| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ROYAL BANK OF CANADA | 0 | 88,748 | +88,748 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 0 | 21,500 | +21,500 | 0.00 | 0.00 | +0.00 | buy |
| Banque Transatlantique SA | 0 | 20,000 | +20,000 | 0.00 | 0.00 | +0.00 | buy |
| Kestra Advisory Services, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 0 | 2,029 | +2,029 | 0.00 | 0.00 | +0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| JNBA Financial Advisors | 5,000 | 5,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Cetera Investment Advisers | 20,000 | 20,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| JPMORGAN CHASE & CO | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Aspect Partners, LLC | 1,666 | 1,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TD Waterhouse Canada Inc. | 28,430 | 28,430 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CALDWELL SUTTER CAPITAL, INC. | 200 | 200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Virtu Financial LLC | 11,850 | 11,363 | -487 | 0.00 | 0.00 | +0.00 | sell |
| BANK OF MONTREAL /CAN/ | 63,866 | 62,666 | -1,200 | 0.00 | 0.00 | +0.00 | sell |
| Federation des caisses Desjardins du Quebec | 150,175 | 147,175 | -3,000 | 0.00 | 0.00 | +0.00 | sell |
| CIBC WORLD MARKET INC. | 127,954 | 124,254 | -3,700 | 0.00 | 0.00 | +0.00 | sell |
| Warberg Asset Management LLC | 12,000 | 0 | -12,000 | 0.00 | 0.00 | -0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 25,917 | 5,960 | -19,957 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 33,128 | 0 | -33,128 | 0.01 | 0.00 | -0.01 | sell |
| SCOTIA CAPITAL INC. | 958,771 | 901,237 | -57,534 | 0.00 | 0.01 | +0.00 | sell |
| Anson Funds Management LP | 154,933 | 0 | -154,933 | 0.02 | 0.00 | -0.02 | sell |