| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Yong Rong (HK) Asset Management Ltd | 0 | 3,000,000 | +3,000,000 | 0.00 | 28.43 | +28.43 | buy |
| Trivest Advisors Ltd | 0 | 2,237,248 | +2,237,248 | 0.00 | 2.20 | +2.20 | buy |
| CITIGROUP INC | 1,731 | 1,545,569 | +1,543,838 | 0.00 | 0.03 | +0.03 | buy |
| VAN ECK ASSOCIATES CORP | 0 | 1,344,010 | +1,344,010 | 0.00 | 0.04 | +0.04 | buy |
| UBS Group AG | 0 | 1,328,583 | +1,328,583 | 0.00 | 0.01 | +0.01 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 33,900 | 1,240,261 | +1,206,361 | 0.00 | 0.04 | +0.04 | buy |
| NOMURA HOLDINGS INC | 0 | 1,041,745 | +1,041,745 | 0.00 | 0.12 | +0.12 | buy |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | 0 | 776,824 | +776,824 | 0.00 | 0.06 | +0.06 | buy |
| JANE STREET GROUP, LLC | 0 | 598,553 | +598,553 | 0.00 | 0.02 | +0.02 | buy |
| HCEP Management Ltd | 0 | 533,054 | +533,054 | 0.00 | 9.24 | +9.24 | buy |
| Point72 Hong Kong Ltd | 0 | 493,254 | +493,254 | 0.00 | 0.67 | +0.67 | buy |
| FengHe Fund Management Pte. Ltd. | 0 | 478,900 | +478,900 | 0.00 | 3.06 | +3.06 | buy |
| FRED ALGER MANAGEMENT, LLC | 0 | 453,322 | +453,322 | 0.00 | 0.05 | +0.05 | buy |
| Alta Park Capital, LP | 0 | 449,769 | +449,769 | 0.00 | 1.28 | +1.28 | buy |
| Two Seas Capital LP | 0 | 433,028 | +433,028 | 0.00 | 1.11 | +1.11 | buy |
| JPMORGAN CHASE & CO | 0 | 407,607 | +407,607 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 235,477 | 600,012 | +364,535 | 0.00 | 0.00 | +0.00 | buy |
| HIMENSION CAPITAL (SINGAPORE) PTE. LTD. | 0 | 364,011 | +364,011 | 0.00 | 0.55 | +0.55 | buy |
| BARCLAYS PLC | 20,450 | 353,420 | +332,970 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 0 | 332,034 | +332,034 | 0.00 | 0.01 | +0.01 | buy |
| SOROS CAPITAL MANAGEMENT LLC | 0 | 316,700 | +316,700 | 0.00 | 1.07 | +1.07 | buy |
| MILLENNIUM MANAGEMENT LLC | 355,026 | 653,351 | +298,325 | 0.00 | 0.01 | +0.01 | buy |
| CLEARFIELD CAPITAL MANAGEMENT LP | 0 | 267,500 | +267,500 | 0.00 | 3.26 | +3.26 | buy |
| Vident Advisory, LLC | 878,970 | 1,139,619 | +260,649 | 0.17 | 0.43 | +0.26 | buy |
| BW Gestao de Investimentos Ltda. | 0 | 188,692 | +188,692 | 0.00 | 0.19 | +0.19 | buy |
| GOLDMAN SACHS GROUP INC | 0 | 180,474 | +180,474 | 0.00 | 0.00 | +0.00 | buy |
| GeoSphere Capital Management, LLC | 0 | 165,000 | +165,000 | 0.00 | 3.59 | +3.59 | buy |
| Monolith Management Ltd | 0 | 165,000 | +165,000 | 0.00 | 1.81 | +1.81 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 0 | 133,600 | +133,600 | 0.00 | 0.04 | +0.04 | buy |
| TUDOR INVESTMENT CORP ET AL | 385,664 | 515,344 | +129,680 | 0.03 | 0.12 | +0.09 | buy |
| Squarepoint Ops LLC | 0 | 127,865 | +127,865 | 0.00 | 0.01 | +0.01 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 246,834 | 368,778 | +121,944 | 0.00 | 0.00 | +0.00 | buy |
| Quadrature Capital Ltd | 36,436 | 147,881 | +111,445 | 0.01 | 0.06 | +0.06 | buy |
| KNIGHTSBRIDGE ASSET MANAGEMENT, LLC | 0 | 92,513 | +92,513 | 0.00 | 0.46 | +0.46 | buy |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 0 | 80,922 | +80,922 | 0.00 | 0.00 | +0.00 | buy |
| CastleKnight Management LP | 0 | 74,400 | +74,400 | 0.00 | 0.18 | +0.18 | buy |
| BANK OF AMERICA CORP /DE/ | 0 | 73,253 | +73,253 | 0.00 | 0.00 | +0.00 | buy |
| Concentric Capital Strategies, LP | 0 | 68,548 | +68,548 | 0.00 | 0.09 | +0.09 | buy |
| Central Asset Investments & Management Holdings (HK) Ltd | 0 | 62,800 | +62,800 | 0.00 | 0.83 | +0.83 | buy |
| Point72 Asset Management, L.P. | 0 | 58,768 | +58,768 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 55,787 | +55,787 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 54,677 | +54,677 | 0.00 | 0.04 | +0.04 | buy |
| STATE STREET CORP | 192,882 | 246,864 | +53,982 | 0.00 | 0.00 | +0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 0 | 45,654 | +45,654 | 0.00 | 0.08 | +0.08 | buy |
| Scientech Research LLC | 0 | 45,506 | +45,506 | 0.00 | 0.28 | +0.28 | buy |
| BlackRock, Inc. | 791,255 | 835,273 | +44,018 | 0.00 | 0.00 | +0.00 | buy |
| SUMMIT SECURITIES GROUP LLC | 0 | 41,300 | +41,300 | 0.00 | 0.33 | +0.33 | buy |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 0 | 40,520 | +40,520 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 0 | 37,504 | +37,504 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 16,339 | 50,092 | +33,753 | 0.00 | 0.00 | +0.00 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 28,072 | 61,254 | +33,182 | 0.00 | 0.00 | +0.00 | buy |
| 1492 Capital Management LLC | 0 | 31,497 | +31,497 | 0.00 | 0.32 | +0.32 | buy |
| Baader Bank Aktiengesellschaft | 0 | 26,130 | +26,130 | 0.00 | 0.05 | +0.05 | buy |
| SIMPLEX TRADING, LLC | 0 | 15,396 | +15,396 | 0.00 | 0.01 | +0.01 | buy |
| TEACHER RETIREMENT SYSTEM OF TEXAS | 0 | 15,278 | +15,278 | 0.00 | 0.00 | +0.00 | buy |
| OLD MISSION CAPITAL LLC | 0 | 14,269 | +14,269 | 0.00 | 0.01 | +0.01 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 0 | 13,481 | +13,481 | 0.00 | 0.03 | +0.03 | buy |
| Sciencast Management LP | 0 | 12,978 | +12,978 | 0.00 | 0.08 | +0.08 | buy |
| LMR Partners LLP | 0 | 12,686 | +12,686 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 15,651 | 27,794 | +12,143 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 6,037 | 16,525 | +10,488 | 0.00 | 0.00 | +0.00 | buy |
| Pictet Asset Management Holding SA | 0 | 10,164 | +10,164 | 0.00 | 0.00 | +0.00 | buy |
| Valliance Asset Management Ltd | 0 | 10,000 | +10,000 | 0.00 | 0.39 | +0.39 | buy |
| WINTON GROUP Ltd | 0 | 9,487 | +9,487 | 0.00 | 0.01 | +0.01 | buy |
| CI INVESTMENTS INC. | 0 | 8,546 | +8,546 | 0.00 | 0.00 | +0.00 | buy |
| Quantbot Technologies LP | 0 | 5,366 | +5,366 | 0.00 | 0.00 | +0.00 | buy |
| Harvest Portfolios Group Inc. | 11,636 | 16,732 | +5,096 | 0.00 | 0.01 | +0.01 | buy |
| WELLS FARGO & COMPANY/MN | 0 | 4,270 | +4,270 | 0.00 | 0.00 | +0.00 | buy |
| Quarry LP | 0 | 1,929 | +1,929 | 0.00 | 0.01 | +0.01 | buy |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 8,400 | 9,600 | +1,200 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 1,002 | +1,002 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 28,442 | 29,358 | +916 | 0.00 | 0.00 | +0.00 | buy |
| Avior Wealth Management, LLC | 200 | 450 | +250 | 0.00 | 0.00 | +0.00 | buy |
| Brooklyn Investment Group | 0 | 161 | +161 | 0.00 | 0.00 | +0.00 | buy |
| NBC SECURITIES, INC. | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 32,721 | 32,721 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Sculptor Capital LP | 104,500 | 104,500 | 0 | 0.02 | 0.04 | +0.02 | hold |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 34,673 | 34,673 | 0 | 0.00 | 0.00 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 0 | 0 | 0 | 0.00 | 0.66 | +0.66 | hold |
| HSG Holding Ltd | 293,732 | 293,732 | 0 | 0.09 | 0.26 | +0.17 | hold |
| Swiss National Bank | 71,100 | 71,100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SC US (TTGP), LTD. | 138,168 | 138,168 | 0 | 0.01 | 0.02 | +0.02 | hold |
| IDG China Venture Capital Fund IV Associates L.P. | 91,308 | 91,308 | 0 | 0.17 | 0.46 | +0.29 | hold |
| Stonehage Fleming Financial Services Holdings Ltd | 2,836 | 2,836 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Covestor Ltd | 773 | 773 | 0 | 0.00 | 0.01 | +0.01 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| COMERICA BANK | 3,000 | 3,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Creekmur Asset Management LLC | 3 | 0 | -3 | 0.00 | 0.00 | -0.00 | sell |
| Farther Finance Advisors, LLC | 22 | 4 | -18 | 0.00 | 0.00 | -0.00 | sell |
| Larson Financial Group LLC | 80 | 0 | -80 | 0.00 | 0.00 | -0.00 | sell |
| Elequin Capital, LP | 1,049 | 662 | -387 | 0.00 | 0.00 | +0.00 | sell |
| Gen-Wealth Partners Inc | 1,653 | 0 | -1,653 | 0.01 | 0.00 | -0.01 | sell |
| Daiwa Securities Group Inc. | 3,500 | 500 | -3,000 | 0.00 | 0.00 | -0.00 | sell |
| LAZARD ASSET MANAGEMENT LLC | 11,883 | 7,667 | -4,216 | 0.00 | 0.00 | +0.00 | sell |
| SCOTIA CAPITAL INC. | 14,000 | 9,500 | -4,500 | 0.00 | 0.00 | +0.00 | sell |
| Shaolin Capital Management LLC | 5,000 | 0 | -5,000 | 0.00 | 0.00 | -0.00 | sell |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 21,626 | 10,982 | -10,644 | 0.00 | 0.00 | +0.00 | sell |
| Phoenix Financial Ltd. | 27,636 | 16,406 | -11,230 | 0.00 | 0.00 | +0.00 | sell |
| Centiva Capital, LP | 11,589 | 0 | -11,589 | 0.00 | 0.00 | -0.00 | sell |
| FNY Investment Advisers, LLC | 13,500 | 0 | -13,500 | 0.05 | 0.00 | -0.05 | sell |