| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| WHITEBOX ADVISORS LLC | 0 | 390,000 | +390,000 | 0.00 | 0.06 | +0.06 | buy |
| WHITEBOX ADVISORS LLC | 0 | 390,000 | +390,000 | 0.00 | 0.00 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 390,000 | +390,000 | 0.00 | 0.00 | +0.00 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 252,019 | +252,019 | 0.00 | 0.10 | +0.10 | buy |
| Lepercq De Neuflize Asset Management LLC | 33,953 | 93,953 | +60,000 | 0.00 | 0.01 | +0.00 | buy |
| Virtu Financial LLC | 0 | 22,147 | +22,147 | 0.00 | 0.01 | +0.01 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 17,988 | +17,988 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 511,082 | 525,066 | +13,984 | 0.01 | 0.01 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 10,851 | +10,851 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 72,779 | 73,129 | +350 | 0.01 | 0.01 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 280,000 | 280,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| D. E. Shaw & Co., Inc. | 280,000 | 280,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 280,000 | 280,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 578,096 | 578,096 | 0 | 0.17 | 0.14 | -0.03 | hold |
| ARISTEIA CAPITAL, L.L.C. | 578,096 | 578,096 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 578,096 | 578,096 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 40,000 | 40,000 | 0 | 0.16 | 0.12 | -0.04 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 40,000 | 40,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 39,996 | 39,996 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 217,499 | 217,499 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 30,291 | 30,291 | 0 | 0.02 | 0.02 | +0.01 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 700 | 700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MMCAP International Inc. SPC | 590,000 | 590,000 | 0 | 0.61 | 0.53 | -0.08 | hold |
| MMCAP International Inc. SPC | 590,000 | 590,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MMCAP International Inc. SPC | 590,000 | 590,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 290,000 | 290,000 | 0 | 0.06 | 0.07 | +0.01 | hold |
| Polar Asset Management Partners Inc. | 290,000 | 290,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 290,000 | 290,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 290,000 | 290,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Hudson Bay Capital Management LP | 290,000 | 290,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 290,000 | 290,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 427,643 | 427,643 | 0 | 0.21 | 0.22 | +0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 428,040 | 428,040 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 428,040 | 428,040 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Verition Fund Management LLC | 205,000 | 205,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| FLOW TRADERS U.S. LLC | 13,802 | 13,802 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 331,013 | 331,013 | 0 | 0.16 | 0.17 | +0.01 | hold |
| MANGROVE PARTNERS IM, LLC | 241,607 | 241,607 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 74,591 | 74,591 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 15,250 | 15,250 | 0 | 0.07 | 0.07 | +0.01 | hold |
| Centiva Capital, LP | 40,000 | 40,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 40,000 | 40,000 | 0 | 0.02 | 0.02 | -0.01 | hold |
| Centiva Capital, LP | 40,000 | 40,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Shaolin Capital Management LLC | 199,893 | 199,893 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Harraden Circle Investments, LLC | 748,780 | 748,780 | 0 | 0.03 | 0.03 | -0.00 | hold |
| MIZUHO SECURITIES USA LLC | 840,729 | 840,729 | 0 | 0.14 | 0.20 | +0.06 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 588,770 | 588,770 | 0 | 0.01 | 0.01 | +0.00 | hold |
| TORONTO DOMINION BANK | 129,866 | 129,866 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 321,155 | 321,155 | 0 | 0.00 | 0.00 | -0.00 | hold |
| METEORA CAPITAL, LLC | 2 | 0 | -2 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 279,565 | 279,552 | -13 | 0.07 | 0.07 | -0.00 | sell |
| Dakota Wealth Management | 28,550 | 22,600 | -5,950 | 0.01 | 0.01 | -0.00 | sell |
| AQR Arbitrage LLC | 590,000 | 580,471 | -9,529 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 590,000 | 580,471 | -9,529 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 585,000 | 562,483 | -22,517 | 0.13 | 0.10 | -0.03 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 343,070 | 314,835 | -28,235 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 780,246 | 729,671 | -50,575 | 0.21 | 0.24 | +0.02 | sell |
| K2 PRINCIPAL FUND, L.P. | 131,207 | 70,220 | -60,987 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 99,800 | 21,177 | -78,623 | 0.00 | 0.00 | -0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 376,348 | 155,312 | -221,036 | 0.01 | 0.00 | -0.01 | sell |
| MANGROVE PARTNERS IM, LLC | 289,300 | 39,200 | -250,100 | 0.24 | 0.03 | -0.21 | sell |