| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Cable Car Capital, LP | 392,000 | 840,742 | +448,742 | 0.06 | 0.02 | -0.04 | buy |
| BLUEFIN CAPITAL MANAGEMENT, LLC | 146,010 | 195,162 | +49,152 | 0.06 | 0.05 | -0.01 | buy |
| FLOW TRADERS U.S. LLC | 28,720 | 68,671 | +39,951 | 0.01 | 0.03 | +0.02 | buy |
| FLOW TRADERS U.S. LLC | 10,101 | 41,456 | +31,355 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 0 | 12,212 | +12,212 | 0.00 | 0.00 | +0.00 | buy |
| Ground Swell Capital, LLC | 0 | 11,608 | +11,608 | 0.00 | 0.01 | +0.01 | buy |
| AQR Arbitrage LLC | 778,262 | 782,445 | +4,183 | 0.01 | 0.01 | +0.00 | buy |
| GHP Investment Advisors, Inc. | 0 | 500 | +500 | 0.00 | 0.00 | +0.00 | buy |
| Fortitude Family Office, LLC | 18 | 30 | +12 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 180 | 180 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 180 | 180 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 642,969 | 642,969 | 0 | 0.32 | 0.32 | -0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 642,969 | 642,969 | 0 | 0.01 | 0.03 | +0.01 | hold |
| MANGROVE PARTNERS IM, LLC | 392,000 | 392,000 | 0 | 0.32 | 0.27 | -0.05 | hold |
| Global Wealth Strategies & Associates | 31 | 0 | -31 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 21,808 | 17,000 | -4,808 | 0.00 | 0.00 | -0.00 | sell |
| Soltis Investment Advisors LLC | 11,000 | 0 | -11,000 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 13,454 | 0 | -13,454 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 24,267 | 0 | -24,267 | 0.00 | 0.00 | -0.00 | sell |
| RiverPark Advisors, LLC | 34,654 | 0 | -34,654 | 0.13 | 0.00 | -0.13 | sell |
| FLOW TRADERS U.S. LLC | 36,374 | 0 | -36,374 | 0.01 | 0.00 | -0.01 | sell |
| Schonfeld Strategic Advisors LLC | 43,226 | 0 | -43,226 | 0.00 | 0.00 | -0.00 | sell |
| Walleye Capital LLC | 104,289 | 60,000 | -44,289 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 52,967 | 0 | -52,967 | 0.02 | 0.00 | -0.02 | sell |
| Crossingbridge Advisors, LLC | 60,904 | 0 | -60,904 | 0.11 | 0.00 | -0.11 | sell |
| DLD Asset Management, LP | 110,725 | 0 | -110,725 | 0.11 | 0.00 | -0.11 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 128,895 | 17,511 | -111,384 | 0.00 | 0.00 | -0.00 | sell |
| ARISTEIA CAPITAL, L.L.C. | 120,000 | 0 | -120,000 | 0.03 | 0.00 | -0.03 | sell |
| PERISCOPE CAPITAL INC. | 125,000 | 0 | -125,000 | 0.01 | 0.00 | -0.01 | sell |
| Shaolin Capital Management LLC | 399,700 | 243,377 | -156,323 | 0.01 | 0.01 | +0.01 | sell |
| PERISCOPE CAPITAL INC. | 175,000 | 0 | -175,000 | 0.31 | 0.00 | -0.31 | sell |
| Quarry LP | 177,635 | 0 | -177,635 | 0.36 | 0.00 | -0.36 | sell |
| Westchester Capital Management, LLC | 349,172 | 155,928 | -193,244 | 0.17 | 0.08 | -0.09 | sell |
| Cable Car Capital, LP | 392,000 | 142,000 | -250,000 | 1.37 | 0.03 | -1.34 | sell |
| BERKLEY W R CORP | 316,028 | 61,244 | -254,784 | 0.17 | 0.03 | -0.14 | sell |
| GLAZER CAPITAL, LLC | 276,108 | 10,488 | -265,620 | 0.06 | 0.00 | -0.06 | sell |
| CSS LLC/IL | 352,136 | 0 | -352,136 | 0.20 | 0.00 | -0.20 | sell |
| TORONTO DOMINION BANK | 378,362 | 0 | -378,362 | 0.01 | 0.00 | -0.01 | sell |
| JPMORGAN CHASE & CO | 700,346 | 0 | -700,346 | 0.00 | 0.00 | -0.00 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 700,346 | 0 | -700,346 | 0.45 | 0.00 | -0.45 | sell |
| AQR Arbitrage LLC | 758,152 | 0 | -758,152 | 0.13 | 0.00 | -0.13 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 790,000 | 0 | -790,000 | 2.23 | 0.00 | -2.23 | sell |