| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 756,539 | +756,539 | 0.00 | 0.01 | +0.01 | buy |
| LPL Financial LLC | 0 | 11,130 | +11,130 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 16,129 | 16,129 | 0 | 0.00 | 0.00 | +0.00 | hold |
| IFP Advisors, Inc | 1,666 | 1,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Cable Car Capital, LP | 122,637 | 122,637 | 0 | 0.06 | 0.09 | +0.03 | hold |
| Nvest Financial, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Frazier Financial Advisors, LLC | 19 | 19 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Federation des caisses Desjardins du Quebec | 611 | 611 | 0 | 0.00 | 0.00 | +0.00 | hold |
| COMMONWEALTH EQUITY SERVICES, LLC | 10,080 | 10,080 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| VALLEY NATIONAL ADVISERS INC | 3,794 | 3,794 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 55 | 55 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Jefferies Financial Group Inc. | 45,000 | 45,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TORONTO DOMINION BANK | 301 | 0 | -301 | 0.00 | 0.00 | -0.00 | sell |
| TD Waterhouse Canada Inc. | 388 | 0 | -388 | 0.00 | 0.00 | -0.00 | sell |
| SCOTIA CAPITAL INC. | 44,587 | 43,567 | -1,020 | 0.00 | 0.00 | +0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 1,381 | 299 | -1,082 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 15,766 | 0 | -15,766 | 0.00 | 0.00 | -0.00 | sell |
| CANTOR FITZGERALD, L. P. | 20,000 | 0 | -20,000 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 20,078 | 0 | -20,078 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 58,918 | 32,938 | -25,980 | 0.00 | 0.00 | -0.00 | sell |
| MMCAP International Inc. SPC | 291,000 | 242,000 | -49,000 | 0.02 | 0.01 | -0.01 | sell |
| Rathbones Group PLC | 50,687 | 0 | -50,687 | 0.00 | 0.00 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 2,143,875 | 1,907,966 | -235,909 | 0.04 | 0.03 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 237,110 | 0 | -237,110 | 0.00 | 0.00 | -0.00 | sell |
| U S GLOBAL INVESTORS INC | 300,000 | 0 | -300,000 | 0.01 | 0.00 | -0.01 | sell |
| NewGen Asset Management Ltd | 1,435,696 | 0 | -1,435,696 | 0.31 | 0.00 | -0.31 | sell |