| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Polar Asset Management Partners Inc. | 290,000 | 342,726 | +52,726 | 0.07 | 0.07 | -0.01 | buy |
| PenderFund Capital Management Ltd. | 0 | 35,600 | +35,600 | 0.00 | 0.05 | +0.05 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 73,129 | 77,873 | +4,744 | 0.01 | 0.01 | -0.00 | buy |
| AQR Arbitrage LLC | 580,471 | 582,200 | +1,729 | 0.00 | 0.00 | +0.00 | buy |
| FLOW TRADERS U.S. LLC | 13,802 | 15,164 | +1,362 | 0.00 | 0.01 | +0.00 | buy |
| Crossingbridge Advisors, LLC | 0 | 1,241 | +1,241 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 199,893 | 200,956 | +1,063 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 562,483 | 563,283 | +800 | 0.10 | 0.08 | -0.01 | buy |
| AQR Arbitrage LLC | 580,471 | 581,171 | +700 | 0.00 | 0.00 | -0.00 | buy |
| Quarry LP | 0 | 285 | +285 | 0.00 | 0.00 | +0.00 | buy |
| Hudson Bay Capital Management LP | 290,000 | 290,001 | +1 | 0.02 | 0.01 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 280,000 | 280,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 280,000 | 280,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 280,000 | 280,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 578,096 | 578,096 | 0 | 0.14 | 0.09 | -0.04 | hold |
| ARISTEIA CAPITAL, L.L.C. | 578,096 | 578,096 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 578,096 | 578,096 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 40,000 | 40,000 | 0 | 0.12 | 0.10 | -0.02 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 17,988 | 17,988 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 217,499 | 217,499 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 30,291 | 30,291 | 0 | 0.02 | 0.02 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 390,000 | 390,000 | 0 | 0.06 | 0.07 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 390,000 | 390,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 390,000 | 390,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 700 | 700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MMCAP International Inc. SPC | 590,000 | 590,000 | 0 | 0.53 | 0.52 | -0.01 | hold |
| MMCAP International Inc. SPC | 590,000 | 590,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| MMCAP International Inc. SPC | 590,000 | 590,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 290,000 | 290,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 290,000 | 290,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 290,000 | 290,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 290,000 | 290,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 428,040 | 428,040 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 428,040 | 428,040 | 0 | 0.00 | 0.00 | -0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 70,220 | 70,220 | 0 | 0.00 | 0.00 | -0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 155,312 | 155,312 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 331,013 | 331,013 | 0 | 0.17 | 0.18 | +0.01 | hold |
| MANGROVE PARTNERS IM, LLC | 39,200 | 39,200 | 0 | 0.03 | 0.03 | -0.01 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 314,835 | 314,835 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 74,591 | 74,591 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 15,250 | 15,250 | 0 | 0.07 | 0.07 | +0.00 | hold |
| Dakota Wealth Management | 22,600 | 22,600 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 40,000 | 40,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 40,000 | 40,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 40,000 | 40,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Lepercq De Neuflize Asset Management LLC | 93,953 | 93,953 | 0 | 0.01 | 0.01 | -0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 252,019 | 252,019 | 0 | 0.10 | 0.10 | -0.00 | hold |
| Harraden Circle Investments, LLC | 748,780 | 748,780 | 0 | 0.03 | 0.02 | -0.01 | hold |
| MIZUHO SECURITIES USA LLC | 840,729 | 840,729 | 0 | 0.20 | 0.14 | -0.06 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 129,866 | 129,862 | -4 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 427,643 | 427,327 | -316 | 0.22 | 0.22 | -0.00 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 588,770 | 587,923 | -847 | 0.01 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 321,155 | 320,000 | -1,155 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 39,996 | 37,672 | -2,324 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 10,851 | 0 | -10,851 | 0.00 | 0.00 | -0.00 | sell |
| MANGROVE PARTNERS IM, LLC | 241,607 | 226,847 | -14,760 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 21,177 | 0 | -21,177 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 22,147 | 0 | -22,147 | 0.01 | 0.00 | -0.01 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 40,000 | 0 | -40,000 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 279,552 | 229,641 | -49,911 | 0.07 | 0.04 | -0.03 | sell |
| Karpus Management, Inc. | 729,671 | 671,571 | -58,100 | 0.24 | 0.20 | -0.03 | sell |
| TORONTO DOMINION BANK | 525,066 | 353,371 | -171,695 | 0.01 | 0.01 | -0.00 | sell |
| Verition Fund Management LLC | 205,000 | 0 | -205,000 | 0.00 | 0.00 | -0.00 | sell |