Stock Transactions — SOUND POINT MERIDIAN CAP INC

Total Bought
75,471
4 transactions
Total Sold
91,596
5 transactions
Net
-16,125
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Virtus Investment Advisers, LLC29,62067,142+37,5220.110.17+0.06buy
Cerity Partners LLC020,270+20,2700.000.00+0.00buy
Everest Management Corp.79,79896,819+17,0210.610.44-0.17buy
GOLDMAN SACHS GROUP INC474,434475,092+6580.000.00-0.00buy
BNP PARIBAS FINANCIAL MARKETS20020000.000.00-0.00hold
KIM, LLC10,790,92810,790,928016.9914.24-2.76hold
BANK OF AMERICA CORP /DE/500,000500,00000.000.00-0.00hold
OPPENHEIMER & CO INC13,70013,70000.000.00-0.00hold
HARBOUR INVESTMENTS, INC.2520-2520.000.00-0.00sell
Thomas J. Herzfeld Advisors, Inc.13,7200-13,7200.060.00-0.06sell
Black Swift Group, LLC22,5000-22,5000.050.00-0.05sell
MARSHALL WACE, LLP26,8970-26,8970.000.00-0.00sell
CITADEL ADVISORS LLC28,2270-28,2270.000.00-0.00sell
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