | -16,234 | 0.02 | 0.00 | -0.02 | sell |
| OMERS ADMINISTRATION Corp | 21,200 | 0 | -21,200 | 0.00 | 0.00 | -0.00 | sell |
| FIFTH LANE CAPITAL, LP | 24,958 | 0 | -24,958 | 0.13 | 0.00 | -0.13 | sell |
| CTC Alternative Strategies, Ltd. | 27,500 | 0 | -27,500 | 0.07 | 0.00 | -0.07 | sell |
| LMR Partners LLP | 32,683 | 0 | -32,683 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF MONTREAL /CAN/ | 46,670 | 0 | -46,670 | 0.00 | 0.00 | -0.00 | sell |
| Jefferies Financial Group Inc. | 80,000 | 0 | -80,000 | 0.01 | 0.00 | -0.01 | sell |
| BALYASNY ASSET MANAGEMENT L.P. | 80,546 | 0 | -80,546 | 0.00 | 0.00 | -0.00 | sell |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 89,594 | 0 | -89,594 | 0.00 | 0.00 | -0.00 | sell |
| OLD MISSION CAPITAL LLC | 108,983 | 0 | -108,983 | 0.01 | 0.00 | -0.01 | sell |
| MILLENNIUM MANAGEMENT LLC | 175,555 | 64,084 | -111,471 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 111,774 | 0 | -111,774 | 0.00 | 0.00 | -0.00 | sell |
| MARSHALL WACE, LLP | 195,275 | 68,994 | -126,281 | 0.00 | 0.00 | -0.00 | sell |
| GROUP ONE TRADING LLC | 283,926 | 133,868 | -150,058 | 0.04 | 0.01 | -0.03 | sell |
| GOLDMAN SACHS GROUP INC | 568,647 | 347,357 | -221,290 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 256,913 | 21,828 | -235,085 | 0.00 | 0.00 | -0.00 | sell |
| EULAV Asset Management | 460,000 | 0 | -460,000 | 0.05 | 0.00 | -0.05 | sell |