| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 500,000 | +500,000 | 0.00 | 0.28 | +0.28 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 500,000 | +500,000 | 0.00 | 0.01 | +0.01 | buy |
| CSS LLC/IL | 0 | 352,136 | +352,136 | 0.00 | 0.21 | +0.21 | buy |
| BERKLEY W R CORP | 0 | 316,028 | +316,028 | 0.00 | 0.20 | +0.20 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 96,705 | 254,607 | +157,902 | 0.05 | 0.13 | +0.08 | buy |
| Quarry LP | 77,635 | 177,635 | +100,000 | 0.18 | 0.43 | +0.26 | buy |
| GLAZER CAPITAL, LLC | 0 | 80,489 | +80,489 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 250,000 | 283,100 | +33,100 | 0.93 | 0.69 | -0.25 | buy |
| FLOW TRADERS U.S. LLC | 30,759 | 62,345 | +31,586 | 0.01 | 0.03 | +0.02 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 27,996 | 59,474 | +31,478 | 0.00 | 0.01 | +0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 25,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| Rangeley Capital, LLC | 0 | 13,531 | +13,531 | 0.00 | 0.13 | +0.13 | buy |
| GLAZER CAPITAL, LLC | 124,921 | 125,395 | +474 | 0.04 | 0.04 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 120,000 | 120,000 | 0 | 0.03 | 0.04 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 790,000 | 790,000 | 0 | 2.44 | 2.51 | +0.07 | hold |
| AQR Arbitrage LLC | 792,000 | 792,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 290,000 | 290,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 67,819 | 67,819 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 67,819 | 67,819 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 392,000 | 392,000 | 0 | 0.42 | 0.29 | -0.13 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 130,600 | 130,600 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Warberg Asset Management LLC | 15,000 | 15,000 | 0 | 0.04 | 0.04 | +0.01 | hold |
| Warberg Asset Management LLC | 15,200 | 15,200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Governors Lane LP | 16,145 | 16,145 | 0 | 0.02 | 0.02 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 156,000 | 156,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Cable Car Capital, LP | 392,000 | 392,000 | 0 | 1.68 | 1.68 | +0.00 | hold |
| Cable Car Capital, LP | 392,000 | 392,000 | 0 | 0.05 | 0.07 | +0.02 | hold |
| Walleye Capital LLC | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Crossingbridge Advisors, LLC | 24,480 | 24,480 | 0 | 0.21 | 0.13 | -0.09 | hold |
| Soltis Investment Advisors LLC | 11,000 | 11,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Wealthspring Capital LLC | 148,000 | 148,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| SkyView Investment Advisors, LLC | 79,874 | 79,874 | 0 | 0.11 | 0.10 | -0.01 | hold |
| SkyView Investment Advisors, LLC | 47,422 | 47,422 | 0 | 0.07 | 0.06 | -0.01 | hold |
| ATW SPAC MANAGEMENT LLC | 130,600 | 130,600 | 0 | 0.06 | 0.07 | +0.01 | hold |
| Quarry LP | 51,000 | 51,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Shaolin Capital Management LLC | 600,000 | 599,468 | -532 | 0.01 | 0.01 | +0.00 | sell |
| BLUEFIN CAPITAL MANAGEMENT, LLC | 210,000 | 209,356 | -644 | 0.03 | 0.04 | +0.01 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 2,403 | 0 | -2,403 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 789,000 | 784,000 | -5,000 | 0.18 | 0.20 | +0.02 | sell |
| FLOW TRADERS U.S. LLC | 11,652 | 0 | -11,652 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 14,848 | 0 | -14,848 | 0.00 | 0.00 | -0.00 | sell |
| ATW SPAC MANAGEMENT LLC | 14,848 | 0 | -14,848 | 0.22 | 0.00 | -0.22 | sell |
| Westchester Capital Management, LLC | 436,206 | 418,265 | -17,941 | 0.25 | 0.22 | -0.04 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 42,219 | 0 | -42,219 | 0.02 | 0.00 | -0.02 | sell |
| MIZUHO SECURITIES USA LLC | 49,700 | 0 | -49,700 | 0.00 | 0.00 | -0.00 | sell |
| DLD Asset Management, LP | 150,000 | 100,000 | -50,000 | 0.18 | 0.13 | -0.05 | sell |
| MIZUHO SECURITIES USA LLC | 61,686 | 0 | -61,686 | 0.01 | 0.00 | -0.01 | sell |
| Virtu Financial LLC | 123,798 | 52,632 | -71,166 | 0.06 | 0.03 | -0.03 | sell |
| TORONTO DOMINION BANK | 241,202 | 164,238 | -76,964 | 0.01 | 0.00 | -0.00 | sell |
| BLUEFIN CAPITAL MANAGEMENT, LLC | 118,195 | 0 | -118,195 | 0.90 | 0.00 | -0.90 | sell |
| METEORA CAPITAL, LLC | 122,500 | 0 | -122,500 | 0.01 | 0.00 | -0.01 | sell |
| Schonfeld Strategic Advisors LLC | 124,530 | 0 | -124,530 | 0.00 | 0.00 | -0.00 | sell |
| Centiva Capital, LP | 250,000 | 90,113 | -159,887 | 0.16 | 0.08 | -0.08 | sell |
| Schonfeld Strategic Advisors LLC | 378,721 | 212,416 | -166,305 | 0.03 | 0.01 | -0.01 | sell |
| Wealthspring Capital LLC | 206,928 | 0 | -206,928 | 0.54 | 0.00 | -0.54 | sell |
| Centiva Capital, LP | 250,000 | 0 | -250,000 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 716,784 | 440,191 | -276,593 | 0.04 | 0.06 | +0.01 | sell |
| Harraden Circle Investments, LLC | 1,314,709 | 1,035,520 | -279,189 | 0.09 | 0.08 | -0.01 | sell |
| TORONTO DOMINION BANK | 449,545 | 117,326 | -332,219 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 642,969 | 142,969 | -500,000 | 0.36 | 0.08 | -0.28 | sell |