| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | 1,648,773 | 2,081,947 | +433,174 | 0.00 | 0.00 | +0.00 | buy |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 0 | 1,125,784 | +1,125,784 | 0.00 | 0.05 | +0.05 | buy |
| MORGAN STANLEY | 0 | 676,712 | +676,712 | 0.00 | 0.00 | +0.00 | buy |
| Nuveen, LLC | 44,232 | 520,478 | +476,246 | 0.00 | 0.00 | +0.00 | buy |
| Calamos Advisors LLC | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 455,006 | 456,797 | +1,791 | 0.00 | 0.00 | +0.00 | buy |
| AQR CAPITAL MANAGEMENT LLC | 443,855 | 449,724 | +5,869 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 145,592 | 441,051 | +295,459 | 0.00 | 0.00 | +0.00 | buy |
| LINDEN ADVISORS LP | 877,989 | 436,053 | -441,936 | 0.00 | 0.01 | +0.00 | sell |
| Caption Management, LLC | 0 | 416,795 | +416,795 | 0.00 | 0.05 | +0.05 | buy |
| Saba Capital Management, L.P. | 617,000 | 317,899 | -299,101 | 0.01 | 0.02 | +0.01 | sell |
| Creative Planning | 0 | 313,800 | +313,800 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 984,497 | 308,912 | -675,585 | 0.00 | 0.00 | -0.00 | sell |
| MMCAP International Inc. SPC | 300,000 | 300,000 | 0 | 0.02 | 0.07 | +0.06 | hold |
| VANGUARD GROUP INC | 207,879 | 291,104 | +83,225 | 0.00 | 0.00 | +0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 331,824 | 290,558 | -41,266 | 0.00 | 0.02 | +0.01 | sell |
| Shay Capital LLC | 275,000 | 267,000 | -8,000 | 0.22 | 0.30 | +0.08 | sell |
| MILLENNIUM MANAGEMENT LLC | 0 | 236,388 | +236,388 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 101,742 | 219,076 | +117,334 | 0.00 | 0.00 | +0.00 | buy |
| CANTOR FITZGERALD, L. P. | 248,796 | 190,405 | -58,391 | 0.02 | 0.02 | +0.00 | sell |
| NORTHERN TRUST CORP | 173,878 | 187,251 | +13,373 | 0.00 | 0.00 | +0.00 | buy |
| Focus Partners Wealth | 0 | 182,843 | +182,843 | 0.00 | 0.00 | +0.00 | buy |
| LMR Partners LLP | 148,445 | 162,195 | +13,750 | 0.00 | 0.00 | +0.00 | buy |
| GROUP ONE TRADING LLC | 0 | 162,011 | +162,011 | 0.00 | 0.03 | +0.03 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 170,379 | 153,696 | -16,683 | 0.00 | 0.00 | +0.00 | sell |
| METEORA CAPITAL, LLC | 146,956 | 149,465 | +2,509 | 0.01 | 0.03 | +0.02 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 0 | 137,174 | +137,174 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 0 | 120,348 | +120,348 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 0 | 118,354 | +118,354 | 0.00 | 0.02 | +0.02 | buy |
| JANE STREET GROUP, LLC | 0 | 112,258 | +112,258 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 33,751 | 104,331 | +70,580 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 295,976 | 101,629 | -194,347 | 0.45 | 0.20 | -0.25 | sell |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 0 | 90,639 | +90,639 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 85,979 | +85,979 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 85,380 | +85,380 | 0.00 | 0.03 | +0.03 | buy |
| Canton Hathaway, LLC | 86,000 | 82,000 | -4,000 | 0.06 | 0.10 | +0.04 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 80,841 | 80,900 | +59 | 0.00 | 0.00 | +0.00 | buy |
| Savant Capital, LLC | 80,067 | 80,579 | +512 | 0.00 | 0.00 | +0.00 | buy |
| STRS OHIO | 1,400 | 77,900 | +76,500 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 72,246 | 74,094 | +1,848 | 0.00 | 0.00 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 69,750 | 69,750 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Cerity Partners LLC | 63,000 | 63,011 | +11 | 0.00 | 0.00 | +0.00 | buy |
| Canton Hathaway, LLC | 123,000 | 58,500 | -64,500 | 0.01 | 0.02 | +0.01 | sell |
| GOLDMAN SACHS GROUP INC | 53,823 | 53,823 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Rockefeller Capital Management L.P. | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 40,000 | 48,023 | +8,023 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 177,673 | 47,578 | -130,095 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 0 | 45,517 | +45,517 | 0.00 | 0.00 | +0.00 | buy |
| IMC-Chicago, LLC | 0 | 37,353 | +37,353 | 0.00 | 0.00 | +0.00 | buy |
| WINTON GROUP Ltd | 0 | 37,312 | +37,312 | 0.00 | 0.01 | +0.01 | buy |
| ALPS ADVISORS INC | 39,674 | 34,336 | -5,338 | 0.00 | 0.00 | +0.00 | sell |
| OMERS ADMINISTRATION Corp | 0 | 33,900 | +33,900 | 0.00 | 0.00 | +0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 17,444 | 33,177 | +15,733 | 0.00 | 0.00 | +0.00 | buy |
| LINDEN ADVISORS LP | 625,000 | 32,423 | -592,577 | 0.01 | 0.00 | -0.01 | sell |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 0 | 31,840 | +31,840 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 145,920 | 31,240 | -114,680 | 0.00 | 0.00 | -0.00 | sell |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 31,184 | +31,184 | 0.00 | 0.00 | +0.00 | buy |
| IEQ CAPITAL, LLC | 29,612 | 30,694 | +1,082 | 0.00 | 0.00 | -0.00 | buy |
| PEAK6 LLC | 224,422 | 29,868 | -194,554 | 0.03 | 0.00 | -0.02 | sell |
| WELLS FARGO & COMPANY/MN | 25,966 | 29,162 | +3,196 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 26,585 | 26,801 | +216 | 0.00 | 0.00 | +0.00 | buy |
| One68 Global Capital, LLC | 0 | 26,000 | +26,000 | 0.00 | 2.83 | +2.83 | buy |
| CWM, LLC | 31,284 | 24,965 | -6,319 | 0.00 | 0.00 | +0.00 | sell |
| PEAK6 LLC | 0 | 21,653 | +21,653 | 0.00 | 0.00 | +0.00 | buy |
| Cresset Asset Management, LLC | 0 | 21,000 | +21,000 | 0.00 | 0.00 | +0.00 | buy |
| Next Capital Management LLC | 19,982 | 19,982 | 0 | 0.03 | 0.04 | +0.02 | hold |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 0 | 18,514 | +18,514 | 0.00 | 0.00 | +0.00 | buy |
| TRANSCEND CAPITAL ADVISORS, LLC | 0 | 18,054 | +18,054 | 0.00 | 0.01 | +0.01 | buy |
| Ballentine Partners, LLC | 0 | 16,532 | +16,532 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 16,260 | 16,260 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Squarepoint Ops LLC | 37,332 | 15,634 | -21,698 | 0.00 | 0.00 | -0.00 | sell |
| Private Advisor Group, LLC | 0 | 15,588 | +15,588 | 0.00 | 0.00 | +0.00 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 16,520 | 15,035 | -1,485 | 0.00 | 0.00 | +0.00 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 17,592 | 14,595 | -2,997 | 0.00 | 0.00 | +0.00 | sell |
| Kingsview Wealth Management, LLC | 0 | 14,184 | +14,184 | 0.00 | 0.00 | +0.00 | buy |
| SummitTX Capital, L.P. | 0 | 13,292 | +13,292 | 0.00 | 0.00 | +0.00 | buy |
| MetLife Investment Management, LLC | 0 | 12,845 | +12,845 | 0.00 | 0.00 | +0.00 | buy |
| Pallas Capital Advisors LLC | 12,481 | 12,788 | +307 | 0.00 | 0.00 | +0.00 | buy |
| DUPONT CAPITAL MANAGEMENT CORP | 12,500 | 12,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Bracebridge Capital, LLC | 12,500 | 12,500 | 0 | 0.00 | 0.01 | +0.01 | hold |
| HighTower Advisors, LLC | 0 | 11,700 | +11,700 | 0.00 | 0.00 | +0.00 | buy |
| Belvedere Trading LLC | 0 | 11,669 | +11,669 | 0.00 | 0.01 | +0.01 | buy |
| AXQ CAPITAL, LP | 0 | 11,050 | +11,050 | 0.00 | 0.03 | +0.03 | buy |
| Cetera Investment Advisers | 0 | 10,977 | +10,977 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 13,258 | 10,577 | -2,681 | 0.00 | 0.00 | +0.00 | sell |
| Warberg Asset Management LLC | 0 | 10,100 | +10,100 | 0.00 | 0.01 | +0.01 | buy |
| Police & Firemen's Retirement System of New Jersey | 9,158 | 9,158 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 8,700 | 8,700 | 0 | 0.00 | 0.00 | +0.00 | hold |
| FMR LLC | 2,300 | 7,809 | +5,509 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 544 | 7,419 | +6,875 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 3,267 | 6,401 | +3,134 | 0.00 | 0.00 | +0.00 | buy |
| Pinpoint Asset Management (Singapore) Pte. Ltd. | 0 | 6,136 | +6,136 | 0.00 | 0.01 | +0.01 | buy |
| SIGNATUREFD, LLC | 40 | 5,986 | +5,946 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 4,252 | +4,252 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 0 | 4,000 | +4,000 | 0.00 | 0.00 | +0.00 | buy |
| QUADRANT CAPITAL GROUP LLC | 0 | 3,882 | +3,882 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 3,287 | 3,287 | 0 | 0.00 | 0.00 | +0.00 | hold |