| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| HEIGHTS CAPITAL MANAGEMENT, INC | 790,000 | 790,000 | 0 | 3.00 | 2.23 | -0.77 | hold |
| AQR Arbitrage LLC | 792,000 | 778,262 | -13,738 | 0.01 | 0.01 | -0.00 | sell |
| AQR Arbitrage LLC | 784,000 | 758,152 | -25,848 | 0.17 | 0.13 | -0.04 | sell |
| JPMORGAN CHASE & CO | 0 | 700,346 | +700,346 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 559,889 | 700,346 | +140,457 | 0.26 | 0.45 | +0.19 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 642,969 | 642,969 | 0 | 0.31 | 0.32 | +0.02 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 642,969 | 642,969 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Shaolin Capital Management LLC | 500,000 | 399,700 | -100,300 | 0.01 | 0.01 | -0.00 | sell |
| MANGROVE PARTNERS IM, LLC | 392,000 | 392,000 | 0 | 0.32 | 0.32 | -0.00 | hold |
| Cable Car Capital, LP | 392,000 | 392,000 | 0 | 0.24 | 1.37 | +1.12 | hold |
| Cable Car Capital, LP | 392,000 | 392,000 | 0 | 0.01 | 0.06 | +0.04 | hold |
| TORONTO DOMINION BANK | 190,113 | 378,362 | +188,249 | 0.00 | 0.01 | +0.00 | buy |
| CSS LLC/IL | 352,136 | 352,136 | 0 | 0.20 | 0.20 | -0.00 | hold |
| Westchester Capital Management, LLC | 349,172 | 349,172 | 0 | 0.16 | 0.17 | +0.01 | hold |
| BERKLEY W R CORP | 316,028 | 316,028 | 0 | 0.18 | 0.17 | -0.01 | hold |
| GLAZER CAPITAL, LLC | 125,145 | 276,108 | +150,963 | 0.03 | 0.06 | +0.03 | buy |
| D. E. Shaw & Co., Inc. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Quarry LP | 177,635 | 177,635 | 0 | 0.29 | 0.36 | +0.07 | hold |
| PERISCOPE CAPITAL INC. | 231,000 | 175,000 | -56,000 | 0.45 | 0.31 | -0.14 | sell |
| BLUEFIN CAPITAL MANAGEMENT, LLC | 162,039 | 146,010 | -16,029 | 0.03 | 0.06 | +0.03 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 130,600 | 128,895 | -1,705 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 141,866 | 125,000 | -16,866 | 0.02 | 0.01 | -0.01 | sell |
| ARISTEIA CAPITAL, L.L.C. | 120,000 | 120,000 | 0 | 0.03 | 0.03 | -0.01 | hold |
| DLD Asset Management, LP | 110,725 | 110,725 | 0 | 0.12 | 0.11 | -0.00 | hold |
| Walleye Capital LLC | 219,289 | 104,289 | -115,000 | 0.00 | 0.00 | -0.00 | sell |
| SkyView Investment Advisors, LLC | 79,874 | 79,874 | 0 | 0.10 | 0.11 | +0.01 | hold |
| Crossingbridge Advisors, LLC | 60,904 | 60,904 | 0 | 0.17 | 0.11 | -0.06 | hold |
| Virtu Financial LLC | 21,284 | 52,967 | +31,683 | 0.01 | 0.02 | +0.01 | buy |
| SkyView Investment Advisors, LLC | 47,422 | 47,422 | 0 | 0.06 | 0.06 | +0.00 | hold |
| Schonfeld Strategic Advisors LLC | 254,099 | 43,226 | -210,873 | 0.01 | 0.00 | -0.01 | sell |
| FLOW TRADERS U.S. LLC | 34,277 | 36,374 | +2,097 | 0.01 | 0.01 | +0.00 | buy |
| RiverPark Advisors, LLC | 34,654 | 34,654 | 0 | 0.10 | 0.13 | +0.03 | hold |
| FLOW TRADERS U.S. LLC | 30,814 | 28,720 | -2,094 | 0.01 | 0.01 | -0.00 | sell |
| TORONTO DOMINION BANK | 0 | 24,267 | +24,267 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 21,808 | +21,808 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 53,508 | 13,454 | -40,054 | 0.01 | 0.00 | -0.01 | sell |
| Soltis Investment Advisors LLC | 11,000 | 11,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FLOW TRADERS U.S. LLC | 12,172 | 10,101 | -2,071 | 0.00 | 0.00 | -0.00 | sell |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 0 | 180 | +180 | 0.00 | 0.00 | +0.00 | buy |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 0 | 180 | +180 | 0.00 | 0.00 | +0.00 | buy |
| Global Wealth Strategies & Associates | 31 | 31 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Fortitude Family Office, LLC | 18 | 18 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 290,000 | 0 | -290,000 | 0.00 | 0.00 | -0.00 | sell |
| Warberg Asset Management LLC | 15,000 | 0 | -15,000 | 0.05 | 0.00 | -0.05 | sell |
| Centiva Capital, LP | 90,113 | 0 | -90,113 | 0.05 | 0.00 | -0.05 | sell |
| Wealthspring Capital LLC | 148,000 | 0 | -148,000 | 0.02 | 0.00 | -0.02 | sell |
| Harraden Circle Investments, LLC | 462,600 | 0 | -462,600 | 0.05 | 0.00 | -0.05 | sell |