| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Caption Management, LLC | 0 | 150,000 | +150,000 | 0.00 | 0.00 | +0.00 | buy |
| Ionic Capital Management LLC | 0 | 100,000 | +100,000 | 0.00 | 0.03 | +0.03 | buy |
| SEGALL BRYANT & HAMILL, LLC | 0 | 81,307 | +81,307 | 0.00 | 0.00 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 35,000 | +35,000 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 262,043 | 295,779 | +33,736 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 0 | 23,960 | +23,960 | 0.00 | 0.00 | +0.00 | buy |
| Lumbard & Kellner, LLC | 0 | 17,273 | +17,273 | 0.00 | 0.03 | +0.03 | buy |
| Bank of New York Mellon Corp | 0 | 10,180 | +10,180 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 81,292 | 91,139 | +9,847 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 2,390 | 5,217 | +2,827 | 0.00 | 0.00 | +0.00 | buy |
| Russell Investments Group, Ltd. | 11,775 | 13,589 | +1,814 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 29,689 | 30,839 | +1,150 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 5,314 | 6,447 | +1,133 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 255 | 594 | +339 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 87 | 387 | +300 | 0.00 | 0.00 | +0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 529,961 | 530,169 | +208 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 5,221 | 5,357 | +136 | 0.00 | 0.00 | -0.00 | buy |
| Arax Advisory Partners | 0 | 19 | +19 | 0.00 | 0.00 | +0.00 | buy |
| Root Financial Partners, LLC | 0 | 9 | +9 | 0.00 | 0.00 | +0.00 | buy |
| EverSource Wealth Advisors, LLC | 2 | 7 | +5 | 0.00 | 0.00 | +0.00 | buy |
| MAI Capital Management | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| Sunbelt Securities, Inc. | 1 | 2 | +1 | 0.00 | 0.00 | +0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 1 | 2 | +1 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 172,500 | 172,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Ameritas Investment Partners, Inc. | 577 | 577 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 2,477 | 2,477 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 208,389 | 208,389 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MMCAP International Inc. SPC | 330,000 | 330,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Weiss Asset Management LP | 229,192 | 229,192 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Transamerica Financial Advisors, LLC | 39 | 39 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 180,629 | 180,629 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Cable Car Capital, LP | 196,000 | 196,000 | 0 | 0.00 | 0.02 | +0.02 | hold |
| Nuveen, LLC | 12,368 | 12,368 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Legal & General Group Plc | 514 | 514 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 17,000 | 17,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| IFP Advisors, Inc | 2 | 1 | -1 | 0.00 | 0.00 | -0.00 | sell |
| Allworth Financial LP | 3 | 0 | -3 | 0.00 | 0.00 | -0.00 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 694 | 610 | -84 | 0.00 | 0.00 | -0.00 | sell |
| AMALGAMATED BANK | 354 | 0 | -354 | 0.00 | 0.00 | -0.00 | sell |
| Sterling Capital Management LLC | 831 | 352 | -479 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 3,867 | 3,388 | -479 | 0.00 | 0.00 | -0.00 | sell |
| CWM, LLC | 653 | 0 | -653 | 0.00 | 0.00 | -0.00 | sell |
| Williams & Novak, LLC | 15,180 | 14,237 | -943 | 0.05 | 0.05 | -0.00 | sell |
| AQR CAPITAL MANAGEMENT LLC | 13,518 | 12,574 | -944 | 0.00 | 0.00 | -0.00 | sell |
| Yakira Capital Management, Inc. | 208,303 | 207,025 | -1,278 | 0.01 | 0.02 | +0.00 | sell |
| SBI Securities Co., Ltd. | 47,944 | 45,080 | -2,864 | 0.01 | 0.01 | -0.00 | sell |
| BlackRock, Inc. | 426,567 | 419,640 | -6,927 | 0.00 | 0.00 | -0.00 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 27,341 | 18,201 | -9,140 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 17,779 | 3,173 | -14,606 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 75,000 | 50,000 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 65,406 | 33,990 | -31,416 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 196,751 | 50,800 | -145,951 | 0.00 | 0.00 | -0.00 | sell |
| Decagon Asset Management LLP | 1,181,391 | 944,992 | -236,399 | 0.10 | 0.07 | -0.03 | sell |
| Polar Asset Management Partners Inc. | 685,700 | 435,700 | -250,000 | 0.00 | 0.00 | +0.00 | sell |