| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| WOLVERINE ASSET MANAGEMENT LLC | 15,810 | 446,089 | +430,279 | 0.00 | 0.06 | +0.06 | buy |
| ARISTEIA CAPITAL, L.L.C. | 0 | 400,000 | +400,000 | 0.00 | 0.06 | +0.06 | buy |
| ARISTEIA CAPITAL, L.L.C. | 0 | 400,000 | +400,000 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 325,000 | +325,000 | 0.00 | 0.15 | +0.15 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 325,000 | +325,000 | 0.00 | 0.00 | +0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 300,000 | +300,000 | 0.00 | 0.69 | +0.69 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 294,299 | +294,299 | 0.00 | 0.02 | +0.02 | buy |
| MIZUHO SECURITIES USA LLC | 266,848 | 549,725 | +282,877 | 0.06 | 0.09 | +0.03 | buy |
| AQR Arbitrage LLC | 0 | 237,020 | +237,020 | 0.00 | 0.03 | +0.03 | buy |
| AQR Arbitrage LLC | 0 | 237,020 | +237,020 | 0.00 | 0.00 | +0.00 | buy |
| Hudson Bay Capital Management LP | 0 | 200,000 | +200,000 | 0.00 | 0.01 | +0.01 | buy |
| Cable Car Capital, LP | 0 | 175,000 | +175,000 | 0.00 | 0.04 | +0.04 | buy |
| Cable Car Capital, LP | 0 | 175,000 | +175,000 | 0.00 | 0.00 | +0.00 | buy |
| Crossingbridge Advisors, LLC | 0 | 175,000 | +175,000 | 0.00 | 0.31 | +0.31 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 112,980 | +112,980 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 112,980 | +112,980 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 0 | 100,000 | +100,000 | 0.00 | 0.08 | +0.08 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 90,625 | +90,625 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 0 | 50,000 | +50,000 | 0.00 | 0.08 | +0.08 | buy |
| PERISCOPE CAPITAL INC. | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 48,899 | +48,899 | 0.00 | 0.00 | +0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 0 | 15,250 | +15,250 | 0.00 | 0.07 | +0.07 | buy |
| Shaolin Capital Management LLC | 280,000 | 282,998 | +2,998 | 0.12 | 0.16 | +0.04 | buy |
| Shaolin Capital Management LLC | 330,000 | 331,763 | +1,763 | 0.00 | 0.00 | +0.00 | buy |
| BERKLEY W R CORP | 99,480 | 99,480 | 0 | 0.05 | 0.05 | -0.00 | hold |
| BERKLEY W R CORP | 99,480 | 99,480 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 280,000 | 280,000 | 0 | 0.04 | 0.05 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 280,000 | 280,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 87,500 | 87,500 | 0 | 0.02 | 0.02 | -0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Harraden Circle Investments, LLC | 175,000 | 175,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Decagon Asset Management LLP | 350,000 | 350,000 | 0 | 0.01 | 0.02 | +0.01 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 530,990 | 530,283 | -707 | 0.33 | 0.18 | -0.15 | sell |
| TORONTO DOMINION BANK | 85,004 | 75,000 | -10,004 | 0.00 | 0.00 | -0.00 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 15,250 | 0 | -15,250 | 0.07 | 0.00 | -0.07 | sell |
| Virtu Financial LLC | 17,510 | 0 | -17,510 | 0.01 | 0.00 | -0.01 | sell |
| PERISCOPE CAPITAL INC. | 50,000 | 0 | -50,000 | 0.09 | 0.00 | -0.09 | sell |
| TWO SIGMA INVESTMENTS, LP | 90,625 | 0 | -90,625 | 0.00 | 0.00 | -0.00 | sell |
| Radcliffe Capital Management, L.P. | 100,000 | 0 | -100,000 | 0.08 | 0.00 | -0.08 | sell |
| Hudson Bay Capital Management LP | 200,000 | 100,000 | -100,000 | 0.00 | 0.00 | -0.00 | sell |
| Cable Car Capital, LP | 175,000 | 0 | -175,000 | 0.61 | 0.00 | -0.61 | sell |
| Crossingbridge Advisors, LLC | 175,000 | 0 | -175,000 | 0.32 | 0.00 | -0.32 | sell |
| AQR Arbitrage LLC | 237,020 | 0 | -237,020 | 0.04 | 0.00 | -0.04 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 300,000 | 0 | -300,000 | 0.84 | 0.00 | -0.84 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 325,000 | 0 | -325,000 | 0.16 | 0.00 | -0.16 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 349,019 | 0 | -349,019 | 0.05 | 0.00 | -0.05 | sell |
| Decagon Asset Management LLP | 350,000 | 0 | -350,000 | 0.90 | 0.00 | -0.90 | sell |
| ARISTEIA CAPITAL, L.L.C. | 400,000 | 0 | -400,000 | 0.09 | 0.00 | -0.09 | sell |
| JPMORGAN CHASE & CO | 530,990 | 0 | -530,990 | 0.00 | 0.00 | -0.00 | sell |