| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 833,334 | +833,334 | 0.00 | 10.31 | +10.31 | buy |
| Hudson Bay Capital Management LP | 0 | 833,334 | +833,334 | 0.00 | 0.12 | +0.12 | buy |
| Anson Funds Management LP | 0 | 833,334 | +833,334 | 0.00 | 2.56 | +2.56 | buy |
| VANGUARD GROUP INC | 23,332 | 685,619 | +662,287 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 17,524 | 510,664 | +493,140 | 0.00 | 0.00 | +0.00 | buy |
| VAN ECK ASSOCIATES CORP | 0 | 454,353 | +454,353 | 0.00 | 0.01 | +0.01 | buy |
| MORGAN STANLEY | 0 | 266,692 | +266,692 | 0.00 | 0.00 | +0.00 | buy |
| CITIZENS FINANCIAL GROUP INC/RI | 729,000 | 900,000 | +171,000 | 0.21 | 0.44 | +0.23 | buy |
| GOLDMAN SACHS GROUP INC | 10,775 | 165,977 | +155,202 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 151,904 | +151,904 | 0.00 | 0.01 | +0.01 | buy |
| Perigon Wealth Management, LLC | 0 | 109,508 | +109,508 | 0.00 | 0.06 | +0.06 | buy |
| LPL Financial LLC | 0 | 104,278 | +104,278 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 671 | 104,082 | +103,411 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET SECURITIES (USA) INC. | 0 | 96,099 | +96,099 | 0.00 | 0.11 | +0.11 | buy |
| Rockefeller Capital Management L.P. | 0 | 75,356 | +75,356 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 0 | 60,070 | +60,070 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 50,322 | +50,322 | 0.00 | 0.00 | +0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 43,815 | +43,815 | 0.00 | 0.00 | +0.00 | buy |
| FRANKLIN RESOURCES INC | 0 | 41,610 | +41,610 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 222,434 | 257,214 | +34,780 | 0.00 | 0.00 | +0.00 | buy |
| Engineers Gate Manager LP | 0 | 32,450 | +32,450 | 0.00 | 0.01 | +0.01 | buy |
| BLAIR WILLIAM & CO/IL | 0 | 31,860 | +31,860 | 0.00 | 0.00 | +0.00 | buy |
| Central Asset Investments & Management Holdings (HK) Ltd | 0 | 31,100 | +31,100 | 0.00 | 0.47 | +0.47 | buy |
| WELLS FARGO & COMPANY/MN | 6,958 | 37,106 | +30,148 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 16,085 | 41,915 | +25,830 | 0.00 | 0.00 | +0.00 | buy |
| Canal Insurance CO | 0 | 25,000 | +25,000 | 0.00 | 0.16 | +0.16 | buy |
| Powell Investment Advisors, LLC | 0 | 24,183 | +24,183 | 0.00 | 0.28 | +0.28 | buy |
| IMC-Chicago, LLC | 0 | 23,264 | +23,264 | 0.00 | 0.02 | +0.02 | buy |
| STATE STREET CORP | 49,800 | 72,093 | +22,293 | 0.00 | 0.00 | +0.00 | buy |
| Advisory Services Network, LLC | 0 | 20,245 | +20,245 | 0.00 | 0.01 | +0.01 | buy |
| Scientech Research LLC | 0 | 17,706 | +17,706 | 0.00 | 0.12 | +0.12 | buy |
| Cetera Investment Advisers | 0 | 17,041 | +17,041 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 7,343 | 23,956 | +16,613 | 0.00 | 0.00 | +0.00 | buy |
| Caption Management, LLC | 0 | 16,205 | +16,205 | 0.00 | 0.02 | +0.02 | buy |
| MGO ONE SEVEN LLC | 0 | 14,700 | +14,700 | 0.00 | 0.01 | +0.01 | buy |
| SIMPLEX TRADING, LLC | 0 | 14,125 | +14,125 | 0.00 | 0.01 | +0.01 | buy |
| SG Americas Securities, LLC | 0 | 13,839 | +13,839 | 0.00 | 0.00 | +0.00 | buy |
| Gladstone Institutional Advisory LLC | 0 | 12,900 | +12,900 | 0.00 | 0.01 | +0.01 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 38,957 | 51,017 | +12,060 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE TRADING, LLC | 0 | 11,394 | +11,394 | 0.00 | 0.01 | +0.01 | buy |
| Kestra Advisory Services, LLC | 0 | 11,267 | +11,267 | 0.00 | 0.00 | +0.00 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 0 | 10,884 | +10,884 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 0 | 10,867 | +10,867 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 0 | 9,853 | +9,853 | 0.00 | 0.00 | +0.00 | buy |
| Pathstone Holdings, LLC | 0 | 9,310 | +9,310 | 0.00 | 0.00 | +0.00 | buy |
| Patriot Financial Group Insurance Agency, LLC | 0 | 9,125 | +9,125 | 0.00 | 0.03 | +0.03 | buy |
| Financial Advocates Investment Management | 0 | 8,814 | +8,814 | 0.00 | 0.01 | +0.01 | buy |
| FULTON BANK, N.A. | 0 | 8,550 | +8,550 | 0.00 | 0.01 | +0.01 | buy |
| JONES FINANCIAL COMPANIES LLLP | 1,250 | 9,683 | +8,433 | 0.00 | 0.00 | +0.00 | buy |
| Newbridge Financial Services Group, Inc. | 0 | 8,032 | +8,032 | 0.00 | 0.05 | +0.05 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 13,966 | 21,294 | +7,328 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 19,785 | 25,682 | +5,897 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 13,626 | 19,077 | +5,451 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 66,224 | 71,068 | +4,844 | 0.00 | 0.00 | +0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 0 | 3,410 | +3,410 | 0.00 | 0.01 | +0.01 | buy |
| RHUMBLINE ADVISERS | 3,770 | 6,212 | +2,442 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 0 | 2,076 | +2,076 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 2,925 | 4,471 | +1,546 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 0 | 1,534 | +1,534 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 5,304 | 6,767 | +1,463 | 0.00 | 0.00 | +0.00 | buy |
| IFP Advisors, Inc | 200 | 1,477 | +1,277 | 0.00 | 0.00 | +0.00 | buy |
| Aster Capital Management (DIFC) Ltd | 0 | 1,213 | +1,213 | 0.00 | 0.01 | +0.01 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 0 | 1,200 | +1,200 | 0.00 | 0.00 | +0.00 | buy |
| Geneos Wealth Management Inc. | 0 | 699 | +699 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 0 | 394 | +394 | 0.00 | 0.00 | +0.00 | buy |
| Russell Investments Group, Ltd. | 0 | 366 | +366 | 0.00 | 0.00 | +0.00 | buy |
| Quarry LP | 0 | 342 | +342 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 774 | 1,045 | +271 | 0.00 | 0.00 | +0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 0 | 210 | +210 | 0.00 | 0.00 | +0.00 | buy |
| Headlands Technologies LLC | 0 | 209 | +209 | 0.00 | 0.00 | +0.00 | buy |
| PRIVATE TRUST CO NA | 0 | 200 | +200 | 0.00 | 0.00 | +0.00 | buy |
| West Oak Capital, LLC | 0 | 200 | +200 | 0.00 | 0.00 | +0.00 | buy |
| NEW WAVE WEALTH ADVISORS LLC | 0 | 200 | +200 | 0.00 | 0.00 | +0.00 | buy |
| OARSMAN CAPITAL, INC. | 0 | 150 | +150 | 0.00 | 0.00 | +0.00 | buy |
| Sterling Capital Management LLC | 12 | 114 | +102 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | 100 | +100 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 0 | 100 | +100 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 2,215 | 2,291 | +76 | 0.00 | 0.00 | +0.00 | buy |
| CIBC Private Wealth Group LLC | 0 | 75 | +75 | 0.00 | 0.00 | +0.00 | buy |
| Corebridge Financial, Inc. | 2,150 | 2,217 | +67 | 0.00 | 0.00 | +0.00 | buy |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 0 | 50 | +50 | 0.00 | 0.00 | +0.00 | buy |
| BOKF, NA | 0 | 50 | +50 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 41 | +41 | 0.00 | 0.00 | +0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 0 | 23 | +23 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 0 | 20 | +20 | 0.00 | 0.00 | +0.00 | buy |
| EverSource Wealth Advisors, LLC | 0 | 15 | +15 | 0.00 | 0.00 | +0.00 | buy |
| SALEM INVESTMENT COUNSELORS INC | 0 | 12 | +12 | 0.00 | 0.00 | +0.00 | buy |
| GHP Investment Advisors, Inc. | 0 | 10 | +10 | 0.00 | 0.00 | +0.00 | buy |
| Continuum Advisory, LLC | 25 | 30 | +5 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 407 | 407 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 309 | 309 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Legacy Advisors, LLC | 50,000 | 50,000 | 0 | 0.08 | 0.12 | +0.04 | hold |
| JTC Employer Solutions Trustee Ltd | 984 | 984 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kennebec Savings Bank | 335 | 335 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Legal & General Group Plc | 411 | 411 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AMALGAMATED BANK | 137 | 137 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PERRITT CAPITAL MANAGEMENT INC | 8,000 | 7,952 | -48 | 0.06 | 0.10 | +0.04 | sell |
| Tower Research Capital LLC (TRC) | 1,539 | 709 | -830 | 0.00 | 0.00 | -0.00 | sell |
| Stone House Investment Management, LLC | 1,518 | 0 | -1,518 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 13,619 | 7,413 | -6,206 | 0.00 | 0.00 | -0.00 | sell |