| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 254,607 | 559,889 | +305,282 | 0.13 | 0.26 | +0.13 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 500,000 | 642,969 | +142,969 | 0.28 | 0.31 | +0.02 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 500,000 | 642,969 | +142,969 | 0.01 | 0.02 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 212,416 | 254,099 | +41,683 | 0.01 | 0.01 | -0.00 | buy |
| Crossingbridge Advisors, LLC | 24,480 | 60,904 | +36,424 | 0.13 | 0.17 | +0.05 | buy |
| RiverPark Advisors, LLC | 0 | 34,654 | +34,654 | 0.00 | 0.10 | +0.10 | buy |
| FLOW TRADERS U.S. LLC | 0 | 30,814 | +30,814 | 0.00 | 0.01 | +0.01 | buy |
| TORONTO DOMINION BANK | 164,238 | 190,113 | +25,875 | 0.00 | 0.00 | +0.00 | buy |
| FLOW TRADERS U.S. LLC | 0 | 12,172 | +12,172 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 100,000 | 110,725 | +10,725 | 0.13 | 0.12 | -0.01 | buy |
| Global Wealth Strategies & Associates | 0 | 31 | +31 | 0.00 | 0.00 | +0.00 | buy |
| Fortitude Family Office, LLC | 0 | 18 | +18 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 120,000 | 120,000 | 0 | 0.04 | 0.03 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 790,000 | 790,000 | 0 | 2.51 | 3.00 | +0.49 | hold |
| CSS LLC/IL | 352,136 | 352,136 | 0 | 0.21 | 0.20 | -0.01 | hold |
| BERKLEY W R CORP | 316,028 | 316,028 | 0 | 0.20 | 0.18 | -0.03 | hold |
| AQR Arbitrage LLC | 784,000 | 784,000 | 0 | 0.20 | 0.17 | -0.03 | hold |
| AQR Arbitrage LLC | 792,000 | 792,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 290,000 | 290,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 392,000 | 392,000 | 0 | 0.29 | 0.32 | +0.03 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 130,600 | 130,600 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Warberg Asset Management LLC | 15,000 | 15,000 | 0 | 0.04 | 0.05 | +0.00 | hold |
| Centiva Capital, LP | 90,113 | 90,113 | 0 | 0.08 | 0.05 | -0.03 | hold |
| Cable Car Capital, LP | 392,000 | 392,000 | 0 | 1.68 | 0.24 | -1.43 | hold |
| Cable Car Capital, LP | 392,000 | 392,000 | 0 | 0.07 | 0.01 | -0.06 | hold |
| Soltis Investment Advisors LLC | 11,000 | 11,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Wealthspring Capital LLC | 148,000 | 148,000 | 0 | 0.01 | 0.02 | +0.00 | hold |
| SkyView Investment Advisors, LLC | 79,874 | 79,874 | 0 | 0.10 | 0.10 | +0.00 | hold |
| SkyView Investment Advisors, LLC | 47,422 | 47,422 | 0 | 0.06 | 0.06 | +0.00 | hold |
| Quarry LP | 177,635 | 177,635 | 0 | 0.43 | 0.29 | -0.14 | hold |
| GLAZER CAPITAL, LLC | 125,395 | 125,145 | -250 | 0.04 | 0.03 | -0.01 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 59,474 | 53,508 | -5,966 | 0.01 | 0.01 | -0.00 | sell |
| Rangeley Capital, LLC | 13,531 | 0 | -13,531 | 0.13 | 0.00 | -0.13 | sell |
| PERISCOPE CAPITAL INC. | 156,000 | 141,866 | -14,134 | 0.02 | 0.02 | -0.00 | sell |
| Warberg Asset Management LLC | 15,200 | 0 | -15,200 | 0.00 | 0.00 | -0.00 | sell |
| Governors Lane LP | 16,145 | 0 | -16,145 | 0.02 | 0.00 | -0.02 | sell |
| FNY Investment Advisers, LLC | 25,000 | 0 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| FLOW TRADERS U.S. LLC | 62,345 | 34,277 | -28,068 | 0.03 | 0.01 | -0.01 | sell |
| Walleye Capital LLC | 250,000 | 219,289 | -30,711 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 52,632 | 21,284 | -31,348 | 0.03 | 0.01 | -0.02 | sell |
| BLUEFIN CAPITAL MANAGEMENT, LLC | 209,356 | 162,039 | -47,317 | 0.04 | 0.03 | -0.01 | sell |
| Quarry LP | 51,000 | 0 | -51,000 | 0.01 | 0.00 | -0.01 | sell |
| PERISCOPE CAPITAL INC. | 283,100 | 231,000 | -52,100 | 0.69 | 0.45 | -0.24 | sell |
| Polar Asset Management Partners Inc. | 67,819 | 0 | -67,819 | 0.01 | 0.00 | -0.01 | sell |
| Polar Asset Management Partners Inc. | 67,819 | 0 | -67,819 | 0.00 | 0.00 | -0.00 | sell |
| Westchester Capital Management, LLC | 418,265 | 349,172 | -69,093 | 0.22 | 0.16 | -0.05 | sell |
| GLAZER CAPITAL, LLC | 80,489 | 0 | -80,489 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 599,468 | 500,000 | -99,468 | 0.01 | 0.01 | -0.00 | sell |
| TORONTO DOMINION BANK | 117,326 | 0 | -117,326 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 142,969 | 0 | -142,969 | 0.08 | 0.00 | -0.08 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 440,191 | 0 | -440,191 | 0.06 | 0.00 | -0.06 | sell |
| Harraden Circle Investments, LLC | 1,035,520 | 462,600 | -572,920 | 0.08 | 0.05 | -0.04 | sell |